Prosecution Insights
Last updated: April 19, 2026
Application No. 18/688,287

TECHNIQUES FOR UPLINK CONTROL INFORMATION TRANSMISSION WITH SMALL DATA TRANSMISSION

Non-Final OA §102§103
Filed
Feb 29, 2024
Examiner
FENNER, RAENITA ANN
Art Unit
2468
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
90%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
20 granted / 24 resolved
+25.3% vs TC avg
Moderate +6% lift
Without
With
+6.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
41 currently pending
Career history
65
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
62.8%
+22.8% vs TC avg
§102
26.8%
-13.2% vs TC avg
§112
9.5%
-30.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 24 resolved cases

Office Action

§102 §103
DETAILED ACTION The action is responsive to claims filed on 02/29/2024. Claims 1-30 are pending for evaluation. Note: The claims are presented with independent claims listed first in numerical order, followed by dependent claims also in numerical order; any dual or mirror claims are grouped with the lowest-numbered claim in their respective pairing. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDS) submitted on 02/29/2024, 06/18/2025, and 07/25/2025 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-12, 15, 17-23, 25, and 27-30 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Lee et al. (US 2022/0353943), Lee hereinafter. Regarding Claim 1, Lee teaches a method for wireless communication at a user equipment (UE), comprising (Fig. 9, Para. [0190-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304]): receiving, from a base station, control signaling (Fig. 9; Para. [0193-0216] - [0194] (1). The UE in the RRC_CONNECTED state may switch to the RRC_INACTIVE state by receiving an RRC Release message indicating suspension. In this case, a UE-dedicated (RRC) message may include information on at least one SDT configuration as follows. The UE-dedicated message may be equivalent to the RRC Release message or an RRC Reconfiguration message received by the UE before the RRC Release message; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304]; Para. [0337-0338]) identifying a first set of resources for data transmissions (Fig. 9; Table 8; Para. [0193-0285] - [0198] B. SDT related CG Configuration [0199] The BS may configure an SDT related CG in an RRC release message. For example, the BS may allocate at least one CG configuration index and configure a CG Type 1 resource as shown in Table 8 for each CG configuration index. In CG Type 1, the CG may be activated as long as the UE receives the RRC Release message. Meanwhile, the BS may configure CG Type 2 in the RRC Release message. In this case, the CG may be activated after the UE receives activation DCI. Table 8 shows a CG Type 1 resource configuration for one CG configuration index (extracted from TS 38.331)…[0202] The BS may configure a mapping relationship between SDT CG configuration indices and SDT logical channels. In this case, the UE may be configured to transmit specific logical channel data only on a CG resource with a SDT CG configuration index mapped thereto; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304]; Para. [0337-0338]) and a second set of resources for uplink control information transmission (Fig. 9; Table 8; Para. [0193-0285] - [0198] B. SDT related CG Configuration [0199] The BS may configure an SDT related CG in an RRC release message. For example, the BS may allocate at least one CG configuration index and configure a CG Type 1 resource as shown in Table 8 for each CG configuration index. In CG Type 1, the CG may be activated as long as the UE receives the RRC Release message. Meanwhile, the BS may configure CG Type 2 in the RRC Release message. In this case, the CG may be activated after the UE receives activation DCI. Table 8 shows a CG Type 1 resource configuration for one CG configuration index (extracted from TS 38.331)…[0201] Different CG resources mapped to different HARQ process IDs of one CG configuration index may be mapped to different RSs. For example, a CG resource mapped to HARQ process ID=1 may be configured to be mapped to ssb-index =1 and 2, and a CG resource mapped to HARQ process ID=2 may be configured to be mapped to ssb-index =3 and 4. Alternatively, HARQ process IDs of 1 and 3 may be configured to be mapped to SSB index =1, and HARQ process IDs of 2 and 4 may be configured to be mapped to SSB index =2. The HARQ process ID to SSB index mapping may be configured in the RRC Release message or system information; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304]; Para. [0337-0338]) by the UE when the UE is in an inactive state or an idle state (Fig. 9; Table 8; Para. [0193-0285] - [0194] (1). The UE in the RRC_CONNECTED state may switch to the RRC_INACTIVE state by receiving an RRC Release message indicating suspension. In this case, a UE-dedicated (RRC) message may include information on at least one SDT configuration as follows. The UE-dedicated message may be equivalent to the RRC Release message or an RRC Reconfiguration message received by the UE before the RRC Release message.; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304]; Para. [0337-0338]); generating, when the UE is in one of the inactive state or the idle state, an uplink control information message based at least in part on the second set of resources (Fig. 9; Para. [0193-0285] - [0234] On the other hand, according to the SDT configuration information, MSG2 DCI, or RAR MAC CE of the BS, the UE may transmit UCI on a PUCCH resource, a MSG3 PUSCH, or a MSGA PUSCH. The UE may request CG activation or CG resume with UCI bits. The UCI bits may indicate a CG configuration index or SDT logical channel ID suitable for SDT UL data. Alternatively, the UCI bits may indicate the traffic pattern of the SDT UL data. For