Prosecution Insights
Last updated: May 29, 2026
Application No. 18/682,751

LOCKING ASSEMBLY FOR AN ARM OF AN AGRICULTURAL HEADER

Non-Final OA §102§103
Filed
Feb 09, 2024
Priority
Aug 09, 2021 — provisional 63/231,074 +1 more
Examiner
MARTINEZ, JOSE ANTONIO
Art Unit
3671
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Cnh Industrial America LLC
OA Round
1 (Non-Final)
96%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 96% — above average
96%
Career Allowance Rate
24 granted / 25 resolved
+44.0% vs TC avg
Minimal +5% lift
Without
With
+5.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
16 currently pending
Career history
44
Total Applications
across all art units

Statute-Specific Performance

§103
92.2%
+52.2% vs TC avg
§102
7.8%
-32.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 25 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3, 6-10, and 13-20 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Modak et al. (US 20230024403 A1). Regarding claim 1, Modak discloses a locking assembly (326) for an arm (308) of an agricultural header (100), comprising: a pin (906); a bracket (822) coupled to the pin (906) and to a frame (300) of the agricultural header (100); and a biasing element (908) configured to: engage the pin (906) with the arm (308) in a first position (rigid configuration; See Modak ¶ [0067]) of the bracket (822) to block rotation of the arm (308) relative to the frame (300); and disengage the pin (906) from the arm (308) in a second position (flexible condition; See Modak ¶ [0040]) of the bracket (822) to enable rotation of the arm (308) relative to the frame (300). Regarding claim 2, Modak discloses the locking assembly of claim 1, wherein the biasing element (908) comprises one or more springs disposed along the pin (906). Regarding claim 3, Modak discloses the locking assembly of claim 2, wherein movement of the bracket (822) between the first position (rigid configuration; See Modak ¶ [0067]) and the second position (flexible condition; See Modak ¶ [0040]) is configured to compress and expand the one or more springs (See Modak ¶ [0075]). Regarding claim 6, Modak discloses the locking assembly of claim 1, wherein the bracket (822) is configured to pivot (914) relative to the frame (300) to move between the first position (rigid configuration; See Modak ¶ [0067]) and the second position (flexible condition; See Modak ¶ [0040]). Regarding claim 7, Modak discloses the locking assembly of claim 6, In an alternative embodiment, wherein the pin (406) is disposed along a lateral axis extending along the frame (300), and the bracket (404) is configured to pivot about a pivot axis (via 318) extending perpendicular to the lateral axis (See Modak Fig. 7 then Fig. 6). Regarding claim 8, Modak discloses the locking assembly of claim 1, In an alternative embodiment, wherein the bracket (1110) is rotatably coupled to a lever (1102) configured to couple to one or more other locking assemblies (via 1108; See ¶ [0078]). Regarding claim 9, Modak discloses a frame assembly (300) for an agricultural header (100), comprising: a frame (also 300) configured to couple to an arm (308) of the agricultural header (100); and a locking assembly (326) coupled to the frame (300), wherein the locking assembly comprises: a pin (906) configured to engage and disengage the arm (308); a bracket (822) coupled to the pin (906) and to the frame (300); and a biasing element (908) configured to engage the pin (906) with the arm (308) to block rotation of the arm (308) and to disengage the pin (906) from the arm (308) to enable rotation of the arm (308). Regarding claim 10, Modak discloses the frame assembly of claim 9, wherein the frame (300) comprises: a member (314) coupled to the arm (308); and an additional pin (806) coupled to the member (314), wherein the locking assembly (326) is coupled to the frame (300) via the additional pin (806). Regarding claim 13, Modak discloses the frame assembly of claim 9, In an alternative embodiment, comprising a lever (1102) rotatably coupled to the locking assembly (1100) and one or more other locking assemblies (via 1108; See ¶ [0078]), wherein movement of the lever (1102) transitions the locking assembly (1100) between engagement and disengagement (See Modak ¶ [0078 and Fig. 13-14]) with the arm (308) and the one or more other locking assemblies (via 1108; See ¶ [0078]) between engagement and disengagement with one or more other arms (308). Regarding claim 14, Modak discloses the frame assembly of claim 13, In an alternative embodiment, wherein the frame (300) comprises a member (314) coupled to the arm (308), and the lever (1102) extends along the member (314). Regarding claim 15, Modak discloses the frame assembly of claim 13, In an alternative embodiment, wherein the pin (1146) is coupled to a first