Prosecution Insights
Last updated: August 06, 2026
Application No. 18/686,760

ANTHRAQUINONE COMPOUND-CONTAINING NON-AQUEOUS ELECTROLYTE SOLUTION AND SECONDARY BATTERY INCLUDING THE SAME

Non-Final OA §103§112
Filed
Feb 26, 2024
Priority
Sep 01, 2021 — JP 2021-142764 +1 more
Examiner
CHUO, TONY SHENG HSIANG
Art Unit
Tech Center
Assignee
Air Water Performance Chemical Inc.
OA Round
1 (Non-Final)
46%
Grant Probability
Moderate
1-2
OA Rounds
1y 8m
Est. Remaining
53%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allowance Rate
322 granted / 704 resolved
-14.3% vs TC avg
Moderate +7% lift
Without
With
+7.2%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
42 currently pending
Career history
759
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
60.4%
+20.4% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
18.6%
-21.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 704 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 2/26/24 was filed on 2/26/24. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Drawings The drawings filed on 2/26/24 are accepted by the examiner. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1, 10, and 16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. With respect to 4a,9a-dihydromethanoanthraquinone compound of formula (2), it is unclear what “R5” and “R6” are referring to because they are not defined in claim 1. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-9, 11-15, 17, and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Yoshimitsu et al (EP 0296589 A2). Regarding claims 1-9, 11-15, 17, and 18, Yoshimitsu et al discloses a non-aqueous electrochemical cell (energy storage device), comprising an anode (negative electrode), a cathode collector (positive electrode), and a cathode-electrolyte (non-aqueous electrolyte solution) consisting of an ionically conductive solution of a solute in a solvent, wherein examples of the solute includes LiAlBr4 (electrolyte salt / lithium salt), wherein the solvent includes co-solvents such as propylene carbonate (organic solvent / cyclic carbonate); wherein the electrolyte includes an aromatic compound, wherein specific examples of the aromatic compound include benzothiophene, …, 1,4,4a,9a-tetrahydroanthraquinone (4a, 9a-dihydroanthraquinone compound of formula (1)), … (pg. 2, lines 3-5, pg. 2, line 55 to pg. 3, line 1, pg. 3, lines 22-49, pg. 4, lines 1-20). However, Yoshimitsu et al does not expressly teach a 4a, 9a-dihydroanthraquinone compound of formula (1) or a 4a, 9a-dihydromethanoanthraquinone compound of formula (2) (claim 1); the 4a, 9a-dihydroanthraquinone compound of formula (1) (claim 9); 1,4,4a,9a-tetrahydroanthraquinone, 1,4,4a,9a-tetrahydromethanoanthraquinone, 2-methyl-1,4,4a,9a-tetrahydroanthraquinone, 2-(4-methyl-3-pentenyl)-1,4,4a,9a-tetrahydroanthraquinone, and/or 1,2,3,4,4a, 9a-hexahydrohexahydromethanoanthraquinone (claim 17). However, the invention as a whole would have been obvious to one of ordinary skill in the art at the time the invention was made because the disclosure of Yoshimitsu indicates that 1,4,4a,9a-tetrahydroanthraquinone is a suitable material for use as an aromatic compound incorporated into the electrolyte. The