Prosecution Insights
Last updated: July 17, 2026
Application No. 18/678,152

WATER-SOLUBLE CANNABINOID PRODRUGS COMPOSITIONS AND METHODS OF SYNTHESIZING THE SAME

Non-Final OA §102§112
Filed
May 30, 2024
Priority
May 31, 2022 — provisional 63/347,247 +2 more
Examiner
FETTEROLF, BRANDON J
Art Unit
Tech Center
Assignee
Trait Biosciences, Inc.
OA Round
1 (Non-Final)
51%
Grant Probability
Moderate
1-2
OA Rounds
1y 5m
Est. Remaining
68%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allowance Rate
107 granted / 210 resolved
-9.0% vs TC avg
Strong +17% interview lift
Without
With
+16.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
55 currently pending
Career history
265
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
32.3%
-7.7% vs TC avg
§102
12.5%
-27.5% vs TC avg
§112
21.6%
-18.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 210 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of species 1, as drawn to a compound of formula I, in the reply filed on 5/28/2026 is acknowledged. Claims 1-12, 19-24 and 70-72 are currently pending. Claims 7-12, 19-24 and 71-72 are withdrawn from consideration as being drawn to non-elected species. Claims 1-6 and 70 are currently pending and under consideration. Information Disclosure Statement The information disclosure statement filed on 5/30/2024 is acknowledged and has been considered except where lined through. It is noted that in order to comply with 37 CFR 1.98(a)(2), a legible copy of each cited foreign patent document; each non-patent literature publication or that portion which caused it to be listed; and all other information or that portion which caused it to be listed. Claim Objections Claims 1-2, 4 and 6 are objected to because of the following informalities: Regarding claims 1-2 and 4, claims 1-2 and 4 recite the phrase “amino acid sugar”. While the specification utilizes the phrase “amino sugar” and provides examples of amino sugars such as in claim 4, a review of the specification does not appear to define what this phrase encompasses. It is suggested that Applicants amend the claims to recite an amino sugar. Claim 4 is further objected to because it contains an “and” between sialic acid and Daunosamine which should not be there and does not contain an “and” or an “or” separating the two last amino augars. Regarding claim 6, claim 6 recites that the aminosulfonic acid derivative comprises -CONHCH2CH2SO3H. However, when considering the aminosulfonic acid derivative is R4 which is attached to a carbonyl, it is unclear of whether the “CO” in the formula described in claim 6 is necessary. For example, a review of the specification identifies the following compound PNG media_image1.png 91 140 media_image1.png Greyscale which contains the aminosulfonic acid derivative. As such, it would appear that the correct formula for the derivative (e.g. R4) is -NHCH2CH2SO3H, wherein the “CO” is already present in already present in (R1 and/or R2). . Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 2 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 2 recites the limitation "amino acid –(R5)" or aminosulfonic acid derivative-(R5). However, there is insufficient antecedent basis for this limitation in the claim, since claim 1, from which claim 2 depends, does not provide support for the amino acid or aminosulfonic acid derivative to be substituted with R5. Since R5 encompasses H, the amino acid-R5 will be interpreted as an amino acid, e.g. an OH, for prior art purposes. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3 and 70 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Shandong Luye Pharmaceuticals (WO2022/213931A1, 2022-10-13, Google Patent Translation provided) referred to herein as Shandong. Shandong teach cannabidiol prodrugs and pharmaceutical compositions comprising said prodrug (Abstract). In particular, Shandong teach a prodrug having the structure PNG media_image2.png 99 175 media_image2.png Greyscale which reads on the instant claims wherein R1 is glycine, R2 is H and R3 is a linear alkane (See claim 8). Conclusion Claim 5 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The closest prior art to claim 5 is considered to be to Moustafa (WO2021/155474A1, 2021-08-12) whom teaches cannabinoid sulfate esters, their soluble salts and stable formulations thereof (abstract). The prior art differs from the instant invention in that the sulfonate is produced via an ether linkage vs. the carbonyl as presently claimed and the prior art does not teach or suggest such substitution. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. -Arifian et al. (Molecules 2022; 27: 7631), -US20190382814A1, and -WO2021243467A1. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRANDON J FETTEROLF whose telephone number is (571)272-2919. The examiner can normally be reached M-F 6AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey S Lundgren can be reached at 571-272-5541. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. BRANDON J. FETTEROLF, PHD Primary Patent Examiner Art Unit 1626 /BRANDON J FETTEROLF/Primary Examiner, Art Unit 1626
Read full office action

Prosecution Timeline

May 30, 2024
Application Filed
Jun 17, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
51%
Grant Probability
68%
With Interview (+16.7%)
3y 7m (~1y 5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 210 resolved cases by this examiner. Grant probability derived from career allowance rate.

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