end (via 1152) of the bracket (1136), and the lever (1102) is coupled to a second end (via 1138) of the bracket (1136; indirectly via connections with 1106 and 1110) opposite the first end (via 1152). Regarding claim 16, Modak discloses the frame assembly of claim 13, comprising an actuator (1100; See ¶ [0087 and 0098]) configured to drive the movement of the lever (1102) based on a user input. Regarding claim 17, Modak discloses an agricultural header (100), comprising: a frame (300); an arm (308) configured to rotate relative to the frame (300); and a locking assembly (326) coupled to the frame (300), wherein the locking assembly (326) comprises: a pin (906); a bracket (822) coupled to the pin (906) and to the frame (300); and a biasing element (908) configured to engage the pin (906) with the arm (308) to block rotation of the arm (308) and to disengage the pin (906) from the arm (308) to enable rotation of the arm (308). Regarding claim 18, Modak discloses the agricultural header of claim 17, wherein the arm (308) comprises an additional bracket (818) pivotally coupled to the frame (300), and the additional bracket (818) comprises an opening (via 816) configured to receive the pin (indirectly through connection 818 and 822) to engage the pin (906) with the arm (308). Regarding claim 19, Modak discloses the agricultural header of claim 17, In an alternative embodiment, wherein the arm (214; See Modak Fig. 2) comprises: a first end (218) coupled to a cutter bar (216); and a second end (208) configured to engage and disengage the pin (908), and the first end (218) is opposite the second end (208). Regarding claim 20, Modak discloses the agricultural header of claim 17, The embodiment in Fig. 2 used for visual labels, wherein the arm (214) is configured to pivot about a lateral axis (via 234) extending parallel to a member (222) of the frame (200) while the pin (906) is disengaged from the arm (214), and the locking assembly (220) is configured to pivot about a vertical axis (See Modak Fig. 3) extending perpendicular to the member (318; same as 206 and used for visual; See Modak Fig. 3) to engage and disengage with the arm (308). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 4-5, and 11-12 are rejected under 35 U.S.C. 103 as being unpatentable over Modak et al. (US 20230024403 A1), in view of Kemmerer et al. (US 20220000022 A1). Regarding claim 4, Modak discloses the locking assembly of claim 2. However, Modak fails to disclose wherein the one or more springs comprise: a first spring disposed on a first side of a bracket arm of the bracket; and a second spring disposed on a second side of the bracket arm, wherein the first side is opposite the second side, the first spring is configured to compress in the first position of the bracket, and the second spring is configured to compress in the second position of the bracket. Kemmerer teaches wherein the one or more springs (412) comprise: a first spring (412; left of 234; See Kemmerer Fig. 6) disposed on a first side of a bracket arm (234) of the bracket (216); and a second spring (412; right of 234; See Kemmerer Fig. 6) disposed on a second side of the bracket arm (216), wherein the first side is opposite the second side (See Kemmerer Fig. 6), the first spring (412; left of 234) is configured to compress in the first position of the bracket (216), and the second spring (412; right of 234) is configured to compress in the second position of the bracket (216). See Kemmerer ¶ [0034]. It would have been obvious before the effective filling date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains, with a reasonable expectation of success, to have modified the locking assembly as disclosed by Modak with the first and second spring as taught by Kemmerer, so as to provide a first spring disposed on a first side of the bracket arm and a second spring disposed on an opposite second side of the bracket arm, wherein the springs are configured to compress in respective positions of the bracket, in order to provide balance biasing forces on opposing sides of the bracket, thereby improving stability and controlled movement of the locking assembly during transitions. Regarding claim 5, Modak discloses the locking assembly of claim 1. However, Modak fails to disclose wherein the bracket comprises a yoke having two or more yoke arms, and the pin extends through the two or more yoke arms. Kemmerer teaches wherein the bracket (404) comprises a yoke (404 and 234) having two or more yoke arms, and the pin (406) extends through the two or more yoke arms (ends of 404 and 234). It would have been obvious before the effective filling date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains, with a reasonable expectation of success, to have modified the locking assembly as disclosed by Modak with the yoke