Prosecution Insights
Last updated: April 19, 2026
Application No. 18/676,000

AIR-COOLED MOTOR ASSEMBLY WITH HEATSINK

Non-Final OA §102§103
Filed
May 28, 2024
Examiner
DESAI, NAISHADH N
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Regal Beloit America Inc.
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
91%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
893 granted / 1091 resolved
+13.9% vs TC avg
Moderate +9% lift
Without
With
+8.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
28 currently pending
Career history
1119
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
54.8%
+14.8% vs TC avg
§102
28.9%
-11.1% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1091 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDS’s) submitted on 06/04/2024 and 10/23/2025 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5,10-14,19 and 20 are rejected under 35 U.S.C. 102(a1) as being anticipated by Coles et al. (US 20230047487). Regarding claim 1, Coles et al. disclose: A motor assembly (abstract) comprising: a mounting bracket (72, Fig 2) and a housing (20), the mounting bracket coupled to the housing, the housing defining a first compartment (inside 20); a motor (12) positioned within the first compartment (Fig 4); a shroud (18) coupled to the housing (20), the shroud defining a second compartment (Fig 5); a shaft (50) coupled to the motor (12) and configured to rotate about an axis (56), the shaft (50) extends axially through an opening in the shroud (18) into the second compartment; a heatsink (118) and a cover (98), the heatsink coupled to the shroud (18) relative to the second compartment (Fig 5), and the cover (98) coupled to the heatsink (118), the heatsink defining a plurality of protrusions (128) circumferentially positioned around the axis (Fig 5, paras 54,55), the protrusions (128) configured to introduce airflow into the second compartment (implicit due to their shape and fan 138 blowing air – better seen in Fig 7); and a fan (138) coupled to the shaft (50) and positioned between the second compartment of the shroud (18) and the heatsink (118), the fan (138) configured to draw airflow (172, para 72) from the heatsink (118, Fig 7). Regarding claim 2/1, Coles et al. disclose wherein the fan (138, Figs 7-10) comprises a fan shroud (142) positioned relative to the heatsink (118) and a plurality of fins that extend outwardly from the fan shroud in the direction of the shroud, the plurality of fins being circumferentially positioned around the axis (para 61). Regarding claim 3/2, Coles et al. disclose wherein the fan shroud defines an opening (140) that enables fluid communication between the heatsink and the second compartment of the shroud (para 61). Regarding claim 4/1, Coles et al. disclose wherein the heatsink (118) includes a heatsink body that defines an outer edge, the plurality of protrusions extend a distance between the outer edge and the axis (Fig 7, paras 50-51). Regarding claim 5/4, Coles et al. disclose wherein the plurality of protrusions comprise a first protrusion (118a) and a second protrusion (118b), the second protrusion (by 118a, Fig 7) being positioned between adjacent first protrusions, wherein the first protrusion is longer than the second protrusion (by 118b). Regarding claim 10/1, Coles et al. disclose wherein the shroud (18, Fig 4) further comprises a plurality of openings (162) circumferentially spaced around the axis and positioned outwardly relative to an outer surface of the housing (20), the plurality of openings (162) in fluid communication with the second compartment, wherein the plurality of openings are configured to direct the airflow along an exterior of the housing (paras 63-67). Regarding claim 11/10, Coles et al. disclose wherein each of the plurality of openings (162, Fig 4) defines a cross-sectional shape including a first edge positioned in proximity to the periphery of the shroud (18) and a second opposing edge positioned in proximity to the housing (20), both the first and second edge positioned relative to the axis, a pair of angled features extending between the first and second edges, wherein the pair of angled features flare outwardly relative to each other (162, Fig 4). Regarding claim 12, Coles et al. disclose: A motor assembly (abstract) comprising: a mounting bracket (72, Fig 2) and a housing (20), the mounting bracket coupled to the housing, the housing defining a first compartment (inside 20); a motor (12) positioned within the first compartment (Fig 4); a shroud (18) coupled to the housing (20), the shroud defining a second compartment (Fig 5); a shaft (50) coupled to the motor (12) and configured to rotate about an axis (56), the shaft (50) extends axially through an opening in the shroud (18) into the second compartment; a heatsink (118) and a cover (98), the heat sink comprising a body (by 166, Fig 5) coupled to the shroud (18) relative to the second compartment (Fig 5), the cover (98) coupled to the heatsink (118), the heatsink defining a plurality of protrusions (128) circumferentially positioned around the axis (Fig 5, paras 54,55), wherein the plurality of protrusions (128) extend outwardly from the heatsink body (by 166) in the direction of the shroud (18), wherein each of the plurality of protrusions (128, Fig 7) defines a first sidewall and a second opposing sidewall (para 54), a pair of adjacent protrusions of the plurality of protrusions defines a channel that includes the first sidewall of a first adjacent protrusion, the second sidewall of the second adjacent protrusion, and the heatsink body (para 54, Fig 7), wherein the channel is configured to direct airflow towards the axis and into the second compartment (paras 54-56), wherein a plurality of channels are spaced circumferentially around the axis