Prosecution Insights
Last updated: August 06, 2026
Application No. 18/685,266

CATHODE ACTIVE MATERIAL AND NON-AQUEOUS ELECTROLYTE SECONDARY BATTERY INCLUDING SAME

Non-Final OA §103
Filed
Feb 21, 2024
Priority
Sep 03, 2021 — RE 10-2021-0117651 +1 more
Examiner
ZEMUI, NATHANAEL T
Art Unit
Tech Center
Assignee
L&F Co. Ltd.
OA Round
1 (Non-Final)
56%
Grant Probability
Moderate
1-2
OA Rounds
1y 2m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
264 granted / 472 resolved
-4.1% vs TC avg
Strong +24% interview lift
Without
With
+24.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
53 currently pending
Career history
532
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
66.0%
+26.0% vs TC avg
§102
17.5%
-22.5% vs TC avg
§112
14.5%
-25.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 472 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-13 are currently pending. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-9 & 13 are rejected under 35 U.S.C. 103 as being unpatentable over Kim (US 2023/0378456 A1). Regarding claims 1-9 & 13, Kim teaches a non-aqueous electrolyte secondary battery comprising a cathode active material, wherein the cathode active material can comprise unaggregated one-body particles (i.e agglomerate of 1 primary macro particle) represented by the claimed formula 4 and having an average particle diameter (D50) of 2 microns to 10 microns (fig. 2; [0049]-[0056], [0061], [0065], [0067]-[0069]). While Kim is silent as to the positive electrode active material satisfying equations 1, 2 and 3, it is noted that the single particles of Kim do not show any cracking after pressing at 9 tonnes ([0061], [0069] & [0071]). Thus, one of ordinary skill in the art would expect the volume% of particles at point A after pressing at 4.5 tons to be substantially equal to the volume% of particles at point A before pressing since the single particles do not show any cracking at a higher press of 9 tons which would result in the single particle before pressing retaining approximately the same volume after pressing due to the increased strength of Kim’s single particles. Accordingly, a value of Z>90% and Z>85% is rendered obvious over the teachings of Kim. Similarly, the diameter of particles having a maximum occupied volume after pressing would be expected to be substantially the same as the diameter of particles having a maximum occupied volume before pressing since Kim’s single particles show no cracking at 9 tons which renders obvious a value of Y>90% and Y>80% as recited in claim 7 and claim 2 respectively. Furthermore, Kim discloses that, after pressing, fine particles of 1 micron or less are less than 10% of the positive electrode active material when the positive electrode active material is a secondary particle comprising less than 10 macro primary particles ([0086]-[0087]). However, since the single particles formed of 1 macro primary particles do not crack, no peaks would be expected to be observed in the claimed small particle area which renders obvious a W<5% and W<10% as presently claimed in claim 8 and claim 4 respectively. Claims 10-12 are rejected under 35 U.S.C. 103 as being unpatentable over Kim (US 2023/0378456 A1) in view of Takeuchi (US 2010/0117025 A1). Regarding claims 10-12, Kim teaches the cathode active material of claim 9 but is silent as to the cathode active material having an average grain size of 200 Angstroms to 400 Angstroms (claim 10); a tap density of 1.8 to 2.0 g/cc (claim 11) and a BET surface area of 0.45 to 0.50 m2/g (claim 12). Takeuchi teaches a cathode active material comprising a single particle having an average grain size (i.e average crystallite diameter) of 0.01 microns to 0.5 microns (i.e 100 Angstroms to 5,000 Angstroms); a tap density of particularly 1.6 to 2.2 g/cc and a BET surface area of particularly 0.50 to 1.5 m2/g ([0032]-[0041], [0052], [0055]-[0059] & [0061]) which overlap with the presently claimed ranges. It would have been obvious to one of ordinary skill in the art, before the effective filing date of the present invention, to use an average grain size within the range disclosed by Takeuchi above because a such a range is suitable along with a cathode active material having an average particle diameter (D50) of 1 micron to 4 microns (which also overlaps with Kim’s range) for obtaining excellent life span properties (also referred to as cycle properties) and output properties (properties evaluated in low temperature capacity verification test 3 in the examples) as taught by Takeuchi ([0044]). Furthermore, it would have been obvious to set a tap density and a BET surface area within the ranges disclosed above, in view of 1) the output properties not decreasing due to the specific surface area being too low, and in addition, the cycle properties not decreasing by depletion of the electrolytic solution due to the specific surface area being too high; and 2) from the viewpoint of the filling properties not decreasing remarkably, and in addition, the fluidity not increasing remarkably as taught by Takeuchi ([0059] & [0061]). Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHANAEL T ZEMUI whose telephone number is (571)272-4894. The examiner can normally be reached M-F 8am-5pm (EST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, BARBARA GILLIAM can be reached at (571)272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHANAEL T ZEMUI/Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Feb 21, 2024
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12658433
POSITIVE ELECTRODE ACTIVE MATERIAL AND LITHIUM SECONDARY BATTERY COMPRISING THE SAME
5y 2m to grant Granted Jun 16, 2026
Patent 12658468
ELECTROLYTE AND POWER STORAGE DEVICE
3y 8m to grant Granted Jun 16, 2026
Patent 12658483
BUTTON-TYPE SECONDARY BATTERY
2y 10m to grant Granted Jun 16, 2026
Patent 12633531
POSITIVE ELECTRODE AND NONAQUEOUS ELECTROLYTE SECONDARY BATTERY USING THE SAME
3y 5m to grant Granted May 19, 2026
Patent 12597636
SOLID-STATE COMPOSITE POLYMER ELECTROLYTE MEMBRANE AND ALL-SOLID-STATE LITHIUM ION BATTERY INCLUDING THE SAME
3y 0m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
56%
Grant Probability
80%
With Interview (+24.0%)
3y 7m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 472 resolved cases by this examiner. Grant probability derived from career allowance rate.

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