Prosecution Insights
Last updated: August 06, 2026
Application No. 18/681,992

GALNAC-MONOMERS AND GALNAC-NUCLEIC ACID CONJUGATES

Non-Final OA §103
Filed
Feb 07, 2024
Priority
Aug 09, 2021 — GB 2111456.6 +1 more
Examiner
SHIAO, YIH-HORNG
Art Unit
Tech Center
Assignee
Lerna Biopharma Pte. Ltd.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
698 granted / 962 resolved
+12.6% vs TC avg
Strong +76% interview lift
Without
With
+75.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
42 currently pending
Career history
985
Total Applications
across all art units

Statute-Specific Performance

§101
6.2%
-33.8% vs TC avg
§103
33.9%
-6.1% vs TC avg
§102
16.1%
-23.9% vs TC avg
§112
28.7%
-11.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 962 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Preliminary amendment filed on 02/07/2024 has been entered. Claims 3, 15, and 20 are cancelled. Claims 1, 2, 4-14, 16-19, and 21 are pending in this application. Claims 1, 2, 4-14, and 21 are withdrawn. Claims 16-19 are currently under examination. Priority This application is a 371 of PCT/EP2022/072271 filed on 08/08/2022 and claims foreign priority of UNITED KINGDOM (GB) 2111456.6 filed on 08/09/2021. Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Applicant’s claim for the benefit of a prior-filed application under 35 U.S.C. 119(e) or under 35 U.S.C. 120, 121, 365(c), or 386(c) is acknowledged. Applicant has not complied with one or more conditions for receiving the benefit of an earlier filing date under 35 U.S.C. 365(c) or 386(c) as follows: The later-filed application must be an application for a patent for an invention which is also disclosed in the prior application (the parent or original nonprovisional application or provisional application). The disclosure of the invention in the parent application and in the later-filed application must be sufficient to comply with the requirements of 35 U.S.C. 112(a) or the first paragraph of pre-AIA 35 U.S.C. 112, except for the best mode requirement. See Transco Products, Inc. v. Performance Contracting, Inc., 38 F.3d 551, 32 USPQ2d 1077 (Fed. Cir. 1994). The disclosure of the prior-filed application, Application No. GB2111456.6, fails to provide adequate support or enablement in the manner provided by 35 U.S.C. 112(a) or pre-AIA 35 U.S.C. 112, first paragraph for one or more claims of this application. Claims 16-19 recite “ PNG media_image1.png 90 300 media_image1.png Greyscale , PNG media_image2.png 200 400 media_image2.png Greyscale , or PNG media_image3.png 200 400 media_image3.png Greyscale … X is S”, “at the 3'-end, three successive copies of a monomer residue of formula”, and/or “ PNG media_image4.png 200 400 media_image4.png Greyscale ; PNG media_image5.png 200 400 media_image5.png Greyscale ; PNG media_image6.png 200 400 media_image6.png Greyscale ”, which are not disclosed or supported by the prior-filed Application No. GB2111456.6. Thus, the priority of claims 16-19 is 08/08/2022. Election/Restrictions Applicant's election without traverse of Group III invention (claims 16-19) in the reply filed on 07/01/2026 is acknowledged. Claims 1, 2, 4-14, and 21 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention or species, there being no allowable generic or linking claim. Thus, claims 16-19 are currently under examination. Information Disclosure Statement The information disclosure statement (IDS) filed on 02/07/2024 has been considered. Claim Objections Claims 16, 17, and 19 are objected to because of the following informalities: In claim 16, insert the missing clause “; wavy lines denote points of attachment within the oligonucleotide chain or a terminus of the oligonucleotide chain” at the end of the claim to indicate the meaning of the wavy lines. In claim 17, change the incorrect recitation “claim 16 comprising, optionally at” (line 1) to “claim 16, wherein the oligonucleotide comprises, at” to become proper dependent claim. In claim 19, change the incorrect recitation “An oligonucleotide of claim 16 selected from” (line 1) to “The oligonucleotide of claim 16, wherein the oligonucleotide is selected from the group consisting of” to become proper dependent claim and to comply with Markush group format ending with conjunction “and’ before the last species; and replace the incorrect recitation “waved line indicates an oligonucleotide chain” (last line) with “waved ribbon indicates a 5’ end of the oligonucleotide chain” because the “line” is more accurately a ribbon and the “an oligonucleotide chain” encompasses the preceding “oligonucleotide” in the preamble. