Prosecution Insights
Last updated: April 19, 2026
Application No. 18/681,849

OPTICAL WAVEGUIDE DEVICE FOR DIFFRACTION DISPLAY AND DISPLAY DEVICE

Non-Final OA §102
Filed
Feb 06, 2024
Examiner
STAHL, MICHAEL J
Art Unit
2874
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Jiaxing Uphoton Optoelectronics Technology Co. Ltd.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
97%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
1122 granted / 1246 resolved
+22.0% vs TC avg
Moderate +7% lift
Without
With
+7.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
36 currently pending
Career history
1282
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
22.4%
-17.6% vs TC avg
§102
41.8%
+1.8% vs TC avg
§112
29.8%
-10.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1246 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The specification is objected to because the heading which precedes [0002] reads "FILED" instead of "FIELD". Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3 and 6-23 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by US 2023/0417974 A1. Claim 1: '974 discloses an optical waveguide device for expanding input light beam based on one-dimensional grating and two-dimensional grating, comprising (see mainly figs. 9-13): a waveguide substrate 200 and a coupling-in grating 210 and a coupling-out grating 212 arranged on the waveguide substrate, and the coupling-in grating is configured to couple an input light beam from outside of the waveguide substrate into the waveguide substrate so that the input light beam is transmitted to the coupling-out grating through total reflection (see e.g. the path of image-bearing light WG depicted in fig. 4B), wherein the coupling-in grating has a grating vector direction (the direction of k0 as labeled in earlier figures) pointing to the coupling-out grating, and the coupling-out grating comprises a one-dimensional region 218 (or 222) in which a one-dimensional grating is formed and a two-dimensional region 214 in which a two-dimensional grating is formed. Claims 2-3 and 6-7: See mainly fig. 9 and its description. Claims 8-20: See the description of zones 214 through 229 e.g. in [0055], [0065], and [0070] and corresponding figs. 4A, 5A, 12, 13, and so forth ('974 uses the term "zones" instead of "partitions"). Claims 21-23: See fig. 22 and [0093]. Conclusion The additional references listed on the attached 892 form are considered generally relevant to the subject matter of this application. Several of them disclose other examples of optical waveguide devices including 1-D and 2-D gratings in an outcoupling region. Contact Information Examiner: 571-272-2360 Examiner's direct supervisor: 571-272-2397 Official correspondence by fax: 571-273-8300 Information regarding the status of an application may be obtained from Patent Center. Should you have questions about Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /Michael Stahl/Primary Examiner, Art Unit 2874
Read full office action

Prosecution Timeline

Feb 06, 2024
Application Filed
Jan 18, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12596234
OPTICAL MODULE AND OPTICAL CONNECTOR CABLE
2y 5m to grant Granted Apr 07, 2026
Patent 12591093
FACILITATING OPTICAL COUPLING AND BEAM COLLIMATION IN PHOTONIC INTEGRATED CIRCUITS
2y 5m to grant Granted Mar 31, 2026
Patent 12585117
WAVEGUIDE FOR AUGMENTED REALITY OR VIRTUAL REALITY DISPLAY
2y 5m to grant Granted Mar 24, 2026
Patent 12587002
CONDUIT AND METHOD FOR LAYING CABLE
2y 5m to grant Granted Mar 24, 2026
Patent 12585061
LIGHT-EMITTING MODULE
2y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
97%
With Interview (+7.4%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 1246 resolved cases by this examiner. Grant probability derived from career allow rate.

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