Prosecution Insights
Last updated: April 19, 2026
Application No. 18/687,346

OPTICAL AXIS ADJUSTMENT METHOD FOR LASER MODULE AND OPTICAL AXIS ADJUSTMENT JIG

Non-Final OA §102§103
Filed
Sep 30, 2024
Examiner
PYO, KEVIN K
Art Unit
2878
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Shimadzu Corporation
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
98%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
746 granted / 857 resolved
+19.0% vs TC avg
Moderate +11% lift
Without
With
+10.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
27 currently pending
Career history
884
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
43.2%
+3.2% vs TC avg
§102
32.9%
-7.1% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 857 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1 and 4 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Ishimitsu (US 2020/0064187). Regarding claim 1, Ishimitsu discloses an optical axis adjustment method for a laser module (320) used in a Raman spectrometer (paragraph 1), the optical axis adjustment method comprising: a jig mounting step (paragraphs 84, 85) of mounting the laser module having an optical axis adjustment mechanism (343) on an optical axis adjustment jig (370) in a state where the laser module is detached from the Raman spectrometer (paragraph 84); an optical axis adjusting step of adjusting an optical axis of the laser module (350) by using the optical axis adjustment mechanism (343) of the laser module mounted on the optical axis adjustment jig (paragraph 85); and a device attaching step of attaching the laser module whose optical axis has been adjusted in the optical axis adjusting step to an attachment position of the Raman spectrometer (paragraph 84). Regarding claim 4, Ishimitsu discloses an attachment member (371; Fig.11) on which the laser module is mounted; and an irradiation unit (373, 375) that is irradiated with laser light from the laser module mounted on the attachment member. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2, 3 and 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ishimitsu (US 2020/0064187). Regarding claim 2, Ishimitsu discloses that laser modules are aligned via an alignment procedure carried out on a jig, and are attached side-by-side to the Raman spectrometer (Figs.1-2; laser units 21a, 21b). A connecting step of the two laser modules (21a, 21b) prior to being assembled with/attached to other components of the Raman spectrometer would have been an obvious design choice to one of ordinary skill in the art depending on the needs of particular application and involving only routine skill in the art. in view of meeting different design requirements. Regarding claim 3, it should be noted that the jig mounting step as defined in the claim 3 is broadly interpreted in the sense that both the mounting step and the optical axis adjusting step of the plural laser modules need not take place simultaneously (i.e. the laser modules may be mounted to the jig and adjusted on the jig independently from one another). Therefore, it is considered that the procedure disclosed in Ishimitsu, in which the first laser module (310) and the second laser module (320) are adjusted (sequentially) by using the optical axis adjustment jig of Fig.11 falls within the scope of the procedure defined in claim 3. Regarding claim 5, the specific scheme and configuration utilized for adjusting the laser modules (21a, 21b) would have been obvious to one of ordinary skill in the art in view of meeting different design requirements and achieving the particular desired performance. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Shimizu et al (US 2003/0128728) is cited for disclosing a semiconductor laser module and a Raman amplifier. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN K PYO whose telephone number is (571)272-2445. The examiner can normally be reached 9:00-5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Georgia Y Epps can be reached at 571-272-2328. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEVIN K PYO/Primary Examiner, Art Unit 2878
Read full office action

Prosecution Timeline

Sep 30, 2024
Application Filed
Feb 20, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
98%
With Interview (+10.6%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 857 resolved cases by this examiner. Grant probability derived from career allow rate.

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