Prosecution Insights
Last updated: April 19, 2026
Application No. 18/684,186

WIRELESS TELECOMMUNICATIONS APPARATUSES AND METHODS

Non-Final OA §102§103§112
Filed
Feb 16, 2024
Examiner
SCHLACK, SCOTT A
Art Unit
2418
Tech Center
2400 — Computer Networks
Assignee
Sony Group Corporation
OA Round
1 (Non-Final)
44%
Grant Probability
Moderate
1-2
OA Rounds
3y 10m
To Grant
79%
With Interview

Examiner Intelligence

Grants 44% of resolved cases
44%
Career Allow Rate
23 granted / 52 resolved
-13.8% vs TC avg
Strong +35% interview lift
Without
With
+34.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
37 currently pending
Career history
89
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
65.8%
+25.8% vs TC avg
§102
16.7%
-23.3% vs TC avg
§112
16.7%
-23.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 52 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION This Office Action is responsive to the claims filed on: 02/16/2024. Claims 1-17 and 39-40 are pending for Examination. Claims 13-38 and 41-43 have been cancelled by preliminary amendment. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statements The information disclosure statement (IDS) submitted on: 02/16/2024 is determined to be compliance with the provisions of 37 CFR 1.97. Accordingly, this IDS is being considered by the Examiner. Claim Interpretation – Alternative Claim Language The claims of the instant application are given their Broadest Reasonable Interpretation (BRI) using the plain meaning of the claim language in light of the specification, as it would be understood by one of ordinary skill in the art. Accordingly, the BRI of an alternative claim limitation or term can be determined to be the least-limiting interpretation, consistent with the specification. In this context, the term “or” by plain meaning can be interpreted to alternatively be: one or the other (i.e., A or B), but not both (i.e., not A and B). The term “and/or” by plain meaning can be interpreted to be: “and” or alternatively “or,” but not both, as this would not make sense. In this context, the forward-slash “/” is equivalent to the alternative “or.” Likewise, the alternative terms “at least one of,” “one or more of,” and the like, followed by multiple alternative claim limitations can be reasonably interpreted to be only “one of” a group of alternative claim limitations. Prior art disclosing any one of multiple alternative claim limitations discloses matter within the scope of the claimed invention. "When a claim covers several structures or compositions, either generically or as alternatives, the claim is deemed anticipated if any of the structures or compositions within the scope of the claim is known in the prior art." Brown v. 3M, 265 F.3d 1349, 1351, 60 USPQ2d 1375, 1376 (Fed. Cir. 2001) (claim to a system for setting a computer clock to an offset time to address the Year 2000 (Y2K) problem, applicable to records with year date data in "at least one of two-digit, three-digit, or four-digit" representations, was held anticipated by a system that offsets year dates in only two-digit formats). See MPEP 2131. Claim Objections Claims 2-17 are objected to because of the following informalities: Regarding claims 2-17, each of these dependent claims similarly recite: “A first wireless communications apparatus according to claim 1…” (Emphasis Added), but should be amended to instead recite: “[[A]] The first wireless communications apparatus according to claim 1…,” to properly refer to the first wireless communication device from claim 1. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claim 40 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Specifically, claim 40 recite the indefinite claim term “and/or” within the body of the claim. It is unclear to the Examiner if this term is intended to be equivalent to the term “and,” or alternatively to the term “or,” which have substantially different claim scope and meaning. Therefore, Applicant is required to amend claim 40 to recite either one of the terms “and” or “or,” but not both (in the alternative), to facilitate proper understanding of the intended claim scope, and to cure the corresponding §112(b) indefiniteness claim rejection. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 (or as subject to pre-AIA 35 U.S.C. 102) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-2, 4, 7-11, 13, 16-17 and 39-40 are rejected under 35 U.S.C. 102(a)(2) as being unpatentable in view of US PG Pub. 2022/0225402 A1, Elkotby et al. (hereinafter “Elkotby”). With respect to claim 1, Elkotby teaches: A first wireless telecommunications apparatus (WTRU 102 of Fig. 1B) comprising: communication circuitry (WTRU transceiver 120 of Fig. 1B)configured to[:] receive wireless signals from or transmit wireless signals to a second wireless telecommunications apparatus, the communication circuitry using energy stored in an energy storage device to receive or transmit the wireless signals (paras. [0047]-[0049], and [0084]; and power source 134 of Fig. 1B —a WTRU can utilize its transceiver circuitry to harvest energy received from another wireless communication device, i.e., a BS/WTRU, and then store the received energy in its power storage device, i.e., in a capacitor/battery —the alternative term “or” only requires examination on-the-merits of a single claimed alternative for the reasons described above in the Claim Interpretation — Alternative Claim Language section); and control circuitry (WTRU processor 118 of Fig. 1B) configured to: determine a characteristic associated with the energy stored in the energy storage device (paras. [0092], [0117], [0121], [0144], and [0161]-[0162] —a WTRU can be configured to determine various characteristics of its energy harvesting/storage devices, such as energy conversion efficiency, relating to an amount of energy harvested/stored from received signals, current battery/capacitor power levels, a duration until a battery power level reaches a threshold level, etc.); [and] control the communication circuitry to transmit information indicating the determined characteristic to the second wireless telecommunications apparatus (paras. [0117], [0121], [0144], [0161]-[0162], and [0185] —a WTRU determining various characteristics associated with its energy harvesting efficiency and power storage capacity can then report corresponding feedback information to a serving BS, i.e., upon request or as pre-configured). With Respect to Claim 2, Elkotby teaches the first wireless telecommunications apparatus according to claim 1, wherein the characteristic indicates a rate of use of energy by the first wireless telecommunications apparatus (para. [0202] —the Examiner notes that power is the use of energy over time, and can be measured in terms of joules/unit time or Watts —an energy-harvesting (EH) WTRU can transmit feedback in terms of is power level, which is equivalent to a characteristic indicating a rate of use of energy by the WTRU). With respect to claim 4, Elkotby teaches: A first wireless telecommunications apparatus according to claim 1 wherein the characteristic indicates an amount of energy stored in the energy storage device (paras. [0144], [0161], and [0202] —a WTRU can be configured to report its current battery level as well as other energy transfer/power information). With respect to claim 7, Elkotby teaches: A first wireless telecommunications apparatus according to claim 1 wherein: the control circuitry is configured to measure a property of a wireless signal received by the communication circuitry (paras. [0172] and [0183]-[0184]; and Figs. 11-13 —a WTRU can be configured make a quality measurement(s) of a received wireless signal, i.e., a RS, corresponding a feedback link); and the characteristic is determined when the wireless signal is received and the property of the wireless signal is measured (paras. [0172] and [0183]-[0184]; and Figs. 11-13 —a WTRU can be configured determine a CQI value from its quality measurement(s), and then report the CQI value via a corresponding feedback link). With respect to claim 8, Elkotby teaches: A first wireless telecommunications apparatus according to claim 1 wherein: the control circuitry is configured to monitor for a physical downlink control channel, PDCCH, in a wireless signal received by the communication circuitry (paras. [0145] and [0160] —an EH WTRU can monitor the PDCCH and receive DCI control signaling therefrom —the received DCI signaling can include EH-related configuration parameters); and the characteristic is determined when the PDCCH is monitored for (paras. [0145] and [0160] —an EH WTRU can monitor the PDCCH, when it determines its threshold battery level, i.e., a determined characteristic, is above a threshold value). With respect to claim 9, Elkotby teaches: A first wireless telecommunications apparatus according to claim 1 wherein the characteristic is determined when the communication circuitry is neither receiving nor transmitting any wireless signal (paras. [0144], [0161], [0196], and [0201]-[0202] —a UE can be configured to determine its own, current battery state, independent of receiving or transmitting data). With respect to claim 10, Elkotby teaches: A first wireless telecommunications apparatus according to claim 1 wherein the information indicating the determined characteristic is transmitted during radio resource control, RRC, connection setup with the second wireless telecommunications apparatus (paras. [0118]-[0119], [0130], [0143], and [0196]-[0197] —a WTRU can transmit feedback regarding an its EH characteristic to a BS during an RRC connection procedures). With respect to claim 11, Elkotby teaches: A first wireless telecommunications apparatus according to claim 1 wherein the information indicating the determined characteristic is transmitted in response to a request received from the second wireless telecommunications apparatus (paras. [0026], [0152]-[0153], [0161]-[0163], and [0172]; and Fig. 8 —a BS can request feedback from a WTRU and the WTRU can respond to the request with information regarding EH efficiency, battery status, CQI, etc.). With respect to claim 13, Elkotby teaches: A first wireless telecommunications apparatus according to claim 1 wherein the characteristic is determined at a plurality of times (paras. [0185] and [0204]-[0205] —a WTRU can be configured to transmit multiple, successive feedback transmissions including its EH characteristic —a WTRU can also receive multiple feedback transmissions from other transmitting WTRUs to determine a corresponding EH characteristic). With respect to claim 16, Elkotby teaches: A first wireless telecommunications apparatus according to claim 1 wherein the characteristic is determined during a first portion of data transmission by the communication circuitry (paras. [0095], and [0184]-[0185] —in a first portion of a signaling/data sequence an energy level characteristic can be initially be determined) and the information indicating the determined characteristic is transmitted during a second portion of the data transmission by the communication circuitry (paras. [0095], and [0184]-[0185] —in a second portion of the signaling/data sequence, a backscattered data signaling with feedback, i.e., a CSI, can