Prosecution Insights
Last updated: July 05, 2026
Application No. 18/679,179

CIRCULATION UNIT, LIQUID EJECTION HEAD, AND LIQUID EJECTION APPARATUS

Non-Final OA §103
Filed
May 30, 2024
Priority
Jun 07, 2023 — JP 2023-094246
Examiner
VALENCIA, ALEJANDRO
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Inc.
OA Round
2 (Non-Final)
43%
Grant Probability
Moderate
2-3
OA Rounds
11m
Est. Remaining
49%
With Interview

Examiner Intelligence

Grants 43% of resolved cases
43%
Career Allowance Rate
581 granted / 1353 resolved
-25.1% vs TC avg
Moderate +6% lift
Without
With
+6.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
89 currently pending
Career history
1499
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
80.5%
+40.5% vs TC avg
§102
17.5%
-22.5% vs TC avg
§112
0.3%
-39.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1353 resolved cases

Office Action

§103
DETAILED ACTION Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-13 are rejected under 35 U.S.C. 103 as being unpatentable over Yabe et al. (2023/0406000) in view of Yokota et al. (2010/0085396). Regarding claims 1, 11-13, Yabe teaches a circulation unit, liquid ejection head and liquid ejection apparatus comprising: a liquid ejection head (fig. 5, item 300), a carriage (fig. 1, item 1) configured to perform scanning of the liquid ejection head in a main scanning direction (fig. 1, X direction), a conveyance unit (fig. 1, item 57/58) configured to convey a print medium in a sub scanning direction (fig. 1, Y direction); a circulation unit (fig. 5, item 1); the circulating pump (fig. 5, item 500) installed in the circulation unit (see fig. 5); and an ejection module (fig. 5, item 300); wherein the circulation unit includes a first pressure adjustment unit (fig. 5, item 120) configured to adjust pressure of liquid, the first pressure adjustment unit including a first valve chamber (fig. 5, item 121), a first pressure control chamber (fig. 5, item 122) having a first pressure control chamber communication port (fig. 5, port of 180 connected to first pressure control chamber 122), a first pressure adjustment unit communication port (fig. 5, item 191A) that allows the first valve chamber and the first pressure control chamber to communicate with each other, a first valve (fig. 5, item 190A) that opens and closes the first communication port, a first flexible member (fig. 7, item 230) that forms a surface of a portion of the first pressure control chamber and that is configured to be displaceable (see fig. 7), and a first pressure plate (fig. 7, item 210) that forms a surface of another portion of the first pressure control chamber and that is configured to be displaceable by moving together with the first flexible member (see fig. 7); a second pressure adjustment unit (fig. 5, item 150) configured to adjust pressure of the liquid, the second pressure adjustment unit including a second valve chamber (fig. 5, item 151), a second pressure control chamber (fig. 5, item 152), a second pressure control chamber communication port (fig. 5, item 191B) that allows the second valve chamber and the second pressure control chamber to communicate with each other, a second valve (fig. 5, item 190B) that opens and closes the second communication port, a second flexible member (fig. 7, item 230) that forms a surface of a portion of the second pressure control chamber and that is configured to be displaceable, and a second pressure plate (fig. 7, item 210) that forms a surface of another portion of the second pressure control chamber and that is configured to be displaceable by moving together with the second flexible member (see fig. 7); a first passage (fig. 5, item 130) configured to allow a pressure chamber (fig. 5, item 12) and the first pressure control chamber to communicate with each other (see fig. 5); a second passage (fig. 5, item 140) configured to allow the pressure chamber and the second pressure control chamber to communicate with each other (see fig. 5); a third passage (fig. 5, item 170) configured to allow the second pressure control chamber and a circulating pump (fig. 5, item 500) to communicate with each other, the circulating pump used to circulate the liquid ([0045]); and a fourth passage (fig. 5, item 180) configured to allow the circulating pump and the first pressure control chamber to communicate with each other (see fig. 5). Yabe does not teach wherein the first pressure control chamber conveys liquid directly to the fourth passage. Yokota teaches wherein a pump analogous to the Yabe’s pump 500 can be driven in both forward and reverse directions (Yokota, [0105], see fig. 5, Note that pump 152 can be driven in both directions to reverse flow of the liquid in the circulation path). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to allow for the pump disclosed by Yabe to be driven in both forward and reverse directions, as disclosed by Yokota, because doing so would allow for switching of the direction of ink circulation, thereby ensuring prevention of solidification of ink in all parts of the circulation path. Upon combination configuration of Yabe’s pump as a two-way pump, the pump 500 could be driven so as to flow liquid directly from the first pressure control chamber 122 into the fourth passage 180 via the first pressure control chamber communication port. Further, upon combination the resultant device would meet the limitation: wherein VV<V2 is satisfied, where VV is a volume of fluid passing through the first pressure control chamber communication port into Furthermore, it should be noted that, according to MPEP 2114, apparatus claims cover what a device is, not what a device does, and the manner of operating a device does not differentiate a claimed apparatus with the prior art. Here, all structural claimed components are disclosed by Yabe. The claims also include functional limitations directed to volumes of fluids circulated, but these limitations do not differentiate the claimed invention on a structural basis. This rationale is applied to all other claims. Regarding claim 2, Yabe in view of Yokota teaches the circulation unit according to claim 1, wherein VT<V2 is satisfied where VT is a volume of fluid flowing from the first pressure control chamber into the second pressure control chamber in the period from the time when operation of the circulating pump is stopped to the time when pressure in the first pressure control chamber