example, UCI bits=000 and 001 may indicate different UL data periods, different data sizes or different quality of service (QoS). Accordingly, the BS may select a CG configuration index where the SDT UL data of the UE is matched with the traffic pattern or logical channel Meanwhile, the UE may provide the CG configuration index, the SDT logical channel ID, the traffic pattern of the SDT UL data, the data period, the data size, the QoS, etc. in a MSG3 MAC CE or MSG3 RRC message rather than the UCI; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304]; Para. [0337-0338]); and transmitting, to the base station when the UE in the one of the inactive state or the idle state, a data message on at least a portion of the first set of resources (Fig. 9; Para. [0193-0285] - [0241] (8). For CG-SDT (e.g., SDT CG), a plurality of CG configurations may be provided to the UE in an RRC release message or system information. For each CG configuration, CG PUSCH resources may be associated with a set of SSB(s) by the BS. For CG-SDT related SSBs, CG resources may not be provided to the UE. For the CG configuration, multiple CG PUSCH occasions within one or more CG periodicities may be mapped to different SSBs belonging to one subset or mapped to the same SSB(s) belonging to one subset. For the CG configuration, multiple CG PUSCHs in one or more CG periodicities may be mapped to different SSBs of one subset or mapped to the same SSB of one subset. When multiple CG PUSCHs belonging to one or more CG periodicities are mapped to different SSBs belonging to one subset of the CG configuration, the UE selects at least one SSB that is above a threshold configured by the BS. The UE may perform repetition of the same TB only on CG PUSCH occasions associated with the selected at least one SSB. When multiple CG PUSCHs belonging to one or more CG periodicities are mapped to the same SSB belonging to one subset of the CG configuration. The UE performs repetition of the same TB on different CG PUSCH occasions associated with the same SSB. Alternatively, the UE may select one or more CG PUSCH occasions to transmit the TB (in this case, the TB may or may not be repeated); See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) and the uplink control information message on the second set of resources (Fig. 9; Para. [0193-0285] - [0242] CG-PUSCH resources may be shared by multiple UEs using CG-SDT. When a contention-based (CB) CG PUSCH is configured for CG-SDT, the BS may allocate a short UE index to each of the UEs sharing the same CB-CG configuration. Based on the configuration of the BS, the UE may transmit CG UCI on a CG PUSCH occasion. The CG UCI may include the short UE index (e.g., short UE index configured by the RRC Release message). The short UE index may be used to identify a UE that has actually performed UL transmission among UEs sharing CG PUSCH occasions of the CG configuration. For example, the short UE index may be uniquely configured within the CG configuration, within the CG PUSCH occasion, or within the CG periodicity of the CG PUSCH occasion; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). [AltContent: textbox (Figure 1: Fig. 9 from Lee et al. (US 2022/0353943) with Examiner's annotations indicating mapping(s).)] PNG media_image1.png 832 932 media_image1.png Greyscale Regarding Claim 18, Lee teaches a method for wireless communication at a base station, comprising (Fig. 9, Para. [0190-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304]): transmitting, to a user equipment (UE), control signaling (Fig. 9; Para. [0193-0216]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) identifying a first set of resources for data transmissions (Fig. 9; Table 8; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) and a second set of resources for uplink control information transmission (Fig. 9; Table 8; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) by the UE when the UE is in an inactive state or an idle state (Fig. 9; Table 8; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]); and receiving, from the UE when the UE in the one of the inactive state or the idle state, a data message on at least a portion of the first set of resources (Fig. 9; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) and an uplink control information message on the second set of resources (Fig. 9; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 27, Lee teaches an apparatus, comprising (Fig. 13, Para. [0309-0316]; See also Fig. 14, Para. [0317-0320]): a processor (Fig. 13, element 102, Para. [0309-0316]; See also Fig. 14, Para. [0317-0320] ; Para. [0337-0338]); memory coupled with the processor (Fig. 13, element 104, Para. [0309-0316]; See also Fig. 14, Para. [0317-0320] ; Para. [0337-0338]); and instructions stored in the memory and executable by the processor to cause the apparatus to (Fig. 13, elements 102 and 104, Para. [0309-0316]; See also Fig. 14, Para. [0317-0320] ; Para. [0337-0338]): receive, from a base station, control signaling (Fig. 9; Para. [0193-0216]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) identifying a first set of resources for data transmissions (Fig. 9; Table 8; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) and a second set of resources for uplink control information transmission (Fig. 9; Table 8; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) by the UE when the UE is in an inactive state or an idle state (Fig. 9; Table 8; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]); generate, when the UE is in one of the inactive state or the idle state, an uplink control information message based at least in part on the second set of resources (Fig. 9; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]); and transmit, to the base station when the UE in the one of the inactive state