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 16-19 are rejected under 35 U.S.C. 103 as being unpatentable over Guan et al. (WO 2022/266316, December 22, 2022, filed on June 16, 2022 and benefitted by US PRO 63/212,519 filed on June 18, 2021, hereinafter referred to as Guan ‘316) in view of Khan et al. (WO 98/06732, February 19, 1998, hereinafter referred to as Khan ‘732). With regard to structural limitations “an oligonucleotide comprising at least one monomer residue of formula: (A) PNG media_image1.png 90 300 media_image1.png Greyscale , wherein X is S or O; wavy lines denote points of attachment within the oligonucleotide chain or a terminus of the oligonucleotide chain (or comprising at the 3 '-end, three successive copies of a monomer residue of formula (A); or the oligonucleotide is PNG media_image5.png 200 400 media_image5.png Greyscale , wherein the waved ribbon indicates a 5’ end of the oligonucleotide chain)” (claims 16-19): Guan ‘316 disclosed preparation of DMT-dlJ-EO-GaiNAc-Phosphoramidite/CGP: PNG media_image7.png 200 400 media_image7.png Greyscale . GalNAc conjugated nucleosides in oligonucleotide synthesis. In some embodiments, the oligonucleotide comprises 1 to 100 base length, 5 to 50 base length, or 10 to 30 base lengths. In further embodiments, the reaction is conducted on a solid support. The solid support comprises an oligonucleotide, and the compound is incorporated into the oligonucleotide sequence, for example, to the terminal of the oligo sequence (either at the 5’ end or at the 3’ end). Fig. 6 illustrates a synthetic cycle of oligonucleotide using a nucleoside containing phosphoramidite moiety. PNG media_image8.png 200 400 media_image8.png Greyscale (page 37/67, Example 4; [0119]; page 32/67, [0100-0102]; page 64/67, Fig. 6). A sequence was designed for trails: 5’-TTTTTTTTTT-Y-3’, where Y represents GalNAc-conjugated solid supports (page 51/67, [0157]). Sharma ‘2004 did not explicitly disclose the limitation “ PNG media_image1.png 90 300 media_image1.png Greyscale ”, required by claims 16-19. Khan ‘732 disclosed a novel class of propargylethoxyamino nucleotides useful as chain-terminating dideoxynucleotides, and, as chain-extending deoxynucleotides. Synthesis of 5-[3-(2-(2-Phthalamidoethoxy)ethoxy)propyn-1-yl]-2’,3’-dideoxycytidine (17): 5-Iodo-2',3'-dideoxycytidine 6 (240 mg, 0.71 mmol)) was reacted with compound 16 ( PNG media_image9.png 135 538 media_image9.png Greyscale ). Synthesis of 5-[3-{2-(2-Trifluoroacetamidoethoxy)ethoxy}propyn-1-y]-2’,3’-dideoxycytidine (18). Fig. 10: PNG media_image10.png 572 333 media_image10.png Greyscale . The novel class of propargylethoxyamino nucleoside compounds useful as substrates for polymerase enzymes (page 5/55, lines 30-33; page 30/55, lines 10-31; page 31/55, lines 1-9; page 48/55, Fig. 10; page 8/55, lines 21-25). Thus, it would have been prima facie obvious to one of ordinary skill in the art at the time the invention was filed to substitute the compound 1 ( PNG media_image11.png 200 400 media_image11.png Greyscale ) as taught by Guan ‘316 with compound 16 ( PNG media_image9.png 135 538 media_image9.png Greyscale ) or PNG media_image12.png 57 196 media_image12.png Greyscale in view of Khan ‘732 to obtain an oligonucleotide that is synthesized chemically and also a substrate for polymerase enzyme-initiated synthesis, described above. Thus, one of skill in the art would have a reasonable expectation that by substituting the compound 1 ( PNG media_image11.png 200 400 media_image11.png Greyscale ) as taught by Guan ‘316 with compound 16 ( PNG media_image9.png 135 538 media_image9.png Greyscale ) or PNG media_image12.png 57 196 media_image12.png Greyscale in view of Khan ‘732 to obtain an oligonucleotide that is synthesized chemically and also a substrate for polymerase enzyme-initiated synthesis, one would achieve Applicant’s claims 16-19. "Exemplary rationales that may support a conclusion of obviousness include: (B) Simple substitution of one known element for another to obtain predictable results". See MPEP § 2143 [R-01.2024] [I]. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to YIH-HORNG SHIAO whose telephone number is (571)272-7135. The examiner can normally be reached Mon-Thur, 08:30 am to 07:00 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Claytor can be reached at 571-272-8394. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YIH-HORNG SHIAO/Primary Examiner, Art Unit 1691
Read full office action

Prosecution Timeline

Feb 07, 2024
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
99%
With Interview (+75.6%)
2y 4m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 962 resolved cases by this examiner. Grant probability derived from career allowance rate.

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