relative to the pairs of adjacent protrusions (paras 54-56, Fig 7); and a fan (138) coupled to the shaft (50) and positioned between the second compartment of the shroud (18) and the heatsink (118), the fan (138) configured to draw airflow (172, para 72) from the heatsink (118, Fig 7). Regarding claim 13/12, Coles et al. disclose wherein the fan (138, Figs 7-10) comprises a fan shroud (142) positioned relative to the pairs of adjacent protrusions (128) of the plurality of protrusions, the fan shroud defining a portion of each channel (Fig 7). Regarding claim 14/13, Coles et al. disclose wherein the fan (138, Figs 7-10) comprises a fan shroud (142) wherein the shroud (142) further comprises a plurality of openings (140) circumferentially spaced around the axis and positioned outwardly relative to an outer surface of the housing (20), the plurality of openings in fluid communication with the second compartment, wherein the plurality of openings are configured to direct the airflow along an exterior of the housing (Figs 5-7). Regarding claim 17/16, Coles et al. disclose wherein the plurality of protrusions comprise a first protrusion (118a) and a second protrusion (118b), the second protrusion (by 118a, Fig 7) being positioned between adjacent first protrusions, wherein the first protrusion is longer than the second protrusion (by 118b). Regarding claim 19, Coles et al. disclose: A method of operating a motor assembly (abstract), the motor assembly includes a mounting bracket (72, Fig 2) coupled to a housing (20), the housing defining a first compartment (inside 20), and a motor (12) positioned within the first compartment; a shroud (18) coupled to the housing (20), the shroud defining a second compartment (Fig 5); a shaft (50) coupled to the motor (12) and configured to rotate about an axis (56), the shaft (50) extends axially through an opening in the shroud (18) into the second compartment; a heatsink (118) coupled to the shroud (18) relative to the second compartment, and the cover (98) coupled to the heatsink (118), the heatsink defining a plurality of protrusions (128) circumferentially positioned around the axis (Fig 5, paras 54,55), wherein the plurality of protrusions (128) extend outwardly from the heatsink body (by 166) in the direction of the shroud (18), wherein each of the plurality of protrusions (128, Fig 7) defines a first sidewall and a second opposing sidewall (para 54), a pair of adjacent protrusions of the plurality of protrusions defines a channel that includes the first sidewall of a first adjacent protrusion, the second sidewall of the second adjacent protrusion, and the heatsink body (para 54, Fig 7), wherein the channel is configured to direct airflow towards the axis and into the second compartment (paras 54-56), wherein a plurality of channels are spaced circumferentially around the axis relative to the pairs of adjacent protrusions (paras 54-56, Fig 7); and a fan (138) coupled to the shaft (50) and positioned between the second compartment of the shroud (18) and the heatsink (118), the fan (138) configured to draw airflow from the heatsink (172, para 72), the method comprising: drawing airflow from outside the motor assembly (inlets 140) through the plurality of channels of the heatsink (118, paras 60-65); introducing the airflow into the second compartment of the shroud through an opening (140, 158, para 59), Figs 4-7) in the fan; circulating the airflow within the second compartment of the shroud (Figs 4-7); and directing the airflow along an exterior of the housing (20) through a plurality of openings (162, space between 18 & 20,24,90) that are circumferentially spaced around the periphery of the shroud (paras 65,68,69). Regarding claim 20/19, Coles et al. disclose wherein introducing the airflow into the second compartment of the shroud (18) through an opening in the fan (138) further comprises introducing the airflow through an opening in a fan shroud of the fan (para 58), the fan shroud being positioned in proximity to the plurality of protrusions (paras 58-61, Figs 4-7). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 6 is rejected under 35 U.S.C. 103 as being unpatentable over Coles et al. (US 20230047487) in view of Sato (US 20190140520). Regarding claim 6/5, Coles et al. disclose the invention as discussed above, except wherein the plurality of protrusions further comprises a third protrusion, the third protrusion being positioned between the first protrusion and the second protrusion, wherein the second protrusion is longer than the third protrusion. Sato teaches a device wherein the plurality of protrusions (46,47, Fig 2, para 39) further comprises a third protrusion, the third protrusion being positioned between the first protrusion and the second protrusion, wherein the second protrusion is longer than the third protrusion. Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing of the invention to modify Coles et al. wherein the plurality of protrusions further comprises a third protrusion, the third protrusion being positioned between the first protrusion and the second protrusion, wherein the second protrusion is longer than the third protrusion, as Sato teaches. The motivation to do so would permit one to secure the heatsink as needed (para 39 of Sato). Claim(s) 7 is rejected under 35 U.S.C. 103 as being unpatentable over Coles et al. (US 20230047487) in view of Koga et al. (DE 10296733). Regarding claim 7/1, Coles et al. disclose the invention as discussed above, except wherein the plurality of protrusions extend outwardly from a heatsink body in the direction of the fan, wherein each of the plurality of protrusions defines a first sidewall and a second opposing sidewall, a pair of adjacent protrusions of the plurality of protrusions defines a