Prosecution Insights
Last updated: August 16, 2026
Application No. 18/683,114

TERMINAL AND COMMUNICATION METHOD

Final Rejection §102§103
Filed
Feb 12, 2024
Priority
Aug 24, 2021 — nonprovisional of PCTJP2021031061
Examiner
ELNOUBI, SAID M
Art Unit
2644
Tech Center
2600 — Communications
Assignee
Nippon Telegraph and Telephone Corporation
OA Round
2 (Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
318 granted / 430 resolved
+12.0% vs TC avg
Strong +21% interview lift
Without
With
+20.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
20 currently pending
Career history
447
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
62.3%
+22.3% vs TC avg
§102
15.2%
-24.8% vs TC avg
§112
16.4%
-23.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 430 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 06/04/2026 have been fully considered but they are not persuasive. Applicant argues, on page 7 third paragraph, that Pinheiro does not teach that a WTRU in the mobile- originated-only mode is a device that performs only uplink transmission. The examiner respectfully disagrees. The claim does not require “a device that performs only uplink transmission” but recites a specific device from 3 options: a device that performs only uplink transmission , a device that performs periodic uplink transmission, or a device that can allow downlink delay longer than normal. Pinheiro [0004] disclosing “a device performing cell reselection and not paging monitoring” teaches uplink transmission only. Moreover, Pinheiro [0003] and [0087] teach a device that perform periodic uplink transmission. Applicant argues, on the same paragraph, that Pinheiro [0004] discloses the WRTU perform paging monitoring. However, claim 1 recites “a receiver configured to perform monitoring of paging”. The broadest reasonable interpretation of “not to perform monitoring” in light of the specification [0023] includes “reduce monitoring” or “not to perform part of monitoring". Also, Fig. 3 and Fig. 4 of the specification includes monitoring for a given period and not monitoring for another period of time. Applicant argues further, that Pinheiro does not teach the specific type is "a device that performs periodic uplink transmission" or "a device that can allow downlink delay longer than normal." The examiner respectfully disagrees. As explained above, Pinheiro [003] and [0087] teaches the "a device that performs periodic uplink transmission" option. Applicant argues, on page 7 fourth paragraph, that Pinheiro does not teach that not performing monitoring is based on a specific type of the terminal. The examiner respectfully disagrees. Pinheiro [003-[0004] teaches a device may be required to support mobile originated communications only, (e.g., a metering system which periodically reports measurements) and not perform paging monitoring. Thus, Pinheiro teaches all the argued claim limitations of claim 1. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-2 and 6 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Pinheiro et al. (US 20110201343 A1). Regarding claim 1, Pinheiro et al. teach A terminal ([0058] WTRUs, (i.e., MTC devices)) comprising: a receiver configured to perform monitoring of paging (Abstract the WTRU may perform paging monitoring) transmitted from a base station ([0020] The base stations 114a, 114b may communicate with one or more of the WTRUs 102a, 102b, 102c, 102d over an air interface 116, which may be any suitable wireless communication link (e.g., radio frequency (RF, [0085] the network may send a page message) ; a processor configured not to perform monitoring of the paging based on a specific type of the terminal ([0003]-[0004] In MTC, in some use cases, a device may be required to support mobile originated communications only, (e.g., a metering system which periodically reports measurements)... the WTRU may perform cell reselection but not paging monitoring in the mobile-originated-only mode, [0053] In the mobile-originated-only mode, a WTRU may not perform paging monitoring, [0058] WTRUs, (i.e., MTC devices)), in a case where transitioning is performed to an RRC (Radio Resource Control) idle mode ([0005] a separate RRC idle state, an RRC idle mode with a profile configuration configured for the mobile-originated-only mode, or a mobile originate only state in an RRC idle mode) or to an RRC inactive mode; and a transmission unit configured to perform uplink transmission to the base station ([0062] The WTRU may wait to transition out of the mobile-originated-only mode, or until an uplink transmission), wherein the specific type is a device that performs only uplink transmission ([0004] the WTRU may perform cell reselection but not paging monitoring in the mobile-originated-only mode), a device that performs periodic uplink transmission ([0003] mobile originated communications only, (e.g., a metering system which periodically reports measurements, [0087] when a periodic timer expires or when a certain time as configured by the network or application is reached, the WTRU may transition to a normal idle mode, and may initiate a transmission) or a device that can allow downlink delay longer than normal. Regarding claim 2, Pinheiro et al. teach The terminal as claimed in claim 1, wherein the receiver receives information indicating the specific type from a network ([0078] Transition from the mobile-originated-only mode and the mobile-originated-and-terminated mode, (i.e., from the normal idle state to the mobile-originated-only state or configuration, (i.e., transitions between the RRC/NAS states or configuration)), may be triggered by a paging message, any NAS message, or the like). Regarding claim 6, Pinheiro et al. teach A communication method performed by a terminal ([0058] WTRUs, (i.e., MTC devices)), the communication method comprising: performing monitoring of paging (Abstract the WTRU may perform paging monitoring) transmitted