Prosecution Insights
Last updated: August 17, 2026
Application No. 18/679,517

OPTIMIZATION OF BUILDING OPERATIONS

Non-Final OA §102§112
Filed
May 31, 2024
Examiner
CAI, CHARLES J
Art Unit
Tech Center
Assignee
Honeywell International Inc.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
271 granted / 324 resolved
+23.6% vs TC avg
Strong +28% interview lift
Without
With
+28.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
22 currently pending
Career history
346
Total Applications
across all art units

Statute-Specific Performance

§101
6.9%
-33.1% vs TC avg
§103
46.8%
+6.8% vs TC avg
§102
15.3%
-24.7% vs TC avg
§112
25.6%
-14.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 324 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification Paragraph [0045] recites “According to an example implementation of the present subject matter, current setpoints for the asset installed in the building are monitored. The current setpoints are determined by a building operations optimizer based on inputs from sensors installed in the building to sense physical conditions pertaining to the building. The current setpoints for the asset is provided by the building operations optimizer to a local controller that operates the asset to comply with the current setpoints. Based on the monitoring, the current setpoints of the asset are adjusted by controlling the local controller to bring the setpoints of the asset within the first range of setpoints if the current setpoints are identified to be in the third range of setpoints or the second range of setpoints. By bringing the setpoints of the asset within the first range of setpoints, the possibility of damage to the asset or undesired occupants may be prevented. Additionally, the present subject matter allows for controlling rate and extent of changes in the setpoints to avoid abrupt adjustments in the setpoints, thereby preventing damage to the asset and/or discomfort to the occupant”. In the disclosure of paragraph [0045], the term “current setpoints” refers to a monitored/measured value based on sensor inputs, but meanwhile the term also refers to a value set and provided to a local controller by an optimizer. These two values are two different things which can deviate from each other, so the same term “current setpoints” can not refer to both. Since the same term “current setpoints” refer to a measured value and meanwhile a value set and provided to a local controller, it is unclear how the recited subject matter works Appropriate corrections are required. Contingent Limitations Claim 1 comprises contingent limitations recited in a phrase “if the current setpoints are identified to be in the third range of setpoints or second range of setpoints”. The broadest reasonable interpretation of a method claim having contingent limitations requires only those steps that must be performed and does not include steps that are not required to be performed because the condition(s) precedent are not met. The conditions followed the phrase “if” may not be met, hence the corresponding steps may not be required to be conducted. Therefore, the limitation of the phrase has no patentable weight. See MPEP 2111.04 (II) for details. Since it is regarded that Applicant intends to make the limitation to have patentable weight in the claim, for continuing examination purpose, the phrase has been construed as “[[if]] in response to the current setpoints [[are]] being identified to be in the third range of setpoints or second range of setpoints”. Claim Rejections - 35 USC § 112(b) The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 1-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim 1 recites limitations “monitoring current setpoints for the asset, the current setpoints being defined by a building operations optimizer based on inputs from sensors installed in the building to sense physical conditions pertaining to the building, the current setpoints for the asset being provided by the building operations optimizer to a local controller to operate the asset to comply with the current setpoints; and adjusting the current setpoints by controlling the local controller to bring the setpoints of the asset within the first range of setpoints in response to the current setpoints being identified to be in the third range of setpoints or second range of setpoints”, which render the claim indefinite. In claim 1 (and also in disclosure of the specification), the term “current setpoints” refers to a monitored/measured value based on sensor inputs, but meanwhile the term also refers to a value set and provided to a local controller by an optimizer. These two values are two different things which can deviate from each other, so the same term “current setpoints” can not refer to both. Since the same term “current setpoints” refer to a measured value and meanwhile a value set and provided to a local controller, it is unclear how the recited method works. Therefore the claim is indefinite. Claims 9 and 13 are also deemed indefinite for the same reason described above. Other claims are also rejected since they depend on claims 1, 9 or 13 and have inherited the same deficiency. Claim Rejections - 35 USC § 102/103 Possible rejections based on prior art are not feasible since the claims are indefinite. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHARLES CAI whose telephone number is (571)272-7192. The examiner can normally be reached on M-F 8-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kamini Shah can be reached on 571-272-2279. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHARLES CAI/Primary Patent Examiner, Art Unit 2115
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Prosecution Timeline

May 31, 2024
Application Filed
Aug 04, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
99%
With Interview (+28.1%)
2y 6m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 324 resolved cases by this examiner. Grant probability derived from career allowance rate.

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