Prosecution Insights
Last updated: October 02, 2026
Application No. 18/687,705

BATTERY RACK AND ENERGY STORAGE SYSTEM COMPRISING THE SAME

Non-Final OA §102§103
Filed
Feb 28, 2024
Priority
Feb 08, 2022 — RE 10-2022-0015920 +1 more
Examiner
TRAN, DAN NGUYEN
Art Unit
Tech Center
Assignee
LG Energy Solution Ltd.
OA Round
1 (Non-Final)
Grant Probability
Favorable
1-2
OA Rounds

Examiner Intelligence

Grants only 0% of cases
0%
Career Allowance Rate
0 granted / 0 resolved
-60.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
Avg Prosecution
21 currently pending
Career history
6
Total Applications
across all art units
This examiner has no resolved cases yet (career too new); statute-level performance unavailable. The Grant Probability card shows Tech Center averages instead.

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3, 5-6, and 13 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Takahata et al. (JP2012252909A English Machine Translation provided with this Office Action). Regarding claim 1, Takahata discloses a battery rack ([0024] outer casing 13 to be mounted) comprising: at least one battery pack (See annotated Fig. 1 below); a rack frame on which the battery pack is mounted (Fig. 1, outer casing 13); and a water tank (Fig. 1, inner container 15) having a coolant (Fig. 1, fire extinguishing agent 12) mounted on the rack frame (See Fig. 1); wherein the at least one battery pack comprises: a battery cell stack in which a plurality of battery cells are stacked (See Fig. 1, multiple unit cells 11), a pack frame that houses the battery cell stack (Fig. 1, inner casing 14), and a cooling member that is located on an upper side of the battery cell stack (Fig. 1, nozzle 16 is interpreted to be a cooling member because it provides the coolant) and contains the coolant, wherein the cooling member is connected to the water tank (See Fig. 1), wherein at least one fragile part (See annotated Fig. 2 below, stopper or resin plug 17) that breaks or melts above a predetermined temperature or pressure ([0019] plug is melted by heat above the upper limit temperature) is formed on a lower plate (Lower plate is made of Fig. 1 top inner casing and Fig. 2, lower section) of the cooling member (See Fig. 1, nozzle is part of the lower plate), and wherein when a level of the coolant is lowered by opening the at least one fragile part of the cooling member, the coolant is supplied from the water tank to the cooling member ([0019] when the stopper 17 is broken, the tip hole 16a of the nozzle 16 is opened). PNG media_image1.png 650 955 media_image1.png Greyscale PNG media_image2.png 812 944 media_image2.png Greyscale Regarding claim 2, Takahata discloses the battery rack (See annotated Fig. 1 above) of claim 1, wherein the water tank is located on an upper part of the rack frame (See Fig. 1). Regarding claim 3, Takahata discloses battery rack (See annotated Fig. 1 above) of claim 1, wherein the cooling member comprises an inlet port (Fig. 2, lower section) and an outlet port (Fig. 2, upper section) for injecting the coolant into an internal space, wherein the inlet port and the outlet port are connected to an external cooling system (See Fig. 1). Because the coolant is injected from the inner container to the inner casing housing the unit cells ([0022] extinguishing agent 12 is introduced from the inner container 15 into the inner casing 14), the coolant is necessarily circulated through the inlet port and the outlet port of the nozzle. Regarding claim 5, Takahata discloses the battery rack (See annotated Fig. 1 above) of claim 1, wherein the at least one battery pack is a plurality of battery packs (See Fig. 1, multiple inner casings with unit cells), and the water tank is connected to the cooling member included in each of the plurality of battery packs (See Fig. 1). Regarding claim 6, Takahata discloses the battery rack (See annotated Fig. 13 above, battery rack 1) of claim 1, wherein a plurality of openings (Fig. 2, tip hole 16a at each nozzle) are formed in the lower plate of the cooling member (See Fig. 1), with each of the plurality of openings being closed by a sealing member (See Fig. 2), and wherein the at least one fragile part is a portion where the plurality of openings is located (See Fig. 2). Regarding claim 13, Takahata discloses the battery rack (See annotated Fig. 1 above) of claim 1, wherein an upper plate of the cooling member is integrated with the pack frame (See Fig. 1). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 4, 7, and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Takahata et al. (JP2012252909A English Machine Translation provided with this Office Action) as applied to claim 1 above, and further in view of Chung (KR20210076261A English Machine Translation provided with this Office Action). Regarding claim 4, Takahata discloses the battery rack (See annotated Fig. 1 above) of claim 3, but does not disclose wherein the inlet port is connected to the external cooling system through an inflow manifold wherein the outlet port is connected to the external cooling system through a discharge manifold, and wherein the water tank is connected to the discharge manifold. Chung discloses a battery energy storage system comprising of battery racks ([0021]) in which the inlet port is connected to the external cooling system (See annotated Fig. 