Prosecution Insights
Last updated: July 17, 2026
Application No. 18/685,672

THERMOCHROMIC FILM AND METHOD FOR MANUFACTURING THERMOCHROMIC FILM

Non-Final OA §102§103
Filed
Feb 22, 2024
Priority
Aug 23, 2021 — RE 10-2021-0111011 +2 more
Examiner
DICUS, TAMRA
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Korea Institute of Industrial Technology
OA Round
1 (Non-Final)
30%
Grant Probability
At Risk
1-2
OA Rounds
1y 6m
Est. Remaining
51%
With Interview

Examiner Intelligence

Grants only 30% of cases
30%
Career Allowance Rate
191 granted / 638 resolved
-35.1% vs TC avg
Strong +22% interview lift
Without
With
+21.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 11m
Avg Prosecution
35 currently pending
Career history
703
Total Applications
across all art units

Statute-Specific Performance

§103
93.1%
+53.1% vs TC avg
§102
3.3%
-36.7% vs TC avg
§112
1.6%
-38.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 638 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of group I in the reply filed is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3, 7, and 9-11 are rejected under 35 U.S.C. 102a1/a2 as being anticipated by US 20170307910 A1 to Nishio. Re claims 1, 2, 7, and 9-11, Nishio discloses an optical film comprising an optical functional layer on a substrate [76] where the optical functional layer has thermochromic properties [16]. Further, the substrate is heat shrinkable [203]. The optical functional layer is made from vanadium dioxide [76]. Given that Nishio discloses thermochromic layer. the same materials and structure as claimed, it would inherently have transmittance values, the conditions as claimed, and phase transition temperature changes including phase transition temperature decrease due to heat shrinkage of the substrate. Re claim 3, see [201], Nishio. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over US 20170307910 A1 to Nishio. Nishio is relied upon above. Re claim 8, Nishio teaches the substrate overlapping range of thickness of 30 to 200 μm [201] (overlapping the claim of 50 to 200 microns). In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In reWertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In reWoodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). See MPEP 2144.05. It would have been obvious to one of o-rdinary skill in the art at the time the invention was made to have selected from the overlapping portion of the ranges of wt% of thickness for improving structural integrity taught by the reference because overlapping ranges have been held to establish prima facie obviousness. MPEP 2144.05. Claims 4-6 are rejected under 35 U.S.C. 103 as being unpatentable over US 20170307910 A1 to Nishio in view of US 20140121295 to Gall et al. Nishio is relied upon above. Re claims 4-6, Nishio fails to disclose an SMP including urethane; however, disclose a SMP [90-96] of urethane [83] for [116] thermomechanical properties [116] and [14] for the properties are overlapping ranges of glass transition temperatures. It would have been obvious to one having ordinary skill in the art to have modified the polymer of Nishio by addition, use or substitution for Gall teaches benefits of thermomechanical properties. See also MPEP 2144.05. References of Interest The remaining references listed on form(s) 892 and/or 1449 have been reviewed by the examiner and are considered to be cumulative to or less material than the prior art references relied upon in the rejection above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TAMRA L. DICUS whose telephone number is (571)272-2022. The examiner can normally be reached M-F 8:00 am 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached at 571-272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. TAMRA L. DICUS Primary Examiner Art Unit 1787 /TAMRA L. DICUS/Primary Examiner, Art Unit 1787
Read full office action

Prosecution Timeline

Feb 22, 2024
Application Filed
May 22, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12674061
PAINT COMPOSITION
2y 7m to grant Granted Jul 07, 2026
Patent 12668705
ORGANIC-INORGANIC ADHESIVE COMPOSITION, AND GAS BARRIER FILM COMPRISING SAME
3y 4m to grant Granted Jun 30, 2026
Patent 12643311
FILMS, LAMINATES, AND METHODS OF MAKING COMPOSITIONS
2y 4m to grant Granted Jun 02, 2026
Patent 12637787
LAMINATED STRUCTURE AND METHOD FOR MANUFACTURING LAMINATED STRUCTURE
4y 3m to grant Granted May 26, 2026
Patent 12636854
MULTILAYER FILM
3y 10m to grant Granted May 26, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
30%
Grant Probability
51%
With Interview (+21.5%)
3y 11m (~1y 6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 638 resolved cases by this examiner. Grant probability derived from career allowance rate.

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