selection of a known material based on its suitability for its intended use has generally been held to be prima facie obvious (MPEP §2144.07). As such, it would be obvious to use 1,4,4a,9a-tetrahydroanthraquinone. In addition, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the Yoshimitsu aromatic compound to include 2-methyl-1,4,4a,9a-tetrahydroanthraquinone, 1-methyl-1,4,4a,9a-tetrahydroanthraquinone, 2-ethyl-1,4,4a,9a-tetrahydroanthraquinone, 2-butyl-1,4,4a,9a-tetrahydroanthraquinone, 2-amyl-1,4,4a,9a-tetrahydroanthraquinone, 1,3 -dimethyl-1,4,4a,9a-tetrahydroanthraquinone, 2,3 -dimethyl-1,4,4a,9a-tetrahydroanthraquinone, 1,4-dimethyl-1,4,4a,9a-tetrahydroanthraquinone, 2-chloro-1,4,4a,9a-tetrahydroanthraquinone, and/or 2-bromo-1,4,4a, 9a-tetrahydroanthraquinone; or 2-methyl-1,4,4a,9a-tetrahydroanthraquinone, 1-methyl-1,4,4a,9a-tetrahydroanthraquinone, 2-ethyl-1,4,4a,9a-tetrahydroanthraquinone, 2-butyl-1,4,4a,9a-tetrahydroanthraquinone, 2-amyl-1,4,4a,9a-tetrahydroanthraquinone, 1,3 -dimethyl-1,4,4a,9a-tetrahydroanthraquinone, 2,3 -dimethyl-1,4,4a,9a-tetrahydroanthraquinone, 1,4-dimethyl-1,4,4a,9a-tetrahydroanthraquinone, 2-chloro-1,4,4a,9a-tetrahydroanthraquinone, and/or 2-bromo-1,4,4a, 9a-tetrahydroanthraquinone; or 1,2,3,4,4a, 9a-hexahydroanthraquinone, 2-methyl-1,2,3,4,4a,9a-hexahydroanthraquinone, 1-methyl-1,2,3,4,4a,9a-hexahydroanthraquinone, 2-ethyl-1,2,3,4,4a,9a-hexahydroanthraquinone, 2-butyl-1,2,3,4,4a,9a-hexahydroanthraquinone, 2-amyl-1,2,3,4,4a,9a-hexahydroanthraquinone, 1,3 -dimethyl-1,2, 3,4,4a,9a-hexahydroanthraquinone, 2,3 -dimethyl-1,2, 3,4,4a,9a-hexahydroanthraquinone, 1,4-dimethyl-1,2, 3,4,4a,9a-hexahydroanthraquinone, 2-chloro-1,2,3,4,4a,9a-hexahydroanthraquinone, and/or 2-bromo-1,2,3,4,4a, 9a-hexahydroanthraquinone; or 6-methyl-1,4,4a,9a-tetrahydroanthraquinone, 2,6-dimethyl-1,4,4a,9a-tetrahydroanthraquinone, 2,7-dimethyl-1,4,4a,9a-tetrahydroanthraquinone, 2-ethyl-6-methyl-1,4,4a, 9a-tetrahydroanthraquinone, 2-butyl-6-methyl-1,4,4a,9a-tetrahydroanthraquinone, 2-amyl-6-methyl-1,4,4a, 9a-tetrahydroanthraquinone, 2-chloro-6-methyl-1,4,4a,9a-tetrahydroanthraquinone, 2-bromo-6-methyl-1, 4,4a,9a-tetrahydroanthraquinone, 6-methyl-1,2,3,4,4a,9a-hexahydroanthraquinone, 2,6-dimethyl-1,2,3,4,4a,9a-hexahydroanthraquinone, 2,7-dimethyl-1,2,3,4,4a,9a-hexahydroanthraquinone, 2-ethyl-6-methyl-1,2,3,4,4a, 9a-hexahydroanthraquinone, 2-butyl-6-methyl-1,2,3,4,4a,9a-hexahydroanthraquinone, 2-amyl-6-methyl-1,2,3,4,4a, 9a-hexahydroanthraquinone, 2-chloro-6-methyl-1,2,3,4,4a,9a-hexahydroanthraquinone, and/or 2-bromo-6-methyl-1,2,3,4,4a,9a-hexahydroanthraquinone; or 6-chloro-1,4,4a,9a-tetrahydroanthraquinone, 2-methyl-6-chloro-1,4,4a,9a-tetrahydroanthraquinone, 2-ethyl-6-chloro-1,4,4a,9a-tetrahydroanthraquinone, 2-butyl-6-chloro-1, 4,4a,9a-tetrahydroanthraquinone, 2-amyl-6-chloro-1,4,4a,9a-tetrahydroanthraquinone, 2,6-dichloro-1,4,4a,9a-tetrahydroanthraquinone, 2-bromo-6-chloro-1,4,4a, 9a-tetrahydroanthraquinone, 6-chloro-1,2,3,4,4a,9a-hexahydroanthraquinone, 2-methyl-6-chloro-1,2,3,4,4a,9a-hexahydroanthraquinone, 2-ethyl-6-chloro-1,2,3,4,4a,9a-hexahydroanthraquinone, 2-butyl-6-chloro-1,2,3,4,4a,9a-hexahydroanthraquinone, 