Prosecution Insights
Last updated: April 19, 2026
Application No. 18/684,831

CAGE FOR ROLLING BEARING AND ROLLING BEARING

Non-Final OA §102§103
Filed
Feb 19, 2024
Examiner
NGUYEN, AIMEE TRAN
Art Unit
3617
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ntn Corporation
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
2y 0m
To Grant
99%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
115 granted / 142 resolved
+29.0% vs TC avg
Strong +19% interview lift
Without
With
+18.9%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
35 currently pending
Career history
177
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
40.6%
+0.6% vs TC avg
§102
31.5%
-8.5% vs TC avg
§112
25.4%
-14.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 142 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 6 and 11-12 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Oe (JP 2017180737 A). Regarding claim 1, Oe discloses (in figs. 1-2) a cage (4) for a rolling bearing (fig. 1) that holds a plurality of rolling elements (3) in a rolling bearing and is guided by an inner ring (1) or an outer ring (2), the cage (4) comprising: a cage body (7) having an annular shape and including a pocket hole (9) for accommodating each of the rolling elements (3); a first resin portion (8a) formed at least in a portion on which each of the rolling elements (3) slides in an inner surface of the pocket hole (9) of the cage body (7); and a second resin portion (8b) having a composition different from a composition of the first resin portion (8a) and formed in a guide portion of the cage body sliding on the inner ring (1) or the outer ring (2, and para. [0023] discloses that the second portion 8b and first portion 8a have the same resin component, but the proportions of the components are different so they have different composition). Regarding claim 2, Oe discloses the cage for a rolling bearing according to claim 1, wherein the cage body (7) includes a metal portion (7 and para. [0017] discloses the metal portion can be made of aluminum alloys, titanium alloys, and magnesium alloys.) Regarding claim 6, Oe discloses the cage for a rolling bearing according to claim 2, wherein the cage (4) is an outer ring guided cage guided on an inner circumferential surface of the outer ring (2), the first resin portion (8a) is formed on an inner diameter side of the metal portion (7), and the second resin portion (8b) is formed on an outer diameter side of the metal portion (7). Regarding claim 11, Oe discloses the cage for a rolling bearing according to claim 2, wherein a metal constituting the metal portion (7) is an aluminum alloy, a titanium alloy, a stainless alloy, or Inconel (para. [0017]). Regarding claim 12, Oe discloses a rolling bearing (fig. 1) comprising an inner ring (1) and an outer ring (2), a rolling element (3) interposed between the inner ring (1) and the outer ring (2), and a cage (4) configured to hold the rolling element (3), wherein the cage (4) is the cage (4) for a rolling bearing (3) according to claim 1. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Oe (JP 2017180737 A) in view of Nakamura (WO 2020203361 A1; US 20220186776 A1 as English equivalent). Regarding claim 7, Oe discloses the cage for a rolling bearing according to claim 6 but does not disclose the metal portion includes a portion constituting a three-dimensional network lattice, and a void of the portion constituting the three-dimensional network lattice is filled with a part of the first resin portion. Nakamura teaches (in figs. 2B, 3A, 3B and para. [0040]), the metal portion (16a) includes a portion constituting a three-dimensional network lattice (16c), and a void of the portion constituting the three-dimensional network lattice is filled with a part of the first resin portion (25) for the purpose of having a cage that has a high degree of freedom in design, is easy to manufacture, has sufficient strength, can increase the ratio of a solid lubricant in a resin layer, and reduce direct contact between the rolling elements and the base material constituting the retainer (para. [0011]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have the cage with metal portion constituting a three-dimensional network lattice with the void being filled with a resin portion, as taught by Nakamura, in the cage of Oe for the purpose of having a cage that has a high degree of freedom in design, is easy to manufacture, has sufficient strength, can increase the ratio of a solid lubricant in a resin layer, and reduce direct contact between the rolling elements and the base material constituting the retainer (para. [0011]). Allowable Subject Matter Claim 3-5 and 8-10 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the prior art of record does not disclose nor render obvious the combination set forth in claims 3 and 9. In particular, for claim 3, the prior art of record does not disclose nor render obvious the cage comprising the metal portion includes a first metal portion having an annular shape and positioned on an inner diameter side, and a second metal portion having an annular shape, positioned on an outer diameter side, and to which the first metal portion is fitted, the first resin portion is formed in the first metal portion, and the second resin portion is formed in the second metal portion in combination with the other claim limitations. In particular, for claim 9, the prior art of record does not disclose nor render obvious the cage comprising a content of the polytetrafluoroethylene resin in the second resin portion is smaller than a content of the polytetrafluoroethylene resin in the first resin portion, and a content of the fibrous reinforcing material in the second resin portion is larger than a content of the fibrous reinforcing material in the first resin portion in combination with the other claim limitations. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Kokumai (US 20160108965 A1) discloses a cage made with two different materials. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AIMEE T NGUYEN whose telephone number is (571)272-5250. The examiner can normally be reached M-F 10-7 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, John Olszewski can be reached at 571-272-2706. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AIMEE TRAN NGUYEN/Examiner, Art Unit 3617 /JOHN OLSZEWSKI/Supervisory Patent Examiner, Art Unit 3617
Read full office action

Prosecution Timeline

Feb 19, 2024
Application Filed
Feb 03, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601377
SUSPENSION BEARING UNIT WITH GASKET
2y 5m to grant Granted Apr 14, 2026
Patent 12590605
CROWN-TYPE RETAINER FOR BALL BEARINGS, AND BALL BEARING
2y 5m to grant Granted Mar 31, 2026
Patent 12584520
BEARING ASSEMBLY FOR A CONVERTER
2y 5m to grant Granted Mar 24, 2026
Patent 12583455
LONGITUDINAL CONTROL FEEDBACK COMPENSATION DURING BRAKE-TO-STEER
2y 5m to grant Granted Mar 24, 2026
Patent 12553473
THRUST BEARING
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
99%
With Interview (+18.9%)
2y 0m
Median Time to Grant
Low
PTA Risk
Based on 142 resolved cases by this examiner. Grant probability derived from career allow rate.

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