be transmitted). With respect to claim 17, Elkotby teaches: A first wireless telecommunications apparatus according to claim 1 wherein: the characteristic is determined after each of one or more wireless signaling exchanges between the first and second wireless telecommunications apparatuses (paras. [0095]-[096] and [0160]-[0162] —an energy harvesting/storage characteristic can be determined based on an amount of energy a WTRU harvests from dedicated BS signaling over a period of time associated with a BS-UE signaling exchange); and the information indicating the determined characteristic comprises information indicating the characteristic determined after each of the one or more wireless signaling exchanges (paras. [0095]-[096] and [0160]-[0162] —the determined characteristic (associated with a BS-UE signaling exchange) can be signaled to a BS as feedback via backscattering techniques, using energy harvested from the signaling exchange —backscattering-based feedback can be communicated for each signaling exchange independently). With respect to claim 39, this claim recites similar features to independent claim 1, except claim 39 is directed to a method-type claim. As such, claim 39 is likewise rejected under §102(a)(2) based on Elkotby, for the same reasons explained above for independent claim 1. With respect to claim 40, Elkotby teaches: A method of operating a first wireless telecommunications apparatus (BS/Gateway 102 of Fig. 1B and Figs. 5-7), the first wireless telecommunications apparatus comprising communication circuitry configured to receive wireless signals from or transmit wireless signals to a second wireless telecommunications apparatus (transceiver 120 of Fig. 1B —the transceiver can transmit/receive wireless signals to/from a BS/Gateway/WTRU, as depicted in Fig. 1A and 5-7 —the alternative term “or” only requires examination on-the-merits of a single claimed alternative for the reasons described above in the Claim Interpretation — Alternative Claim Language section), the second wireless telecommunications apparatus using energy stored in an energy storage device to transmit or receive the wireless signals (paras. [0047]-[0049], and [0084]; and power source 134 of Fig. 1B —a WTRU can utilize its transceiver circuitry to harvest energy received from another wireless communication device, i.e., a BS/Gateway, and then store the received energy in its power storage device, i.e., in a capacitor/battery —the harvested energy can then be used to facilitate the device’s wireless signal, i.e., feedback, transmissions —the alternative term “or” only requires examination on-the-merits of a single claimed alternative for the reasons described above in the Claim Interpretation — Alternative Claim Language section), wherein the method comprises: controlling the communication circuitry to receive, from the second wireless telecommunications apparatus, information indicating a determined characteristic associated with the energy stored in the energy storage device (paras. [0092], [0117], [0121], [0144], and [0161]-[0162] —a BS/Gateway can be configured to receive feedback information from another wireless communication device, i.e., a WTRU, to determine a characteristics of that device’s energy harvesting/storage, such as energy conversion efficiency, relating to an amount of energy harvested/stored from received signals, current battery/capacitor power levels, a duration until a battery power level reaches a threshold level, etc.); and controlling the communication circuitry to transmit one or more wireless signals to and/or receive one or more wireless signals from the second wireless telecommunications apparatus at a timing based on the determined characteristic (paras. [0117], [0121], [0144], [0161]-[0162], and [0184]-[0185] —a BS/Gateway that receives the EH characteristic information of the WTRU can decide when to transmit/schedule a wireless signal, i.e., a dedicated EH signal, to the WTRU based upon its characteristic, i.e., its EH efficiency or battery/capacitor storage level). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 3 is rejected under 35 U.S.C. 103 as being unpatentable over Elkotby in view of US PG Pub 2023/0031981 A1, Yehezkely et al. (hereinafter “Yehezkely”). With respect to claim 3, Elkotby teaches the first wireless telecommunications apparatus according to claim 1. However, Elkotby does not explicitly teach: wherein the characteristic indicates a rate of increase of energy stored in the energy storage device. Yehezkely does teach: wherein the characteristic indicates a rate of increase of energy stored in the energy storage device (paras. [0013]-[0014]; and S370 of Fig. 3 —a UE can determine a characteristic of an energy charging rate of power, i.e., potential energy, stored in a battery/capacitor). It would have been prima-facie obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Elkotby’s energy/power feedback reporting with reporting an energy storage rate, as taught by Yehezkely. The motivation for doing so would have been to report battery/capacitor storage increase when energy is harvested, as recognized by Yehezkely (paras. [0013]-[0014]; and S370 of Fig. 3). Claims 5-6 are rejected under 35 U.S.C. 103 as being unpatentable over Elkotby in view of US PG Pub 2022/0346022 A1, Butt et al. (hereinafter “Butt”). With respect to claim 5, Elkotby teaches the first wireless telecommunications apparatus according to claim 1. However, Elkotby does not explicitly teach: wherein the characteristic is determined when the communication circuitry is receiving data. Butt does teach: wherein a