2-amyl-6-chloro-1,2,3,4,4a,9a-hexahydroanthraquinone, 2,6-dichloro-1,2,3,4,4a,9a-hexahydroanthraquinone, and/or 2-bromo-6-chloro-1,2,3,4,4a,9a-hexahydroanthraquinone; or 1-(2-methyl-2-butenyl)-3 -methyl-1,4,4a,9a-tetrahydroanthraquinone, 1-(3 -butenyl)-1,4,4a,9a-tetrahydroanthraquinone, 2-(4-methyl-3-pentenyl)-1,4,4a,9a-tetrahydroanthraquinone, and/or 1-(2-methyl-1-propenyl)-3,4-dimethyl-1,4,4a,9a-tetrahydroanthraquinone because structural analogs were held to have been obvious (In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). In re Papesch, 315 F.2d 381, 137 USPQ 43 (CCPA 1963) and In re Dillon, 919 F.2d 688, 16 USPQ2d 1897 (Fed. Cir. 1990)). According to MPEP 2144.09, Section I, “A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties.". Based upon para. [0039]-[0043] of the present application, one of ordinary skill in the art would have expected the compounds recited in claims 11-15 that are similar in structure to have similar properties. Allowable Subject Matter Claims 10 and 16 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims and if the 112, 2nd paragraph rejection of claims 1, 10, and 16 is obviated. Yoshimitsu discloses an electrolyte solution comprising 1,4,4a,9a-tetrahydroanthraquinone which reads on 4a,9a-dihydroanthraquinone compound of formula (1), where R1, R2, R3, R4, and X are each H, and a portion in which dashed parallel lines is a double bond. However, Yoshimitsu does not expressly teach a 4a,9a-dihydromethanoanthraquinone compound of formula (2) which is a dihydroanthraquinone compound having a bridging methano group. The addition of a bridging methano group would have required undue experimental burden to one of ordinary skill in the art and there is no motivation to modify the Yoshimitsu 1,4,4a,9a-tetrahydroanthraquinone to include a bridging methano group. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TONY S CHUO whose telephone number is (571)272-0717. The examiner can normally be reached Monday - Friday, 9:00am - 5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Leong can be reached at 571-270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /T.S.C/Examiner, Art Unit 1751 /JONATHAN G LEONG/Supervisory Patent Examiner, Art Unit 1751 7/15/2026
Read full office action

Prosecution Timeline

Feb 26, 2024
Application Filed
Jul 17, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12671149
BATTERY CONNECTION MODULE
3y 7m to grant Granted Jun 30, 2026
Patent 12626936
Pressure Container System for a Motor Vehicle, Motor Vehicle and Method for Interrupting a Fluid Connection
8y 1m to grant Granted May 12, 2026
Patent 12620577
POSITIVE ELECTRODE ACTIVE MATERIAL AND LITHIUM SECONDARY BATTERY COMPRISING THE SAME
6y 8m to grant Granted May 05, 2026
Patent 12609331
ELECTROCHEMICAL SYSTEM UNIT WITH SEALING ELEMENTS
4y 3m to grant Granted Apr 21, 2026
Patent 12592378
NEGATIVE ELECTRODE PLATE AND PREPARATION METHOD THEREOF, SECONDARY BATTERY, BATTERY MODULE, BATTERY PACK, AND ELECTRICAL APPARATUS
2y 1m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
46%
Grant Probability
53%
With Interview (+7.2%)
4y 1m (~1y 8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 704 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month