Prosecution Insights
Last updated: September 17, 2026
Application No. 18/678,807

SYSTEM AND METHOD FOR IMPROVING RESULTS FROM ARTIFICIAL INTELLIGENCE

Non-Final OA §101§102
Filed
May 30, 2024
Priority
May 30, 2023 — provisional 63/577,872 +1 more
Examiner
JACOB, AJITH
Art Unit
Tech Center
Assignee
Augment Legal Inc.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
403 granted / 510 resolved
+19.0% vs TC avg
Minimal +4% lift
Without
With
+4.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
11 currently pending
Career history
522
Total Applications
across all art units

Statute-Specific Performance

§101
11.4%
-28.6% vs TC avg
§103
43.1%
+3.1% vs TC avg
§102
34.8%
-5.2% vs TC avg
§112
3.9%
-36.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 510 resolved cases

Office Action

§101 §102
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The instant application having Application No. 18/678,807 has a total of 1 claim pending in the application, there is 1 independent claim and 0 dependent claims, all of which are ready for examination by the examiner. Oath/Declaration The applicant’s oath/declaration has been reviewed by the examiner and is found to conform to the requirements prescribed in 37 C.F.R. 1.63. Drawings The applicant’s drawings submitted are acceptable for examination purposes. Specification The applicant’s specification submitted is acceptable for examination purposes. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claim 1 is rejected under 35 USC 101 as being drawn to nonstatutory subject matter. The independent claims are rejected under 35 U.S.C. 101 because the claimed invention is drawn to an abstract idea without significantly more. Independent claim 1 is drawn to receiving a request for generative AI, modifying the request, forwarding the request to the system and receiving a response from the system. The application of modifying a request to receive a generative response in the broadest form could have been accomplished through human mental process, and addition of a system with memory and processors, hold as abstract, thus the limitations don’t describe doing significantly more, and the claims as a whole does not provide integration into a practical application. The claims fall within the “Mental Processes” grouping of abstract ideas. Specifically, the limitations as discussed above, as claimed, is a process that covers performance of the limitations in the mind, or with pen and paper, but for the recitation of generic computer components (e.g., computer, storage device) because a user can mentally, or with pen and paper, observe, evaluate and make judgements to perform the claimed limitations. For example, a person can read documents and make judgements to find sections of documents that contain a problem, and provide a report with any findings. A person can further link substantially identical concepts mentally or via taking notes on paper. This judicial exception is not integrated into a practical application. In particular, the claim only recites additional elements (e.g., computer, storage device) that are recited at a high-level of generality (e.g., as a generic processor performing a generic computer function) such that it amounts to no more than mere instructions to apply the exception using a generic computer component. See 2106.05(d)(Il). Accordingly, the additional elements do not integrate the abstract idea into a practical application because they do not impose any meaningful limits on practicing the abstract idea. The claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above with respect to integration of the abstract idea into a practical application, the additional elements amount to no more than mere instructions to apply the exception using a generic computer component. Mere instructions to apply an exception using a generic computer component is not significantly more than the judicial exception. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim 1 is rejected under 35 U.S.C. 102(a)(2) as being unpatentable over Bharadwaj et al. (US 2024/0273345 A1). For claim 1, Bharadwaj et al. teaches: A method comprising: receiving a request from a user to be processed by a generative artificial intelligence (AI) system [input query for response in a generative AI system, 0003 and 0008: Bharadwaj]; modifying the request to create a modified request, wherein modifying the request is based at least in part on pre-determined user preferences [modifying the user input based on retrieved user data for optimization, 0004: Bharadwaj]; forwarding the modified request to the generative AI system [modifying the input query for the foundational language model, 0047-0048; foundational model being a generative language model, 0004: Bharadwaj]; receiving a response from the generative AI system based on the modified request [foundational model generating a response for the optimized input query, 0134: Bharadwaj]; and displaying the response to the user [response presented for user, 0006: Bharadwaj]. Conclusion The Examiner requests, in response to this Office action, that support be shown for language added to any original claims on amendment and any new claims. That is, indicate support for newly added claim language by specifically pointing to page(s) and line no(s) in the specification and/or drawing figure(s). This will assist the Examiner in prosecuting the application. When responding to this Office action, Applicant is advised to clearly point out the patentable novelty which he or she thinks the claims present, in view of the state of the art disclosed by the references cited or the objections made. He or she must also show how the amendments avoid such references or objections See 37 CFR 1.111(c). Any inquiry concerning this communication or earlier communications from the examiner should be directed to AJITH M JACOB whose telephone number is (571)270-1763. The examiner can normally be reached on Monday-Friday: Flexible Hours. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Apu Mofiz can be reached on 571-272-4080. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AJITH JACOB/Primary Examiner, Art Unit 2161 8/14/2026
Read full office action

Prosecution Timeline

May 30, 2024
Application Filed
Aug 19, 2026
Non-Final Rejection mailed — §101, §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
83%
With Interview (+4.1%)
3y 4m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 510 resolved cases by this examiner. Grant probability derived from career allowance rate.

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