from a base station ([0020] The base stations 114a, 114b may communicate with one or more of the WTRUs 102a, 102b, 102c, 102d over an air interface 116, which may be any suitable wireless communication link (e.g., radio frequency (RF, [0085] the network may send a page message) ; not performing monitoring of the paging based on a specific type of the terminal ([0003]-[0004] In MTC, in some use cases, a device may be required to support mobile originated communications only, (e.g., a metering system which periodically reports measurements)... the WTRU may perform cell reselection but not paging monitoring in the mobile-originated-only mode, [0053] In the mobile-originated-only mode, a WTRU may not perform paging monitoring, [0058] WTRUs, (i.e., MTC devices)), in a case where transitioning is performed to an RRC (Radio Resource Control) idle mode ([0005] a separate RRC idle state, an RRC idle mode with a profile configuration configured for the mobile-originated-only mode, or a mobile originate only state in an RRC idle mode) or to an RRC inactive mode; and performing uplink transmission to the base station ([0062] The WTRU may wait to transition out of the mobile-originated-only mode, or until an uplink transmission), wherein the specific type is a device that performs only uplink transmission ([0004] the WTRU may perform cell reselection but not paging monitoring in the mobile-originated-only mode), a device that performs periodic uplink transmission ([0003] mobile originated communications only, (e.g., a metering system which periodically reports measurements, [0087] when a periodic timer expires or when a certain time as configured by the network or application is reached, the WTRU may transition to a normal idle mode, and may initiate a transmission) , or a device that can allow downlink delay longer than normal. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3-4 are rejected under 35 U.S.C. 103 as being unpatentable over Pinheiro et al. in view of Quan et al. (EP3772228A1). Regarding claim 3, Pinheiro et al. teach The terminal as claimed in claim 1, but do not teach wherein the processor performs monitoring of the paging during a period before or after a time point at which the uplink transmission is performed. In a similar endeavor, Quan et al. teach the processor performs monitoring of the paging during a period before or after a time point at which the uplink transmission is performed (Quan [0098] E.g. an idle UE in RRC_IDLE and RRC_INACTIVE receiving a COT structure indication interprets an indication of a symbol as "downlink" as a paging time instance to be monitored, and interprets an indication of a symbol as "uplink" or "Flexible" as a symbol which is not to be monitored for paging) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the examined application to have modified Pinheiro et al. by incorporating Quan et al. to arrive at the invention The motivation of doing so would have not monitored paging during periods of not transmitting paging messages Regarding claim 4, Pinheiro et al. teach The terminal as claimed in claim 1, but do not teach wherein the processor does not perform monitoring of the paging during a period from a time point at which the uplink transmission is performed. In a similar endeavor, Quan et al. teach the processor does not perform monitoring of the paging during a period from a time point at which the uplink transmission is performed (Quan [0098] E.g. an idle UE in RRC_IDLE and RRC_INACTIVE receiving a COT structure indication interprets an indication of a symbol as "downlink" as a paging time instance to be monitored, and interprets an indication of a symbol as "uplink" or "Flexible" as a symbol which is not to be monitored for paging) Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the examined application to have modified Pinheiro et al. by incorporating Quan et al. to arrive at the invention The motivation of doing so would have not monitored paging during periods of not transmitting paging messages . Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Pinheiro et al. in view of ELSHAFIE et al. (US 20220239412 A1) Regarding claim 5, Pinheiro et al. teach The terminal as claimed in claim 1, wherein the receiver receives, from the base station, information indicating whether the uplink transmission transmitted from the transmission unit to the base station is successfully received. In a similar endeavor, ELSHAFIE et al. teach the receiver receives, from the base station, information indicating whether the uplink transmission transmitted from the transmission unit to the base station is successfully received (ELSHAFIE [0079] the base station (e.g., gNB) may send acknowledgment (ACK/NACK or ACK only) if the uplink transmission is successfully received). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the examined application to have modified Pinheiro et al. by incorporating ELSHAFIE et al. to arrive at the invention The motivation of doing so would have informed the UE that the uplink transmission was successful. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SAID M ELNOUBI whose telephone number is (571)272-9732. The examiner can normally be reached Monday-Friday 9:30AM to 6:00PM ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kathy Wang-Hurst can be reached at 571-270-5371. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SAID M ELNOUBI/Examiner, Art Unit 2644
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Prosecution Timeline

Feb 12, 2024
Application Filed
Mar 04, 2026
Non-Final Rejection mailed — §102, §103
Jun 04, 2026
Response Filed
Jun 30, 2026
Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
95%
With Interview (+20.9%)
2y 5m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 430 resolved cases by this examiner. Grant probability derived from career allowance rate.

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