and pressure in the second pressure control chamber become equal to each other, and V2 is a volume of the fourth passage (Yabe, see fig. 5, Note that if the pump is stopped for a long period of time so that VV=0 and pressures in the two pressure control chambers will equalize so that the expression is satisfied). Regarding claim 3, Yabe in view of Yokota teaches the circulation unit according to claim 1, wherein Vc-Va<V2 is satisfied where Va is a volume of the second pressure control chamber in a period in which the circulating pump is operating, and Vc is a volume of the second pressure control chamber when the pressure in the first pressure control chamber and the pressure in the second pressure control chamber become equal to each other after the time when operation of the circulating pump is stopped (Yabe, see fig. 5, Note that if the pump is stopped for a long period of time so that VV=0 and pressures in the two pressure control chambers will equalize so that the expression is satisfied. Note that the volume of the second pressure chamber when the circulating pump is operating changes, and thus a range of volumes Va can be chosen from to meet the limitation). Regarding claim 4, Yabe in view of Yokota teaches the circulation unit according to claim 1, further comprising a bypass (Yabe, fig. 28A, item 160) passage configured to allow the first pressure control chamber and the second valve chamber to communicate with each other, wherein the bypass passage is opened and closed depending on opening and closing of the second communication port by the second valve (Yabe, fig. 28A, Note opening and closing valve 2301). Regarding claim 5, Yabe in view of Yokota teaches the circulation unit according to claim 4, wherein VT<V2 is satisfied where VT is a volume of fluid flowing from the first pressure control chamber into the second pressure control chamber in the period from the time when operation of the circulating pump is stopped to the time when pressure in the first pressure control chamber and pressure in the second pressure control chamber become equal to each other, and V2 is a volume of the fourth passage (Yabe, see fig. 5, Note that if the pump is stopped for a long period of time so that VV=0 and pressures in the two pressure control chambers will equalize so that the expression is satisfied). Regarding claim 6, Yabe in view of Yokota teaches the circulation unit according to claim 4, wherein Vc-Va<V2 is satisfied where Va is a volume of the second pressure control chamber in a period in which the circulating pump is operating, and Vc is a volume of the second pressure control chamber when the pressure in the first pressure control chamber and the pressure in the second pressure control chamber become equal to each other after the time when operation of the circulating pump is stopped (Yabe, see fig. 5, Note that if the pump is stopped for a long period of time so that VV=0 and pressures in the two pressure control chambers will equalize so that the expression is satisfied. Note that the volume of the second pressure chamber when the circulating pump is operating changes, and thus a range of volumes Va can be chosen from to meet the limitation). Regarding claim 7, Yabe in view of Yokota teaches the circulation unit according to claim 4, wherein Vc-Vb<V2 is satisfied where Vb is a volume of the second pressure chamber when the bypass passage is closed after the time when the operation of the circulating pump is stopped, and Vc is a volume of the second pressure control chamber when the pressure in the first pressure control chamber and the second pressure control chamber become equal to each other after the time when the operation of the circulating pump is stopped (Yabe, see fig. 5, Note that if the pump is stopped for a long period of time so that VV=0 and pressures in the two pressure control chambers will equalize so that the expression is satisfied. Note that the volume of the second pressure chamber when the circulating pump is operating changes, and thus a range of volumes Vb can be chosen from to meet the limitation). Regarding claim 8, Yabe in view of Yokota teaches the circulation unit according to claim 4, wherein the bypass passage communicates with the first pressure control chamber in a lower-most portion of the first pressure control chamber (Yabe, see fig. 28A). Regarding claim 9, Yabe in view of Yokota teaches the circulation unit according to claim 1, wherein the third passage communicates with the second pressure control chamber in a lower portion of the second pressure control chamber (Yabe, see fig. 5). Regarding claim 10, Yabe in view of Yokota teaches the circulation unit according to claim 1, wherein the fourth passage communicates with the first pressure control chamber in an upper portion of the first pressure control chamber (Yabe, see fig. 5). Response to Arguments Applicant’s arguments with respect to claim(s) 1, 11 and 13 have been considered but are moot in light of the new ground(s) of rejection. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEJANDRO VALENCIA whose telephone number is (571)270-5473. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, RICARDO MAGALLANES can be reached at 571-202-5960. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEJANDRO VALENCIA/Primary Examiner, Art Unit 2853
Read full office action

Prosecution Timeline

May 30, 2024
Application Filed
Nov 21, 2025
Non-Final Rejection mailed — §103
Feb 23, 2026
Response Filed
Apr 08, 2026
Final Rejection mailed — §103
Jun 05, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12661894
LIQUID DISCHARGING APPARATUS
4y 9m to grant Granted Jun 23, 2026
Patent 12661914
HEAD LIFTING LOWERING DEVICE, CONTROL METHOD OF HEAD LIFTING LOWERING DEVICE, NON-TRANSITORY COMPUTER-READABLE STORAGE MEDIUM STORING PROGRAM, MANUFACTURING METHOD OF HEAD LIFTING LOWERING DEVICE
4y 9m to grant Granted Jun 23, 2026
Patent 12661890
DROPLET EJECTION HEAD AND PRINTER
3y 2m to grant Granted Jun 23, 2026
Patent 12661897
LIQUID EJECTING APPARATUS
2y 11m to grant Granted Jun 23, 2026
Patent 12661675
LIQUID EJECTION DEVICE
2y 5m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
43%
Grant Probability
49%
With Interview (+6.1%)
3y 0m (~11m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1353 resolved cases by this examiner. Grant probability derived from career allowance rate.

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