characteristic is determined when communication circuitry is receiving data (paras. [0056]-[0058] —when a UE receives data it can determine a characteristic of being in an EH state, and continue to receive data). It would have been prima-facie obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Elkotby’s WTRU to determine its EH state facilitates receiving data, as taught by Butt. The motivation for doing so would have been to improve data throughput by receiving data when an EH device is actively receiving energy to do so, as recognized by Butt (paras. [0056]-[0058]). With respect to claim 6, Elkotby teaches the first wireless telecommunications apparatus according to claim 1. However, Elkotby does not explicitly teach: wherein the characteristic is determined when the communication circuitry is transmitting data. Butt does teach: wherein a characteristic is determined when communication circuitry is transmitting data (paras. [0056]-[0058] —when a UE transmits data it can determine a characteristic of being in an EH state, and continue to transmit data). It would have been prima-facie obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Elkotby’s WTRU to determine its EH state facilitates transmitting data, as taught by Butt. The motivation for doing so would have been to improve data throughput by transmitting data when an EH device is actively receiving energy to do so, as recognized by Butt (paras. [0056]-[0058]). Claims 12, and 14-15 are rejected under 35 U.S.C. 103 as being unpatentable over Elkotby in view of US PG Pub 2022/0312315 A1, Xu et al. (hereinafter “Xu”). With respect to claim 12, Elkotby teaches a first wireless telecommunications apparatus according to claim 1. However, Elkotby does not explicitly teach: wherein the information indicating the determined characteristic is transmitted periodically. Xu does teach: wherein information indicating a determined characteristic is transmitted periodically (paras. [0113]-[0114], [0144]-[0145], and [0177] —the indication information associated with a characteristic of a UE can be sent periodically). It would have been prima-facie obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Elkotby’s WTRU energy characteristic feedback with transmitting the feedback of the device characteristic periodically, as taught by Xu. The motivation for doing so would have been to transmit feedback according to a routine scheduling to reduce repeated scheduling overhead, as recognized by Xu (paras. [0113]-[0114], [0144]-[0145], and [0177]). With respect to claim 14, Elkotby teaches a first wireless telecommunications apparatus according to claim 1. However, Elkotby does not explicitly teach: wherein the information indicating the determined characteristic is transmitted in a physical uplink control channel, PUCCH. Xu does teach: wherein information indicating a determined characteristic is transmitted in a physical uplink control channel, PUCCH (paras. [0065] and [0072] —a UE power supply characteristic signal can be transmitted in the UL via the PUCCH). It would have been prima-facie obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Elkotby’s WTRU energy characteristic feedback with transmitting a power supply signal via the PUCCH, as taught by Xu. The motivation for doing so would have been to explicitly require feedback in the UL control channel, as recognized by Xu (paras. [0065] and [0072]). With respect to claim 15, Elkotby teaches: However, Elkotby does not explicitly teach: wherein the information indicating the determined characteristic is transmitted in a physical uplink shared channel, PUSCH. Xu does teach: wherein the information indicating the determined characteristic is transmitted in a physical uplink shared channel, PUSCH (paras. [0065] and [0072] —a UE power supply characteristic signal can be transmitted in the UL via the PUSCH). It would have been prima-facie obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified Elkotby’s WTRU energy characteristic feedback with transmitting a power supply signal via the PUSCH, as taught by Xu. The motivation for doing so would have been to explicitly require feedback in the UL shared channel, as recognized by Xu (paras. [0065] and [0072]). Conclusion The prior art made of record and not relied upon is considered pertinent to Applicant's disclosure is as follows: US PG Pub 2024/0160866 A1, He et al.: teaches a zero-power UE with energy harvesting capability that can facilitate backscattering-based feedback to a network BS or another UE. US PG Pub 2015/0201342 A1, Vannithamby et al.: teaches various energy-harvesting devices and scheduling thereof by the network based on received EH storage information. Any inquiry concerning this communication or earlier communications from the Examiner should be directed to Scott Schlack whose telephone number is (571)272-2332. The Examiner can normally be reached Mon. through Fri., from 11am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the Examiner by telephone are unsuccessful, the Examiner’s supervisor, Moo Jeong can be reached at (571)272-9617. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Scott A. Schlack/Examiner, Art Unit 2418 /Moo Jeong/Supervisory Patent Examiner, Art Unit 2418
Read full office action

Prosecution Timeline

Feb 16, 2024
Application Filed
Mar 03, 2026
Non-Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
44%
Grant Probability
79%
With Interview (+34.8%)
3y 10m
Median Time to Grant
Low
PTA Risk
Based on 52 resolved cases by this examiner. Grant probability derived from career allow rate.

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