Prosecution Insights
Last updated: October 01, 2026
Application No. 18/679,047

METHOD AND APPARATUS FOR TRANSMIT AND RECEIVE BEAM DETERMINATION

Final Rejection §103
Filed
May 30, 2024
Priority
Dec 01, 2021 — continuation of PCTCN2021134817
Examiner
ROUDANI, OUSSAMA
Art Unit
2413
Tech Center
2400 — Computer Networks
Assignee
Huawei Technologies Co., Ltd.
OA Round
2 (Final)
80%
Grant Probability
Favorable
3-4
OA Rounds
6m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
382 granted / 479 resolved
+21.7% vs TC avg
Moderate +8% lift
Without
With
+7.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
32 currently pending
Career history
507
Total Applications
across all art units

Statute-Specific Performance

§101
4.0%
-36.0% vs TC avg
§103
55.7%
+15.7% vs TC avg
§102
20.0%
-20.0% vs TC avg
§112
13.8%
-26.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 479 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claim(s) 07/22/2026 have been considered but are moot in view of new ground(s). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-4, 6-9, 11-13, 15-18, and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Grossmann et al. (US 20190223140) in view of Cha et al. (US 20220095265). Regarding claim 1, Grossmann discloses a method comprising: performing beam sweeping using a plurality of receive beams at a receiver to measure a plurality of reference signals that are beamformed at a transmitter to determine a plurality of signal strengths corresponding to the plurality of reference signals (BS performs a beamforming on multiple PRS sequences. UE receives the signals PRS.sub.i1, and PRS.sub.i3 via the different beam cones 116.sub.1 and 116.sub.3 and performs the TOA/TDOA estimation of the multi-path components for each detected beam cone, more specifically for each PRS sequence carried by the respective beam cone; [0030]. the UE may measure the received signal power or may apply other measurements to determine the reliability of each received beam cone. This measure may be returned to the serving base station or the location server; [0037]); determining an angle of arrival (AoA) at the receiver of a propagation path having a strongest measured signal (UE may estimate the AoA of each path component by evaluating downlink sounding reference symbols, such as CSI-RS and/or PRS sent out by the base station; [0011]. UE may estimate, in addition to the TOA of each detected specular path component, the angle of arrival (AoA—azimuth and elevation) of the path component; [0035]. Note that the UE is measuring each received beam cone including the one with a strongest signal.); and transmitting feedback information to the transmitter, the feedback information being a function of the AoA (AoA(s) are fed back to the serving base station; [0011]. UE may report the estimated AoAs, the TOAs and the PRS sequence ID for each detected path component to the base station/location server; [0035]). Grossman does not expressly disclose determining an angle of arrival (AoA) of a propagation path having a strongest measured signal selected from the plurality of reference signals based on the plurality of signal strengths. In an analogous art, Cha discloses determining an angle of arrival (AoA) of a propagation path having a strongest measured signal selected from the plurality of reference signals based on the plurality of signal strengths (UE may perform measurement for received signal strength, such as RSRP/RSSI/SINR, and measurement for AoA, with respect to all RS resources included in a configured RS resource set (e.g., a PRS resource set). The UE may report an AoA value for an RS resource having the largest RSRP/RSSI/SINR value to the BS/LMF/location server and the BS/LMF/location server may configure such an operation for the UE; [0298]). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to add the features taught by Cha into the system of Grossmann in order to improve the accuracy in measuring the position of a terminal (Cha; [0021]). Regarding claim 2, the combination of Grossman and Cha, particularly Grossmann discloses receiving data that has been beamformed at the transmitter based on the feedback information (the location information obtained by BS may be used to adjust the beamforming weights at the BS with respect to the UE position estimate. After the beamforming weights are adjusted, the UE may report back the now estimated TOA estimates which may be improved, and also the new AoA in case the UE has more than one antenna. This information is retuned together with the PRS sequence IDA/CID to the location server which then calculates the UE location estimate again. This process may be performed iteratively several times so that, sequentially, the position estimate is improved; [0038]). Regarding claim 