Office Action Predictor
Last updated: April 16, 2026
Application No. 18/687,793

IMAGE PROCESSING SYSTEM, IMAGE PROCESSING METHOD, AND PROGRAM

Non-Final OA §102§103
Filed
Feb 28, 2024
Examiner
SHEN, YUZHEN
Art Unit
2623
Tech Center
2600 — Communications
Assignee
Rakuten Group, INC.
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
79%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allow Rate
507 granted / 720 resolved
+8.4% vs TC avg
Moderate +8% lift
Without
With
+8.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
44 currently pending
Career history
764
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
53.7%
+13.7% vs TC avg
§102
27.3%
-12.7% vs TC avg
§112
16.7%
-23.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 720 resolved cases

Office Action

§102 §103
Detailed Action 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 2. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. 3. Claims 1-6, 11-12, 15, and 17 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by KATO (US 20070206884 A1). Regarding claim 1, KATO discloses an image processing system (Figs. 4 and 8; image processing system), comprising at least one processor (Figs. 4 and 8; processing units) configured to: detect a plurality of character string regions each including any character string from a target object image relating to a target object (Figs. 1-2 and 4; document image or target document) including a standard character string and a non-standard character string (Figs. 1-2; an item name corresponding to a standard character string and an item value corresponding to a non-standard character string; [0022]); determine whether a standard region including the standard character string exists in the plurality of character string regions (Figs. 1-3 and [0023], [0035] and Claim 1; an item name is extracted, an area corresponding to the item name corresponds to a standard region); and identify, when the standard region is determined to exist, a character string region that has a predetermined positional relationship with the standard region as a non-standard region that includes the non- standard character string (Figs. 1-3 and 5-6 and [0023], [0039]-[0041 and [0050]-[0051]; an item value is extracted, the item value has a predetermined positional relationship with the corresponding item name). Regarding claim 2, KATO discloses the image processing system according to claim 1, wherein the at least one processor is configured to determine, when the character string region exists in a predetermined direction with respect the standard region and within a predetermined distance from the standard region, that the character string region has the predetermined positional relationship with the standard region (Figs. 1-3 and 5-6 and [0023]-[0024], [0039]-[0041] and [0050]-[0051]; the region of the item value has a predetermined positional relationship with the region of the corresponding item name). Regarding claim 3, KATO discloses the image processing system according to claim 1, wherein the standard region is a quadrangle (Figs. 1-2), and wherein the at least one processor is configured to determine, when the character string region exists on or near a line obtained by extending at least one side of the standard region toward the predetermined direction by the predetermined distance, that the character string region has the predetermined positional relationship with the standard region (Figs. 1-2 and [0039]-[0041] and [0050]-[0051]; the region of the item value has a predetermined positional relationship with the region of the corresponding item name). Regarding claim 4, KATO discloses the image processing system according to claim 1, wherein the at least one processor is configured to determine, when the character string region exists on or near two lines obtained by extending two sides of the standard region that oppose each other toward the predetermined direction by the predetermined distance, that the character string region has the predetermined positional relationship with the standard region (Figs. 1-2 and [0039]-[0041] and [0050]-[0051]; the region of the item value has a predetermined positional relationship with the region of the corresponding item name). Regarding claim 5, KATO discloses the image processing system according to claim 1, wherein the at least one processor is configured to: identify, when only one character string region has a predetermined first positional relationship with the standard region among the plurality of character string regions, the one character string region as the non-standard region ([0039]-[0041] and [0050]-[0051]); and identify, when a plurality of character string regions have the predetermined first positional relationship with the standard region, a character string region that has a second positional relationship with the standard region as the non-standard region ([0039]-[0041] and [0050]-[0051]). Regarding claim 6, KATO discloses the image processing system according to claim 5, wherein the at least one processor is configured to identify, when a plurality of character string regions have the predetermined first positional relationship with the standard region, a character string region that is closest to the standard region among the plurality of character string regions as the character string region that has the second positional relationship with the standard region ([0050]-[0051]). Regarding claim 11, KATO discloses the image processing system according to claim 1, wherein the at least one processor is configured to: identify a character string region having the number of characters corresponding to the non-standard character string from the plurality of character string regions (e.g., Figs. 2, 5, and 7; item value); and identify the identified character string region as the non-standard region when the identified character string region has the predetermined positional relationship with the standard region (Figs. 1-2 and [0039]-[0041] and [0050]-[0051]; the area of the item value has a predetermined positional relationship with the area indicating the item name). Regarding claim 12, KATO discloses the image processing system according to claim 1, wherein the at least one processor is configured to: identify a character string region having a size corresponding to the non-standard character string from the plurality of character string regions (e.g., Figs. 2, 5, and 7; item value); and identify the identified character string region as the non-standard region when the identified character string region has the predetermined positional relationship with the standard region (Figs. 1-2 and [0039]-[0041] and [0050]-[0051]; the area of the item value has a predetermined positional relationship with the area indicating the item name). Regarding claim 15, KATO discloses the image processing system according to claim 1, wherein the at least processor is configured to apply character recognition to the non-standard region ([0024], [0040], [0042], [0048], and [0050]; character recognition to extract item value). Regarding claim 17, KATO discloses an image processing method (Figs. 4 and 8; image processing system), comprising: detecting a plurality of character string regions each including any character string from a target object image relating to a target object (Figs. 1-2 and 4; document image or target document) including a standard character string and a non-standard character string (Figs. 1-2; an item name corresponding to a standard character string and an item value corresponding to a non-standard character string; [0022]); determining whether a standard region including the standard character string exists in the plurality of character string regions (Figs. 1-3 and [0023], [0035] and Claim 1; an item name is extracted, an area corresponding to the item name corresponds to a standard region); and identifying, when the standard region is determined to exist, a character string region that has a predetermined positional relationship with the standard region as a non-standard region that includes the non-standard character string (Figs. 1-3 and 5-6 and [0023], [0039]-[0041 and [0050]-[0051]; an item value is extracted, the item value has a predetermined positional relationship with the corresponding item name). Regarding claim 18, KATO discloses a non-transitory computer-readable information storage medium for storing a program for causing a computer (Figs. 4, 8, and 10; image processing system comprising storage and processing units) to detect a plurality of character string regions each including any character string from a target object image relating to a target object (Figs. 1-2 and 4; document image or target document) including a standard character string and a non-standard character string (Figs. 1-2; an item name corresponding to a standard character string and an item value corresponding to a non-standard character string; [0022]); determine whether a standard region including the standard character string exists in the plurality of character string regions (Figs. 1-3 and [0023], [0035] and Claim 1; an item name is extracted, an area corresponding to the item name corresponds to a standard region); and identify, when the standard region is determined to exist, a character string region that has a predetermined positional relationship with the standard region as a non-standard region that includes the non- standard character string (Figs. 1-3 and 5-6 and [0023], [0039]-[0041 and [0050]-[0051]; an item value is extracted, the item value has a predetermined positional relationship with the corresponding item name). 4. Claims 1, 7-8, and 16-18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CHAE (US 20210209393 A1). Regarding claim 1, CHAE discloses an image processing system (Figs. 1 and 4; image processing system), comprising at least one processor (Figs. 1 and 4; processing units) configured to: detect a plurality of character string regions each including any character string from a target object image relating to a target object (Figs. 2-3; captured image or target object image I1) including a standard character string and a non-standard character string (Figs. 3 and 5; target image including a fixed part corresponding to a standard character string and a un-fixed part corresponding to a non-standard character string; [0063]-[0065] and claim 1); determine whether a standard region including the standard character string exists in the plurality of character string regions (Figs. 8-9 and [0091], [0095] and claim 4; fixed part is determined, an area indicating the fixed part corresponds to a standard region); and identify, when the standard region is determined to exist, a character string region that has a predetermined positional relationship with the standard region as a non-standard region that includes the non- standard character string (Figs. 13 and 21 and [0110]-[0111], [0163]; un-fixed part is determined, the un-fixed part has a predetermined positional relationship with the corresponding fixed part). Regarding claim 7, CHAE discloses the image processing system according to claim 1, further comprising a at least one processor configured to shape the non-standard region based on the standard region and an exemplar region relating to an exemplar of the standard region (e.g., Figs. 8-14 and 19-22; first image shaping and second image shaping). Regarding claim 8, CHAE discloses the image processing system according to claim 7, wherein each of the standard region and the exemplar region is a quadrangle (e.g., Figs. 5 and 8-13; quadrangle), and wherein the at least one processor is configured to shape the non- standard region based on a width of the standard region and a width of the exemplar region (e.g., Figs. 8-14 and 19-22; image shaping based on a width of the area indicating fixed part). Regarding claim 16, CHAE discloses the image processing system according to claim 1, wherein the target object is an identity verification document (e.g., Figs. 3 and 5; ID document), wherein the standard character string and the non-standard character string are each a character string relating to information required for identity verification (Figs. 3 and 5; a fixed part corresponding to a standard character string and a un-fixed part corresponding to a non-standard character string; [0063]-[0065] and claim 1), and wherein the target object image is an image generated by photographing the identity verification document (Fig. 2). Regarding claim 17, CHAE discloses an image processing method (Figs. 1 and 4; image processing system), comprising: detecting a plurality of character string regions each including any character string from a target object image relating to a target object (Figs. 2-3; captured image or target object image I1) including a standard character string and a non-standard character string (Figs. 3 and 5; target image including a fixed part corresponding to a standard character string and a un-fixed part corresponding to a non-standard character string; [0063]-[0065] and claim 1); determining whether a standard region including the standard character string exists in the plurality of character string regions (Figs. 8-9 and [0091], [0095] and claim 4; fixed part is determined, an area indicating the fixed part corresponds to