Prosecution Insights
Last updated: April 19, 2026
Application No. 18/685,730

TRIPOD TYPE CONSTANT VELOCITY UNIVERSAL JOINT

Non-Final OA §103
Filed
Feb 22, 2024
Examiner
BINDA, GREGORY JOHN
Art Unit
3679
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ntn Corporation
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
93%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
1456 granted / 1798 resolved
+29.0% vs TC avg
Moderate +12% lift
Without
With
+11.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
41 currently pending
Career history
1839
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
19.4%
-20.6% vs TC avg
§102
39.5%
-0.5% vs TC avg
§112
36.4%
-3.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1798 resolved cases

Office Action

§103
Drawings Figures 10-11 should be designated by a legend such as --Prior Art-- because only that which is old is illustrated. See MPEP § 608.02(g). Corrected drawings in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. The replacement sheet(s) should be labeled “Replacement Sheet” in the page header (as per 37 CFR 1.84(c)) so as not to obstruct any portion of the drawing figures. If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Specification The disclosure is objected to because reference characters 32b, T and ag1 fail to appear in “REFERENCE SIGNS LIST” at the end of the specification. Claim Rejections - 35 USC § 103 Claims 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Goto, US 6,764,409. Goto discloses a tripod constant velocity joint comprising: an outer joint member (10) with three track grooves (12); a tripod member (20) with three leg shafts (22); a roller (34) an inner ring (32) with convex inner peripheral surface (see Fig. 1C); the inner peripheral surface is in contact with an inner peripheral surface of the leg shaft in a direction orthogonal to the joint axial line (see Fig. 1A) and forming a gap against the outer peripheral surface of the leg shaft in a direction of the joint line (see Fig.1B); and a projection (24) is provided in regions including both ends in a direction orthogonal to the joint axial line on a shaft end side with respect to the inner ring on the outer peripheral surface of the leg shaft (see Fig.8). Goto does not expressly disclose the ratio of a dimension of the projection (24) in the direction of the joint axial line to a dimension of the leg shaft (ag1, see Fig. 8) is 0.3 or more. However, it has generally been recognized that the optimization of proportions in a prior art device is a design consideration requiring only routine skill in the art. In re Reese, 290 F.2d 839, 129 USPQ 402 (CCPA 1961). Therefore, it would have been obvious to one of ordinary skill in the art to optimize the proportion of the dimension of the projection (24) in the direction of the joint axial line with respect to the dimension (ag1) of the leg shaft so as to be 0.3 or more, as such practice is a design consideration within the skill of the art. As to claim 2, at col. 6, lines 45-49, Goto discloses a ground surface (the polished portion inherent in the disclosure of the “unpolished portion” at line 46) in a region (that of projections 24) including both ends in a direction orthogonal to the joint axial line, the projection (24) is provided in the entire area of the ground surface. As to claim 3, at col. 6, lines 41-43, Goto discloses the projecting amount of the projection (24) in the entire area of the projection in the direction of the joint axial line is 0.05-0.1 mm (which falls within the range 0.015-0.15 mm). As to claim 4, at col. 6, lines 43-44, Goto discloses the width (h) of the projection (24) is 0.1-0.5 mm. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Greg Binda whose telephone number is (571)272-7077. The examiner can normally be reached 9:30-5:30 et. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Troutman can be reached at 571-270-3654. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Greg Binda/Primary Examiner, Art Unit 3679
Read full office action

Prosecution Timeline

Feb 22, 2024
Application Filed
Jan 12, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601379
CONSTANT VELOCITY JOINT AND DRIVESHAFT INCLUDING SAME
2y 5m to grant Granted Apr 14, 2026
Patent 12577977
INTEGRATED COMPOSITE DRIVE SHAFTS
2y 5m to grant Granted Mar 17, 2026
Patent 12571431
FLEXIBLE METALLIC COUPLINGS FOR DRIVE SHAFTS
2y 5m to grant Granted Mar 10, 2026
Patent 12571432
UNIVERSAL JOINT ASSEMBLY FOR SURGICAL TOOLS
2y 5m to grant Granted Mar 10, 2026
Patent 12560205
CONSTANT VELOCITY JOINT AND DRIVESHAFT INCLUDING SAME
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
93%
With Interview (+11.7%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 1798 resolved cases by this examiner. Grant probability derived from career allow rate.

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