3, the combination of Grossman and Cha, particularly Grossmann discloses wherein the performing the beam sweeping at the receiver to measure the plurality of reference signals further comprises: estimating a beamformed downlink channel between the transmitter and the receiver (UE may measure the received signal power or may apply other measurements to determine the reliability of each received beam cone. This measure may be returned to the serving base station or the location server; [0037]). Regarding claim 4, the combination of Grossman and Cha, particularly Grossmann discloses the determining the AoA comprises: projecting the propagation path on a receive beamformer used by the receiver; and the transmitting the feedback information comprises: transmitting an indication of projection of the propagation path having the strongest measured signal on the receive beamformer (UE may estimate, the angle of arrival (AoA—azimuth and elevation) of the path component. The estimation may be performed at the UE, provided that the UE has knowledge about the beam pointing direction and the base station coordinates. UE may report the estimated AoAs, the TOAs to the base station/location server. The positioning algorithm may apply a 3D geometrical description of the multipath channel propagation environment, and each detected path component may be described by the parameters AoA, TOA and AoD; [0035]). Regarding claim 6, the claim is interpreted and rejected for the reasons cited in claim 1. Regarding claim 7, the claim is interpreted and rejected for the reasons cited in claim 2. Regarding claim 8, the claim is interpreted and rejected for the reasons cited in claim 3. Regarding claim 9, the claim is interpreted and rejected for the reasons cited in claim 4. Regarding claim 11, Grossmann discloses a method comprising: transmitting a plurality of beamformed reference signals for a receiver to determine a plurality of signal strengths corresponding to the plurality of beamformed reference signals (BS performs a beamforming on multiple PRS sequences; [0030]. the UE may measure the received signal power or may apply other measurements to determine the reliability of each received beam cone. This measure may be returned to the serving base station or the location server; [0037]); receiving feedback information from the receiver, the feedback information being a function of an angle of arrival (AoA) at the receiver of a propagation path having a strongest measured signal, the AoA being determined at the receiver based on the plurality of signal strengths (UE may estimate the AoA of each path component by evaluating downlink sounding reference symbols, such as CSI-RS and/or PRS sent out by the base station; [0011]. UE may estimate, in addition to the TOA of each detected specular path component, the angle of arrival (AoA—azimuth and elevation) of the path component. UE may report the estimated AoAs, the TOAs and the PRS sequence ID for each detected path component to the base station/location server; [0035]. Note that the UE is measuring each received beam cone including the one with a strongest signal.); and determining beamforming to be used at a transmitter, based on the feedback information, for transmitting data to the receiver (the location information obtained by BS may be used to adjust the beamforming weights at the BS with respect to the UE position estimate; [0038]). Grossman does not expressly disclose the feedback information being a function of an angle of arrival (AoA) of a propagation path having a strongest measured signal selected from the plurality of beamformed reference signals. In an analogous art, Cha discloses the feedback information being a function of an angle of arrival (AoA) of a propagation path having a strongest measured signal selected from the plurality of beamformed reference signals (UE may perform measurement for received signal strength, such as RSRP/RSSI/SINR, and measurement for AoA, with respect to all RS resources included in a configured RS resource set (e.g., a PRS resource set). The UE may report an AoA value for an RS resource having the largest RSRP/RSSI/SINR value to the BS/LMF/location server and the BS/LMF/location server may configure such an operation for the UE; [0298]). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to add the features taught by Cha into the system of Grossmann in order to improve the accuracy in measuring the position of a terminal (Cha; [0021]). Regarding claim 12, the combination of Grossman and Cha, particularly Grossmann discloses transmitting the data to the receiver using the beamforming (the location information obtained by BS may be used to adjust the beamforming weights at the BS with respect to the UE position estimate. After the beamforming weights are adjusted, the UE may report back the now estimated TOA estimates which may be improved, and also the new AoA in case the UE has more than one antenna. This information is retuned together with the PRS sequence IDA/CID to the location server which then calculates the UE location estimate again. This process may be performed iteratively several times so that, sequentially, the position estimate is improved; [0038]). Regarding claim 13, the claim is interpreted and rejected for the reasons cited in claim 4. Regarding claim 15, the combination of Grossman and Cha, particularly Grossman discloses transmitting information pertaining to the plurality of beamformed reference signals that are beamformed at the transmitter, wherein the feedback information is based on the information pertaining to the plurality of beamformed reference signals that are beamformed at the transmitter (UE may derive from the beam cone the ID/VCID number of the PRS sequence. In accordance with one example, the estimated TOAs of the detected path components together with the associated ID/VCID number, i.e., the pairs of TOA/TDOA and ID/VCID number are returned to the base station BS serving the UE and/or to the location server 110 to perform the positioning algorithm; [0032]). Regarding claim 16, the claim is interpreted and rejected for the reasons cited in claim 11. Regarding claim 17, the claim is interpreted and rejected for the reasons cited in claim 12. Regarding claim 18, the claim is interpreted and rejected for the reasons cited in claim 13. Regarding claim 20, the claim is interpreted and rejected for the reasons cited in claim 15. Claim(s) 5, 10, 14, and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Grossmann et al. (US 20190223140) in view of Cha et al. (US 20220095265), and in view of Pezeshki et al. (US 20210385040). Regarding claim 5, the combination of Grossman and Cha does not expressly disclose wherein the transmitting the indication of the projection of the propagation path comprises: transmitting a quantized version of the indication of the projection of the propagation path. In an analogous art, Pezeshki discloses wherein the transmitting the indication of the projection of the propagation path comprises: transmitting a quantized version of the indication of the projection of the propagation path (The example process 700 is an example of UE feedback of quantized per-path angle of arrival. As shown in FIG. 7, in some aspects, the process 700 may include receiving, from a base station, multiple reference signals. (block 702). For example, the UE (e.g., using the antenna 252a, DEMOD/MOD 254a, MIMO detector 256, receive processor 258, controller/processor 280, and/or memory 282) may receive the reference signals. The process 700 may include estimating a channel based on the reference signals. Multiple channel paths are included in the channel (block 704). For example, the UE (e.g., using the controller/processor 280, and/or memory 282) may receive the reference signals; [0090]). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to add the features taught by Pezeshki into the system of Grossmann and Cha in order to improve reliability and robustness for communications technology by allowing the UE to feedback quantized per-path angle of arrival (AoA) values to the base station together with delay and/or power level information for quantized angle of arrival levels (Pezeshki; [0077]). Regarding claim 10, the claim is interpreted and rejected for the reasons cited in claim 5. Regarding claim 14, the claim is interpreted and rejected for the reasons cited in claim 5. Regarding claim 19, the claim is interpreted and rejected for the reasons cited in claim 14. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Baek et al. (US 20230221397), “METHOD FOR PERFORMING POSITIONING BY USER EQUIPMENT IN WIRELESS COMMUNICATION SYSTEM SUPPORTING SIDELINK, AND APPARATUS THEREFOR.” Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to OUSSAMA ROUDANI whose telephone number is (571)272-4727. The examiner can normally be reached 8:30 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, UN C CHO can be reached at (571) 272 7919. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /OUSSAMA ROUDANI/ Primary Examiner, Art Unit 2413
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Prosecution Timeline

May 30, 2024
Application Filed
Apr 23, 2026
Non-Final Rejection mailed — §103
Jul 22, 2026
Response Filed
Aug 11, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
80%
Grant Probability
87%
With Interview (+7.6%)
2y 11m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 479 resolved cases by this examiner. Grant probability derived from career allowance rate.

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