a standard region); and identifying, when the standard region is determined to exist, a character string region that has a predetermined positional relationship with the standard region as a non-standard region that includes the non-standard character string (Figs. 13 and 21 and [0110]-[0111], [0163]; un-fixed part is determined, the un-fixed part has a predetermined positional relationship with the corresponding fixed part). Regarding claim 18, CHAE discloses a non-transitory computer-readable information storage medium for storing a program for causing a computer (Fig. 1; image processing system including storage and processing units) to detect a plurality of character string regions each including any character string from a target object image relating to a target object (Figs. 2-3; captured image or target object image I1) including a standard character string and a non-standard character string (Figs. 3 and 5; target image including a fixed part corresponding to a standard character string and a un-fixed part corresponding to a non-standard character string; [0063]-[0065] and claim 1); determine whether a standard region including the standard character string exists in the plurality of character string regions (Figs. 8-9 and [0091], [0095] and claim 4; fixed part is determined, an area indicating the fixed part corresponds to a standard region); and identify, when the standard region is determined to exist, a character string region that has a predetermined positional relationship with the standard region as a non-standard region that includes the non- standard character string (Figs. 13 and 21 and [0110]-[0111], [0163]; un-fixed part is determined, the un-fixed part has a predetermined positional relationship with the corresponding fixed part). Claim Rejections - 35 USC § 103 5. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 6. Claim 14 is rejected under 35 U.S.C. 103 as unpatentable over CHAE (US 20210209393 A1) or KATO (US 20070206884 A1) in view of MUFFAT (US 20200250139 A1). Regarding claim 14, CHAE or KATO discloses the image processing system according to claim 1, but does not disclose wherein the at least one processor is configured to mask the non-standard region. However, MUFFA (e.g., Figs. 1-2) discloses an image processing system, wherein the at least one processor is configured to mask the non-standard region (Fig. 2 and [0046]-[0047]; data masking). Therefore, it would have been obvious to one skilled in the art at the effective filing date of the claimed invention to incorporate the teaching from Wang to the image processing system of CHAE to improve an accuracy of data extraction and retrieval. 7. Claim 13 is rejected under 35 U.S.C. 103 as unpatentable over CHAE (US 20210209393 A1) or KATO (US 20070206884 A1) in view of WANG (US 20180330180 A1). Regarding claim 13, CHAE or KATO discloses the image processing system according to claim 1, wherein the target object includes a plurality of non-standard character strings each of which is the non-standard character string (KATO’s Figs. 1-2 and CHAE’s Fis. 2-3), but does not disclose wherein the at least one processor is configured to determine that the target object is not included in the target object image when the non-standard character string having an unidentified non-standard region exists in the plurality of non-standard character strings. However, Wang discloses an image processing system (e.g., Figs. 9-10), wherein the at least one processor is configured to determine that the target object is not included in the target object image when the non-standard character string having an unidentified non-standard region exists in the plurality of non-standard character strings (e.g., Figs. 6 and 7, steps 625 and 738, matching and validation of ID number). Allowable Subject Matter 8. Claims 9-10 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: The present invention is directed to an image processing system and method. The closet prior arts, KATO (US 20070206884 A1), CHAE (US 20210209393 A1), MUFFAT (US 20200250139 A1), and WANG (US 20180330180 A1), individually or in combination, discloses an image processing system, comprising at least one processor configured to: detect a plurality of character string regions each including any character string from a target object image relating to a target object including a standard character string and a non-standard character string; determine whether a standard region including the standard character string exists in the plurality of character string regions; identify, when the standard region is determined to exist, a character string region that has a predetermined positional relationship with the standard region as a non-standard region that includes the non- standard character string. but fails to teach the at least one processor configured to: determine a transform coefficient relating to shaping of the first non-standard region based on the first standard region and a first exemplar region relating to an exemplar of the first standard region; shape the first non-standard region based on the determined transform coefficient; and shape also the second non-standard region based on the determined transform coefficient; and determine a first transform coefficient relating to shaping of the first non-standard region based on the first standard region and a first exemplar region relating to an exemplar of the first standard region; shape the first non-standard region based on the determined first transform coefficient; determine a second transform coefficient relating to shaping of the second non-standard region based on the second standard region and a second exemplar region relating to an exemplar of the second standard region; and shape the second non-standard region based on the determined second transform coefficient. Inquiry Any inquiry concerning this communication or earlier communications from the examiner should be directed to YUZHEN SHEN whose telephone number is (571)272-1407. The examiner can normally be reached on 9:00-18:00. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chanh Nguyen can be reached on 571-272-7772. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YUZHEN SHEN/Primary Examiner, Art Unit 2623
Read full office action

Prosecution Timeline

Feb 28, 2024
Application Filed
Jan 02, 2026
Non-Final Rejection — §102, §103
Apr 06, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
79%
With Interview (+8.4%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 720 resolved cases by this examiner. Grant probability derived from career allow rate.

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