configuration as taught by Kemmerer, so as to provide a bracket comprising a yoke having two or more arms with a pin extending through the yoke arms, in order to provide a more secure and stable mounting interface for the pin, thereby improving alignment and structural support during operation of the locking assembly. Regarding claim 11, Modak discloses the frame assembly of claim 9. However, Modak fails to disclose wherein the biasing element comprises: a first spring disposed on a first side of a yoke arm of the bracket; and a second spring disposed on a second side of the yoke arm, wherein the first side is opposite the second side, the first spring is configured to compress in a first position of the bracket, and the second spring is configured to compress in a second position of the bracket. Kemmerer teaches wherein the biasing element (412) comprises: a first spring (412; left of 234; See Kemmerer Fig. 6) disposed on a first side of a yoke arm (234) of the bracket (216); and a second spring (412; right of 234; See Kemmerer Fig. 6) disposed on a second side of the yoke arm (404; bracket arm near 16), wherein the first side is opposite the second side (See Kemmerer Fig. 6), the first spring (412; left of 234; See Kemmerer Fig. 6) is configured to compress in a first position of the bracket (216), and the second spring (412; right of 234; See Kemmerer Fig. 6) is configured to compress in a second position of the bracket (216). See Kemmerer ¶ [0034]. It would have been obvious before the effective filling date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains, with a reasonable expectation of success, to have modified the locking assembly as disclosed by Modak with the first spring, second spring, and yoke as taught by Kemmerer, so as to include a biasing element comprising a first spring disposed on a first yoke arm and a second spring disposed on a second side, opposite side of the yoke arm, wherein the respective springs compress in different positions of the bracket, in order to provide balanced and controlled biasing of the bracket, thereby improving stability and reliability of the locking assembly during operation. Regarding claim 12, Modak discloses the frame assembly of claim 9. However, Modak fails to disclose wherein the bracket comprises a yoke having two or more yoke arms, and the pin extends through the two or more yoke arms. Kemmerer teaches wherein the bracket (404) comprises a yoke (404 and 234) having two or more yoke arms, and the pin (406) extends through the two or more yoke arms (ends of 404 and 234). It would have been obvious before the effective filling date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains, with a reasonable expectation of success, to have modified the locking assembly as disclosed by Modak with the yoke configuration as taught by Kemmerer, so as to provide a bracket comprising a yoke having two or more arms with a pin extending through the yoke arms, in order to provide a more secure and stable mounting interface for the pin, thereby improving alignment and structural support during operation of the locking assembly. Other References Considered Additionally, US 20210127579 A1 further illustrates that vertical spring orientation is well-known feature in the art. US 20210212254 A1 further illustrates that first and second spring system opposite of each other and a yoke configuration is well-known feature in the art. US 20200315096 A1 further illustrates that a lever configured to couple to one or more locking assemblies is well-known feature in the art. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSE ANTONIO MARTINEZ whose telephone number is (571)272-5896. The examiner can normally be reached M-F 7:30-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Doug Hutton can be reached at (571)272-8971. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. JOSE ANTONIO. MARTINEZ Examiner Art Unit 3671 /WILLIAM D HUTTON JR/Supervisory Patent Examiner, Art Unit 3674
Read full office action

Prosecution Timeline

Feb 09, 2024
Application Filed
May 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12628741
WINDROWER IMPLEMENT WITH MERGER ATTACHMENT
3y 1m to grant Granted May 19, 2026
Patent 12604800
MOWING APPARATUS INCLUDING DECK HEIGHT ADJUSTMENT PART
2y 6m to grant Granted Apr 21, 2026
Patent 12593750
AGRICULTURAL DISC MOWER WITH KNIFE-RETAINING SPRING PLATE
3y 4m to grant Granted Apr 07, 2026
Patent 12588587
ROTATABLE RING CONTROL MECHANISM AND METHOD FOR CONTROL ARM OF WHEELED LAWN CARE MACHINE
3y 3m to grant Granted Mar 31, 2026
Patent 12588599
ELECTRIC MOWER
2y 9m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
96%
Grant Probability
99%
With Interview (+5.0%)
2y 12m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 25 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month