Prosecution Insights
Last updated: April 19, 2026
Application No. 18/686,699

TERMINAL, RADIO COMMUNICATION METHOD, AND BASE STATION

Non-Final OA §103
Filed
Feb 26, 2024
Examiner
HEIBER, SHANTELL LAKETA
Art Unit
2645
Tech Center
2600 — Communications
Assignee
NTT Docomo Inc.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
97%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allow Rate
606 granted / 788 resolved
+14.9% vs TC avg
Strong +20% interview lift
Without
With
+20.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
44 currently pending
Career history
832
Total Applications
across all art units

Statute-Specific Performance

§101
4.8%
-35.2% vs TC avg
§103
56.2%
+16.2% vs TC avg
§102
27.4%
-12.6% vs TC avg
§112
4.6%
-35.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 788 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhou et al. (Zhou), U.S. Publication No. 2021/0320699. Regarding Claim 7, Zhou discloses a terminal (i.e., communications device 1700; see figure 17) comprising: a receiver (i.e., transceiver 1708; see figure 17) that receives downlink control information (DCI) scheduling an aperiodic channel state information reference signal (A-CSI-RS) (i.e., the CSI report trigger for aperiodic CSI and semi-persistent CSI on PUSCH may be provided via downlink control information (DCI); see paragraph [0104]); and a processor (i.e., processor 1704; see figure 17) that, when a value of a duration from reception of the DCI to reception of the A-CSI-RS is smaller than a threshold and a single frequency network (SFN) scheme (for example, SC-FDMA as described in paragraphs [0003] and [0093]) is used (i.e., if the scheduling offset between the DCI (e.g., DCI 405) that triggers a AP CSI report and the indicated AP CSI-RS resource set (e.g., for CSI-RS 410) is less than the UE reported threshold; see paragraph [0122]), and an other downlink signal with an indicated TCI state is present in a symbol for receiving the A-CSI-RS (i.e., if there is any other DL signal with an indicated TCI state in the same symbols as CSI-RS; see paragraph [0122]), applies a quasi-co-location (QCL) assumption of the other downlink signal to the reception of the A-CSI-RS (i.e., the UE applies the QCL assumption of the other DL signal; see paragraph [0122]). Zhou fails to specifically state when a higher layer parameter that enables two default transmission configuration indication (TCI) states is not configured as it pertains to the claim in its entirety. However, Zhou does disclose if there is no other DL signals with an indicated TCI state in the same symbols as CSI-RS as described in paragraph [0134]. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Zhou’s invention for performing beam configuration selection as described in paragraph [0106]. Regarding Claim 10, Zhou discloses a radio communication method for a terminal (i.e., communications device 1700; see figure 17), comprising: receiving downlink control information (DCI) scheduling an aperiodic channel state information reference signal (A-CSI-RS) (i.e., the CSI report trigger for aperiodic CSI and semi-persistent CSI on PUSCH may be provided via downlink control information (DCI); see paragraph [0104]); and when a value of a duration from reception of the DCI to reception of the A-CSI-RS is smaller than a threshold and a single frequency network (SFN) scheme (for example, SC-FDMA as described in paragraphs [0003] and [0093]) is used (i.e., if the scheduling offset between the DCI (e.g., DCI 405) that triggers a AP CSI report and the indicated AP CSI-RS resource set (e.g., for CSI-RS 410) is less than the UE reported threshold; see paragraph [0122]), and an other downlink signal with an indicated TCI state is present in a symbol for receiving the A-CSI-RS (i.e., if there is any other DL signal with an indicated TCI state in the same symbols as CSI-RS; see paragraph [0122]), applying a quasi-co-location (QCL) assumption of the other downlink signal to the reception of the A-CSI-RS (i.e., the UE applies the QCL assumption of the other DL signal; see paragraph [0122]). Zhou fails to specifically state when a higher layer parameter that enables two default transmission configuration indication (TCI) states is not configured as it pertains to the claim in its entirety. However, Zhou does disclose if there is no other DL signals with an indicated TCI state in the same symbols as CSI-RS as described in paragraph [0134]. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Zhou’s invention for performing beam configuration selection as described in paragraph [0106]. Regarding Claim 11, Zhou discloses a base station (i.e., communications device 1700; see figure 17) comprising: a transmitter (i.e., transceiver 1708; see figure 17) that transmits downlink control information (DCI) scheduling an aperiodic channel state information reference signal (A-CSI-RS) (i.e., the CSI report trigger for aperiodic CSI and semi-persistent CSI on PUSCH may be provided via downlink control information (DCI); see paragraph [0104]); and a processor (i.e., processor 1704; see figure 17) that, when a value of a duration from reception of the DCI to reception of the A-CSI-RS is smaller than a threshold and a single frequency network (SFN) scheme (for example, SC-FDMA as described in paragraphs [0003] and [0093]) is used (i.e., if the scheduling offset between the DCI (e.g., DCI 405) that triggers a AP CSI report and the indicated AP CSI-RS resource set (e.g., for CSI-RS 410) is less than the UE reported threshold; see paragraph [0122]), and an other downlink signal with an indicated TCI state is present in a symbol for receiving the A-CSI-RS (i.e., if there is any other DL signal with an indicated TCI state in the same symbols as CSI-RS; see paragraph [0122]), controlling transmission of the A-CSI-RS to which a quasi-co-location (QCL) assumption of the other downlink signal is applied (i.e., the UE applies the QCL assumption of the other DL signal; see paragraph [0122]). Zhou fails to specifically state when a higher layer parameter that enables two default transmission configuration indication (TCI) states is not configured as it pertains to the claim in its entirety. However, Zhou does disclose if there is no other DL signals with an indicated TCI state in the same symbols as CSI-RS as described in paragraph [0134]. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Zhou’s invention for performing beam configuration selection as described in paragraph [0106]. Regarding Claim 12, Zhou discloses a system comprising a terminal and a base station, wherein the terminal (i.e., communications device 1700; see figure 17) comprises: a receiver (i.e., transceiver 1708; see figure 17) that receives downlink control information (DCI) scheduling an aperiodic channel state information reference signal (A-CSI-RS) (i.e., the CSI report trigger for aperiodic CSI and semi-persistent CSI on PUSCH may be provided via downlink control information (DCI); see paragraph [0104]); and a processor (i.e., processor 1704; see figure 17) that, when a value of a duration from reception of the DCI to reception of the A-CSI-RS is smaller than a threshold and a single frequency network (SFN) scheme (for example, SC-FDMA as described in paragraphs [0003] and [0093]) is used (i.e., if the scheduling offset between the DCI (e.g., DCI 405) that triggers a AP CSI report and the indicated AP CSI-RS resource set (e.g., for CSI-RS 410) is less than the UE reported threshold; see paragraph [0122]), and an other downlink signal with an indicated TCI state is present in a symbol for receiving the A-CSI-RS (i.e., if there is any other DL signal with an indicated TCI state in the same symbols as CSI-RS; see paragraph [0122]), applies a quasi-co-location (QCL) assumption of the other downlink signal to the reception of the A-CSI-RS (i.e., the UE applies the QCL assumption of the other DL signal; see paragraph [0122]), and the base station (i.e., communications device 1700; see figure 17) comprises: a transmitter (i.e., transceiver 1708; see figure 17) that transmits the DCI (i.e., the CSI report trigger for aperiodic CSI and semi-persistent CSI on PUSCH may be provided via downlink control information (DCI); see paragraph [0104]); and a processor (i.e., processor 1704; see figure 17) that controls transmission of the A-CSI-RS to which the QCL assumption is applied (i.e., the UE applies the QCL assumption of the other DL signal; see paragraph [0122]). Zhou fails to specifically state when a higher layer parameter that enables two default transmission configuration indication (TCI) states is not configured as it pertains to the claim in its entirety. However, Zhou does disclose if there is no other DL signals with an indicated TCI state in the same symbols as CSI-RS as described in paragraph [0134]. It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention to consider Zhou’s invention for performing beam configuration selection as described in paragraph [0106]. Regarding Claim 8, Zhou discloses wherein the other downlink signal is an A-CSI-RS that is scheduled using an offset larger than or equal to a second value (i.e., the other DL signal may be a PDSCH scheduled with offset larger than or equal to a time duration for QCL threshold (e.g., timeDurationForQCL); see paragraph [0109]) when the UE is provided with a parameter regarding beam switch timing (i.e., DCI codepoint; see paragraph [0109]) and reports a first value as the threshold (i.e., UE reported threshold (referred to as a beamSwitchTiming threshold); see paragraph [0109]). Regarding Claim 9, Zhou discloses further comprising a transmitter that transmits UE capability information indicating support of application of the QCL assumption (see paragraph [0098]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHANTELL LAKETA HEIBER whose telephone number is (571)272-0886. The examiner can normally be reached on M-F from 9am to 5pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anthony Addy, can be reached at telephone number 571-272-7795. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center for authorized users only. Should you have questions about access to Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. /SHANTELL L HEIBER/Primary Examiner, Art Unit 2645 February 6, 2026
Read full office action

Prosecution Timeline

Feb 26, 2024
Application Filed
Feb 07, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
97%
With Interview (+20.1%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 788 resolved cases by this examiner. Grant probability derived from career allow rate.

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