6 below) through an inflow manifold (Fig. 6, fine fire extinguishing pipe 414) wherein the outlet port is connected to the external cooling system through a discharge manifold (Fig. 6, fire extinguishing device 410), and wherein the water tank (Fig. 6, agent storage device 411) is connected to the discharge manifold (See Fig. 6). Chung also discloses that the system of fire extinguishing device and pipes makes it possible to extinguish a locally generated fire at a corresponding level, thereby preventing economic loss by preventing the fire from being extinguished unnecessarily far beyond the local area ([0048]). Takahata and Chung are analogous prior art to the current invention because they are concerned with the same field of endeavor, namely battery packs with a fire extinguishing system. It would have been obvious for one of ordinary skill in the art before the effective filing date to modify the battery rack of Takahata such the inlet port is connected to the external cooling system through an inflow manifold wherein the outlet port is connected to the external cooling system through a discharge manifold, and wherein the water tank is connected to the discharge manifold as taught by Chung in order to extinguish a locally generated fire at a corresponding level, preventing economic loss by preventing the fire from being extinguished unnecessarily far beyond the local area. PNG media_image3.png 718 921 media_image3.png Greyscale Regarding claim 7, Takahata discloses the battery rack (See annotated Fig. 1 above) of claim 1, wherein the at least one fragile part (See annotated Fig. 2 above, stopper or resin plug 17) is a portion where the plurality of openings (Fig. 2, tip hole 16a at each nozzle) is located in the lower plate (See Fig. 1, nozzles part of lower plate) and wherein the lower plate is formed with a plurality of openings (See Fig. 1, multiple tip toles 16a) but does not disclose that the cooling member comprises a cooling tube that provides a flow path for the coolant and a cooling hose attached to the cooling tube, and the cooling hose is located so as to correspond to the plurality of openings. Chung discloses a battery energy storage system comprising of battery racks ([0021]) in which the cooling member comprises a cooling tube (See annotated Fig. 6 above, fire extinguishing device 410) that provides a flow path for the coolant and a cooling hose (Fig. 6, fine fire extinguishing pipe 414) attached to the cooling tube, and the cooling hose is located so as to correspond to the plurality of openings ([0022] nozzle attached to the end of the fine fire extinguishing pipe). Chung also discloses that the system of fire extinguishing device and pipes makes it possible to extinguish a locally generated fire at a corresponding level, thereby preventing economic loss by preventing the fire from being extinguished unnecessarily far beyond the local area ([0048]). It would have been obvious for one of ordinary skill in the art before the effective filing date to modify the battery rack of Takahata such that the cooling member comprises a cooling tube that provides a flow path for the coolant and a cooling hose attached to the cooling tube, and the cooling hose is located so as to correspond to the plurality of openings as taught by Chung in order to extinguish a locally generated fire at a corresponding level, preventing economic loss by preventing the fire from being extinguished unnecessarily far beyond the local area. Regarding claim 14, Takahata discloses the battery rack (See annotated Fig. 1 above) but does not disclose an energy storage system comprising at least one battery rack as set forth in claim 1. Chung discloses a battery energy storage system comprising of battery racks ([0021]). It would have been obvious to one of ordinary skill in the art before the effective filing date to use the battery rack of modified Takahata in the battery energy storage system as disclosed by Chung because combination of battery rack to be used in an energy storage system is well within the ambit of one of ordinary skill in the art. MPEP 2141 III(A) Combining prior art elements according to known methods to yield predictable results Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Takahata et al. (JP2012252909A English Machine Translation provided with this Office Action) and Chung (KR20210076261A English Machine Translation provided with this Office Action) as applied to claim 7 above, and further in view of Kim et al. (US20210074974A1) Regarding claim 8, modified Takahata discloses the battery rack of claim 7, but does not disclose the lower plate and the cooling tube are connected by a strap-shaped fixing member. Kim discloses an energy storage module including a plurality of battery cells [0062] in which the lower plate ([0060] top plate 140) and the cooling tube ([0060] ducts 141) are connected by a strap-shaped fixing member ([0060] extinguisher sheet 150). Kim also discloses that the extinguisher sheet may be positioned such that the openings therein are respectively aligned with the ducts of the top plate. Takahata, Chung, and Kim are analogous prior art to the current invention because they are concerned with the same field of endeavor, namely battery packs with a fire extinguishing system. It would have been obvious for one of ordinary skill in the