channel that includes the first sidewall of a first adjacent protrusion, the second sidewall of the second adjacent protrusion, and the heatsink body, wherein the channel is configured to direct airflow towards the axis, wherein a plurality of channels are spaced circumferentially around the axis relative to the pairs of adjacent protrusions. Koga et al. teaches a device wherein the plurality of protrusions (20a,b) extend outwardly from a heatsink body (H, Fig 1) in the direction of the fan (Koga et al. do not teach the use of a fan - albeit it is taught by Coles et al.), wherein each of the plurality of protrusions defines a first sidewall and a second opposing sidewall (by L), a pair of adjacent protrusions of the plurality of protrusions defines a channel that includes the first sidewall of a first adjacent protrusion, the second sidewall of the second adjacent protrusion, and the heatsink body, wherein the channel is configured to direct airflow towards the axis, wherein a plurality of channels are spaced circumferentially around the axis relative to the pairs of adjacent protrusions (Fig 7). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing of the invention to modify Coles et al. wherein the plurality of protrusions extend outwardly from a heatsink body in the direction of the fan, wherein each of the plurality of protrusions defines a first sidewall and a second opposing sidewall, a pair of adjacent protrusions of the plurality of protrusions defines a channel that includes the first sidewall of a first adjacent protrusion, the second sidewall of the second adjacent protrusion, and the heatsink body, wherein the channel is configured to direct airflow towards the axis, wherein a plurality of channels are spaced circumferentially around the axis relative to the pairs of adjacent protrusions, as Koga et al. teaches. The motivation to do so would permit one to cooling device as needed (last para of “background of the invention” of Koga et al.). Allowable Subject Matter Claims 8,9,15-18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: In claim 8/7 inter alia, the specific limitations of “…wherein the fan comprises a fan shroud positioned relative to the pairs of adjacent protrusions of the plurality of protrusions, the fan shroud defining a portion of each channel.”, in the combination as claimed are neither anticipated nor made obvious over the prior art made of record. In claim 9/1 inter alia, the specific limitations of “…wherein the fan comprises a fan shroud positioned relative to the heatsink, the fan shroud defines an opening concentric with the shaft; wherein the plurality of protrusions extend outwardly from a heatsink body in the direction of the fan shroud, wherein each of the plurality of protrusions defines a first sidewall and a second opposing sidewall, a pair of adjacent protrusions of the plurality of protrusions defines a channel that includes the first sidewall of a first adjacent protrusion, the second sidewall of the second adjacent protrusion, the heatsink body, and the fan shroud of the fan, wherein a plurality of channels are spaced circumferentially around the axis relative to the pairs of adjacent protrusions; wherein the plurality of channels are configured to direct airflow towards the axis and through the opening in the fan shroud.”, in the combination as claimed are neither anticipated nor made obvious over the prior art made of record. In claim 15/12 inter alia, the specific limitations of “…wherein the fan comprises a plurality of fins spaced circumferentially around the axis and extending outwardly from a fan shroud in the direction of the shroud, wherein the fan shroud is positioned relative to the plurality of protrusions, wherein the fan shroud is configured to introduce the airflow from the plurality of channels of the heatsink to the plurality of fins, wherein the plurality of fins of the fan are configured to move the airflow throughout the second compartment of the shroud; wherein the shroud further comprises a plurality of openings circumferentially spaced around the axis and positioned outwardly relative to an outer surface of the housing, the plurality of openings are in fluid communication with the second compartment and configured to direct the airflow from the second compartment along an exterior of the housing.”, in the combination as claimed are neither anticipated nor made obvious over the prior art made of record. Claims 16/15 and 17/16 are also allowable for depending on claim 15. In claim 18/17 inter alia, the specific limitations of “…wherein the plurality of protrusions further comprises a third protrusion, the third protrusion being positioned between the first protrusion and the second protrusion, wherein the second protrusion is longer than the third protrusion.”, in the combination as claimed are neither anticipated nor made obvious over the prior art made of record Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.”. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Please see PTO-892 for details. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NAISHADH N DESAI whose telephone number is (571)270-3038. The examiner can normally be reached 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher M Koehler can be reached at 571-272-3560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. NAISHADH N. DESAI Primary Examiner Art Unit 2834 /NAISHADH N DESAI/ Primary Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

May 28, 2024
Application Filed
Jan 23, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
91%
With Interview (+8.7%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 1091 resolved cases by this examiner. Grant probability derived from career allow rate.

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