Prosecution Insights
Last updated: July 05, 2026
Application No. 18/684,502

A STOPPER FOR CONTAINER

Non-Final OA §103§112
Filed
Feb 16, 2024
Priority
Aug 18, 2021 — ES U202131684 +1 more
Examiner
LE, HOA T
Art Unit
1788
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Dsigntank Sl
OA Round
2 (Non-Final)
73%
Grant Probability
Favorable
2-3
OA Rounds
6m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
789 granted / 1086 resolved
+7.7% vs TC avg
Moderate +13% lift
Without
With
+12.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
41 currently pending
Career history
1137
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
68.3%
+28.3% vs TC avg
§102
18.6%
-21.4% vs TC avg
§112
10.7%
-29.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1086 resolved cases

Office Action

§103 §112
DETAILED ACTION The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim Rejections - 35 USC § 112 Claims 1, 3-15 and 20-21 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 appears to be self-contradictory. The stopper is recited to be made “entirely” of a thermoplastic elastomeric polymer, yet the body of the claim recites a dispersion of carbon particles and solid plastic particles, both of which are not “thermoplastic elastomeric polymer” (plastic is not necessarily thermoplastic-elastomeric polymer). Thus, claim 1 is indefinite. This rejection can be obviated by changing “entirely” to “substantially entirely”, or by incorporating the limitation of claim 21 into claim 1. In addition, the phrase “made entirely” immediately following “a container”; therefore, it could mean that the material is for the container, and not for the stopper. Claims should be amended to reflect that the stopper, not the container, is made of thermoplastic elastomeric polymer. In claim 20, the phrase "such as" renders the claim indefinite because it is unclear whether the limitations following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Other claims are deemed indefinite in view of their dependence on claim 1. Claim Rejections - 35 USC § 103 Note: For the reasons stated in the rejection under 35 USC 112 above, the claims as currently written do not require that the stopper is made entirely a thermoplastic elastomeric polymer. The rejection below is based on that understanding. Claims 1, 3-15 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Thometschek-872 (US-2019/0134872) in view of JPH-08217125 ("JPH-125"). Claim 1: Thometschek teaches a stopper for a container comprising two particulate materials, one of which being a plastic material comprising biodegradable thermoplastic polymer (Thometschek, para. 0034-0035) and the other being cork material. Thometschek does not teach activated carbon particles as part of the stopper composition, but Thometschek teaches the use of fillers including inorganic fillers (Thometschek, para. 0349). In the same field of endeavor, JPH-125 teaches a cork stopper comprising cork material and carbonaceous material which is an activated carbon (JPH-125, para. 0006-0010). In light of JPH-125 teaching, the POSITA would have found it obvious to incorporate the activated carbon material taught by JPH-125 as the filler in the stopper composition of Thometschek in order to improve the taste of the drink in the container (JPH-125, para. 0020-0022). Claims 3-5: Thometschek teaches the thermoplastic elastomeric polymer including vulcanized rubber, ethyl-vinyl-acetate copolymer, styrene-butadiene-styrene copolymer, thermoplastic urethane, polyesters, polyester-ether copolymer, and bio- based polyesters (Thometschek, para. 0102) and being biodegradable (Thometschek, para. 0034-0035 and 0099). Claim 6: Because the thermoplastic material is biodegradable as discussed in claims 3-5 above, it can be inherently decomposed at a rate of 90% by weight in 6 months by nature of a "biodegradable plastic". Claims 7-9: Thometschek teaches the thermoplastic elastomeric polymer comprising a biodegradable bioplastic originating from plants or fermentation. including polylactic acid and latex (Thometschek, para. 0106). Claim 10: Thometschek teaches the density of the plastic material being from 25 kg/m³ to 800 kg/m³ which is equivalent to 0.025 g/cm³ to 0.8 g/cm³ and thus overlaps the claimed range of 0.5 to 5 g/cm³. Claim 11: Thometschek teach the filler be present up to 10 wt% (para. 0385), and thus the activated carbon, being an additive or filler, is present up to 10 wt%. Claim 12: JPH-125 teaches the activated carbon can be cut into "appropriate shape and size" (para. 0017, 0025-0027), it would have encompassed powder as well as granular form depending on the type of the stopper. Claims 13-14: As JPH-125 teaches that the activated carbon can be cut into "appropriate size" (para. 0017) depending on the use of the stopper, the size range as claimed would have been obvious as matter of choice or through routine experimentation. Claim 15: The presence of the activated carbon in the stopper would necessarily lower the color brightness value of the stopper compared to the stopper without the activated carbon because activated carbon is known to be black in color. Claim 20: Thometschek teaches that the plastic shell of the coated particles and the plastic matrix of the stopper are obtained from thermoplastic polymers including polyethylene, polystyrene, polyesters which encompass polyethylene terephthalate, polypropylene (PP), and poly(methyl methacrylate) (para. 0102). Response to Arguments Applicant argues that the stopper taught by Thometschek is not made entirely of a thermoplastic polymer. Although Applicant is correct, the instant claims in their current form do not require that the stopper is made entirely of a thermoplastic elastomeric polymer for the reasons stated in the rejection under 35 USC 112 above. Therefore, this argument is deemed moot, and thus is not found persuasive. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOA (Holly) LE whose telephone number is (571)272-1511. The examiner can normally be reached Monday to Friday, 10:00 am to 7:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alicia Chevalier can be reached at 571-272-1490. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. HOA (Holly) LE/Primary Examiner, Art Unit 1788
Read full office action

Prosecution Timeline

Feb 16, 2024
Application Filed
Aug 27, 2025
Non-Final Rejection mailed — §103, §112
Dec 23, 2025
Response Filed
Apr 08, 2026
Final Rejection mailed — §103, §112
Jun 08, 2026
Response after Non-Final Action

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
73%
Grant Probability
85%
With Interview (+12.6%)
2y 11m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1086 resolved cases by this examiner. Grant probability derived from career allowance rate.

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