art before the effective filing date to modify the battery rack of modified Takahata such that the lower plate and the cooling tube are connected by a strap-shaped fixing member as taught by Kim in order to align the openings of the lower plate and cooling tube. Claims 9-12 are rejected under 35 U.S.C. 103 as being unpatentable over Takahata et al. (JP2012252909A English Machine Translation provided with this Office Action) as applied to claim 1 above, and further in view of Shi et al. (US20200212379A1). Regarding claim 9, Takahata discloses the battery rack (See annotated Fig. 1 above) of claim 1 with the lower plate but does not disclose that the lower plate comprises a first part where the at least one fragile part is formed and a second part where the at least one fragile part is not formed, wherein a thickness of the first part is smaller than a thickness of the second part. Shi discloses an electrode assembly of multiple cells ([0022]) with a lower plate in which the lower plate comprises a first part where the at least one fragile part ([0031] vent piece 32) is formed and a second part where the at least one fragile part is not formed ([0031] cap plate 31), wherein a thickness of the first part is smaller than a thickness of the second part. ([0034] depth of the first groove is larger than a thickness of a vent piece). Shi also discloses that the larger the thickness, the greater the strength of the plate when the electrode units expand ([0039]) to prevent unintended rupture of the fragile part ([0035]). Takahata and Shi are analogous prior art to the current invention because they are concerned with the same field of endeavor, namely battery packs with a fragile part fire extinguishing system. It would have been obvious for one of ordinary skill in the art before the effective filing date to modify the battery rack of Takahata such that a thickness of the first part is smaller than a thickness of the second part as taught by Shi in order to increase the strength as the electrode units expand and prevent unintended rupture of the fragile part. Regarding claim 10, Takahata discloses the battery rack (See annotated Fig. 1 above) of claim 9, but does not disclose explicitly that the thickness of the first part is less than or equal to half of the thickness of the second part. As the strength of the first and second part is a variable that can be modified by adjusting said thickness of the part, with said strength increasing as the thickness is increased, as evidenced by Shi ([0035] and [0039]), the thickness of said first and second parts would have been considered a result effective variable by one having ordinary skill in the art at the time the invention was made. As such, without showing unexpected results, the claimed thickness of said first and second parts cannot be considered critical. Accordingly, one of ordinary skill in the art at the time the invention was made would have optimized, by routine experimentation, the thickness of the first part of modified Takahata such that it is less than or equal to half of the thickness of the second part to obtain desired strength as the electrode units expand and prevent unintended rupture of the fragile part (In re Boesch, 617 F.2d. 272, 205 USPQ 215 (CCPA 1980)), since it has been held that where the general conditions of the claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. (In re Aller, 105 USPQ 223). Regarding claim 11, Takahata discloses the battery rack (See annotated Fig. 1 above) of claim 9 with a lower plate. Shi further discloses an electrode assembly of multiple cells ([0022]) with a lower plate in which the lower plate (See annotated Fig. 5 below) is formed by joining a first layer (vent piece 32) and a second layer (cap layer 31) having different thicknesses to each other (Fig. 5, vent piece 32 and cap plate 31), wherein the thickness of the first part corresponds to a thickness of the first layer (See Fig. 5, vent piece), and wherein the thickness of the second part corresponds to the thickness of the first layer and a thickness of the second layer (See Fig. 5, cap plate). PNG media_image4.png 669 1143 media_image4.png Greyscale Regarding claim 12, Takahata discloses the battery rack (See annotated Fig. 1 above) of claim 9. Shi further discloses an electrode assembly of multiple cells ([0022]) in which an upper plate (See annotated Fig. 5 above, piece) coupled to the lower plate (31 and 32) of the cooling member comprises a bent part (See Fig. 5, bend on cap plate), wherein a crest of the bent part corresponds to the first part (See Fig. 5, vent piece), and wherein a trough of the bent part corresponds to the second part (See Fig. 5, cap plate). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAN N TRAN whose telephone number is (571)270-0183. The examiner can normally be reached Mon-Thurs 7:30am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Susan Leong can be reached at 5702701487. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAN NGUYEN TRAN/Examiner, Art Unit 1754 /SUSAN D LEONG/Supervisory Patent Examiner, Art Unit 1754
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Prosecution Timeline

Feb 28, 2024
Application Filed
Aug 12, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
Grant Probability
Low
PTA Risk
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