Prosecution Insights
Last updated: July 17, 2026
Application No. 18/682,519

METHOD TO PRESERVE NUCLEIC ACIDS IN WATER SAMPLES

Non-Final OA §102§103
Filed
Feb 09, 2024
Priority
Aug 09, 2021 — provisional 63/230,974 +1 more
Examiner
SCHUBERG, LAURA J
Art Unit
1631
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
University of Central Florida Research Foundation Inc.
OA Round
1 (Non-Final)
24%
Grant Probability
At Risk
1-2
OA Rounds
1y 12m
Est. Remaining
61%
With Interview

Examiner Intelligence

Grants only 24% of cases
24%
Career Allowance Rate
127 granted / 532 resolved
-36.1% vs TC avg
Strong +37% interview lift
Without
With
+37.3%
Interview Lift
resolved cases with interview
Typical timeline
4y 5m
Avg Prosecution
49 currently pending
Career history
596
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
68.3%
+28.3% vs TC avg
§102
3.7%
-36.3% vs TC avg
§112
4.3%
-35.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 532 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I (claims 1-12 and 18-19) in the reply filed on 06/15/2026 is acknowledged. Claims 1-19 are currently pending. Claims 13-17 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 06/15/2026. Claims 1-12 and 18-19 have been examined on their merits. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-10, and 18 are rejected under 35 U.S.C. 102(a)(1) and 35 U.S.C. 102(a)(2) as being anticipated by Lader et al (US 2001/0016312-from IDS filed 03/12/2024). Regarding claims 1, 4-10, Lader discloses a biological material preservation composition (Methods and reagents for preserving RNA in cell and tissue samples, Title) comprised of ammonium sulfate (AmSO4), a pH buffer, and a chelator (The term "RNAlater is a trademark of Ambion, Inc., for certain commercial formulations of the RNA preservation media disclosed herein the term "RNAlater is employed to denote the formulation disclosed in Example 2, which is composed of 25 mM Sodium Citrate, 10 mM EDTA, 70 g ammonium sulfate/100 ml solution, (page 5, Para. [0046], page 7 [0075], [0076]), See Applicant's disclosure, Pg. 4, lines. 19-21, which identifies sodium citrate as an example of an acceptable buffer and EDTA as an example of an acceptable chelator). Regarding claim 2, Lader discloses the composition of claim 1, wherein the composition comprises from about 4.54 M to 6.05 M of AmSO4 (The term "RNAlater TM" is a trademark of Ambion, Inc., for certain commercial formulations of the RNA preservation media disclosed herein the term "RNAlater™" is employed to denote the formulation disclosed in Example 2, which is composed of 25 mM Sodium Citrate, 10 mM EDTA, 70 g ammonium sulfate/100 ml solution, (page 5, Para. [0046], page 7 [0075], [0076]), where 70 g ammonium sulfate/100 ml is equivalent to 5.2974 M ammonium sulfate). Regarding Claim 3, Lader discloses the composition of claim 2, wherein the composition comprises about 5.75 M of AmSO4 (The term "RNAlater™ is a trademark of Ambion, Inc., for certain commercial formulations of the RNA preservation media disclosed herein the term "RNAlater is employed to denote the formulation disclosed in Example 2, which is composed of 25 mM Sodium Citrate, 10 mM EDTA, 70 g ammonium sulfate/100 ml solution, Paras. [0046], [0075], [0076], where 70 g ammonium sulfate/100 ml is equivalent to 5.2974 M ammonium sulfate and is "about" 5.75 M as indicated by Applicant Specification (page 2, lines 8-13). Applicant has defined the term “about” at page 2 lines 8-13 of their Specification, and indicates that “about 5.75M includes 5.75 molar as well as 6.61 M and 4.89 M, and all 1/10 values in between”. Regarding claim 18, Applicant as defined the term “collection tube” as referring to any suitable containment method or device for containing a water sample of biological materials (Applicant’s Specification page 3, lines 11-12). Lader disclose their preservation composition is contained in a beaker with sterile water (page 7 para 76) which is deemed to be a suitable device for containing a water sample of biological materials. Lader also disclose an embodiment wherein their preservation composition is provided in premeasured aliquots in a vial in a collection kit for preserving RNA and packaged for shipment (pages 4-5 para 39). Therefore, the teaching of Lader anticipates Applicant’s invention as claimed. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 8-12, and 18-19 are rejected under 35 U.S.C. 103 as being unpatentable over Walenciak et al (US 2004/0043505) in view of Simpson (Cold Spring Harbor Protocols, 2010). Regarding claims 1 and 8-11, Walenciak disclose a method and device for collecting and stabilizing a biological sample using a pre-filled container with 5.6-37.5 mM of EDTA (abstract, page 2 para 23, page 7 claim 1). Additional additives may also be included with the EDTA to help stabilize the biological sample and include salts and buffer (pages 3-4, para 35-36). Since the reference range of 5.6-37.5 overlaps and includes the claimed concentrations of EDTA, the claimed concentrations are rendered obvious. Walenciak do not specifically include an embodiment wherein the EDTA is combined with a salt, such as ammonium sulfate, and a buffer. Simpson disclose compositions and methods for the stabilization of proteins for storage (Title and Introduction). Simpson disclose that solvent additives, such as ammonium sulfate, can significantly stabilize the biological activity of proteins (page 9). Simpson also disclose the use of buffers as well (page 4). One of ordinary skill in the art would have been motivated to include ammonium sulfate and a buffer as additives in the EDTA-containing composition of Walenciak because Simpson teach and suggest solvent additives, such as ammonium sulfate, can significantly stabilize the biological activity of proteins and that the addition of buffers is suitable as well. One of ordinary skill in the art would have had additional motivation and a reasonable expectation of success in adding ammonium sulfate and a buffer to the EDTA-containing composition of Walenciak because Walenciak specifically suggests that the addition of salts and buffers that would help stabilize the biological sample would be beneficial to their composition. Regarding claim 12, Walenciak disclose wherein their EDTA composition can be present in solid form (page 3 para 26) such as a freeze-dried powder (page 4 para 38). Simpson disclose that a preferred method of preparation and stabilization is to convert a product into a solid state by freeze-drying (page 9). One of ordinary skill in the art would have been motivated to freeze-dry an EDTA, ammonium sulfate and buffer composition in the method of Walenciak because Simpson teach and suggest that this is preferred in the case of therapeutic and diagnostic protein products and Walenciak is also drawn to a therapeutic and diagnostic protein product. One of ordinary skill in the art would have had additional motivation and a reasonable expectation of success in providing a solid freeze-dried product because Walenciak also suggest a solid freeze-dried powder is an option as well. Regarding claims 18-19, Walenciak teach and suggest that their EDTA-containing composition is packaged in a collection device that is typically sterile (page 3 para 30) and also specifically include blood collection tubes (page 2 para 12, para 15). Therefore, the combined teachings of Walenciak et al and Simpson render obvious Applicant’s invention as claimed. Conclusion No claims are allowed. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Camacho-Sanchez et al., “Preservation of RNA and DNA from mammal samples under field conditions”, Molecular Ecology Resources, 2013, Vol. 13, pp. 663-673. (full article, including appendix, regarding an EDTA, ammonium sulfate and buffer composition) Any inquiry concerning this communication or earlier communications from the examiner should be directed to LAURA J SCHUBERG whose telephone number is (571)272-3347. The examiner can normally be reached 8:30-5:00 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James (Doug) Schultz can be reached at 571-272-0763. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. LAURA J. SCHUBERG Primary Examiner Art Unit 1631 /LAURA SCHUBERG/Primary Examiner, Art Unit 1631
Read full office action

Prosecution Timeline

Feb 09, 2024
Application Filed
Jun 29, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12674138
METHOD FOR THE INDUCTION AND EXPANSION OF NATURAL KILLER CELLS DERIVED FROM PERIPHERAL BLOOD MONONUCLEAR CELLS
8y 3m to grant Granted Jul 07, 2026
Patent 12662659
Method for promoting and improving properties of adipose tissue , tissue and cells obtained by said method
7y 12m to grant Granted Jun 23, 2026
Patent 12594305
BONE MARROW MICROGLIA PROGENITOR CELLS AND USES THEREOF
4y 4m to grant Granted Apr 07, 2026
Patent 12558457
PATCH GRAFT COMPOSITIONS FOR CELL ENGRAFTMENT
7y 8m to grant Granted Feb 24, 2026
Patent 12559715
Cell Growth Promoter and Application thereof
1y 9m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
24%
Grant Probability
61%
With Interview (+37.3%)
4y 5m (~1y 12m remaining)
Median Time to Grant
Low
PTA Risk
Based on 532 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month