or the idle state, a data message on at least a portion of the first set of resources (Fig. 9; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) and the uplink control information message on the second set of resources (Fig. 9; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 30, Lee teaches an apparatus for wireless communication at a base station, comprising (Fig. 13, Para. [0309-0316]; See also Fig. 14, Para. [0317-0320]): a processor (Fig. 13, element 202, Para. [0309-0316]; See also Fig. 14, Para. [0317-0320] ; Para. [0337-0338]); memory coupled with the processor (Fig. 13, element 204, Para. [0309-0316]; See also Fig. 14, Para. [0317-0320] ; Para. [0337-0338]); and instructions stored in the memory and executable by the processor to cause the apparatus to (Fig. 13, elements 202 and 204, Para. [0309-0316]; See also Fig. 14, Para. [0317-0320] ; Para. [0337-0338]): transmit, to a user equipment (UE), control signaling (Fig. 9; Para. [0193-0216]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) identifying a first set of resources for data transmissions (Fig. 9; Table 8; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) and a second set of resources for uplink control information transmission (Fig. 9; Table 8; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) by the UE when the UE is in an inactive state or an idle state (Fig. 9; Table 8; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]); and receive, from the UE when the UE in the one of the inactive state or the idle state, a data message on at least a portion of the first set of resources (Fig. 9; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) and an uplink control information message on the second set of resources (Fig. 9; Para. [0193-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 2, Lee teaches Claim 1. Lee further teaches wherein receiving the control signaling comprises: receiving, from the base station, a random access message of a random access procedure that identifies the first set of resources and the second set of resources (Fig. 9; Para. [0190-0285] - [0194] (1). The UE in the RRC_CONNECTED state may switch to the RRC_INACTIVE state by receiving an RRC Release message indicating suspension. In this case, a UE-dedicated (RRC) message may include information on at least one SDT configuration as follows. The UE-dedicated message may be equivalent to the RRC Release message or an RRC Reconfiguration message received by the UE before the RRC Release message…[0227] Alternatively, when performing the PRACH transmission with the general preamble, the UE may perform SDT CG transmission according to the instruction of the BS. In this case, the CG configuration index received in the RRC Release message may be indicated in MSG2, MSG4, or MSGB of the RACH; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). The Examiner interprets a MSG2 a random access message of a random access procedure. Regarding Claim 19, Lee teaches Claim 18. Lee further teaches wherein transmitting the control signaling comprises: transmitting a random access message of a random access procedure that identifies the first set of resources and the second set of resources (Fig. 9; Para. [0190-0285] - [0194] (1). The UE in the RRC_CONNECTED state may switch to the RRC_INACTIVE state by receiving an RRC Release message indicating suspension. In this case, a UE-dedicated (RRC) message may include information on at least one SDT configuration as follows. The UE-dedicated message may be equivalent to the RRC Release message or an RRC Reconfiguration message received by the UE before the RRC Release message…[0227] Alternatively, when performing the PRACH transmission with the general preamble, the UE may perform SDT CG transmission according to the instruction of the BS. In this case, the CG configuration index received in the RRC Release message may be indicated in MSG2, MSG4, or MSGB of the RACH; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 28, Lee teaches Claim 27. Lee further teaches wherein the instructions are further executable by the processor to receive the control signaling by being executable by the processor to cause the apparatus to: receive, from the base station, a random access message of a random access procedure that identifies the first set of resources and the second set of resources (Fig. 9; Para. [0190-0285] - [0194] (1). The UE in the RRC_CONNECTED state may switch to the RRC_INACTIVE state by receiving an RRC Release message indicating suspension. In this case, a UE-dedicated (RRC) message may include information on at least one SDT configuration as follows. The UE-dedicated message may be equivalent to the RRC Release message or an RRC Reconfiguration message received by the UE before the RRC Release message…[0227] Alternatively, when performing the PRACH transmission with the general preamble, the UE may perform SDT CG transmission according to the instruction of the BS. In this case, the CG configuration index received in the RRC Release message may be indicated in MSG2, MSG4, or MSGB of the RACH; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 3, Lee teaches Claim 1. Lee further teaches wherein receiving the control signaling comprises: receiving, from the base station when the UE is in an active state, a message associated with releasing the UE from the active state to the inactive state or the idle state, wherein the message identifies the first set of resources and the second set of resources (Fig. 9; Para. [0190-0285] - [0194] (1). The UE in the RRC_CONNECTED state may switch to the RRC_INACTIVE state by receiving an RRC Release message indicating suspension. In this case, a UE-dedicated (RRC) message may include information on at least one SDT configuration as follows. The UE-dedicated message may be equivalent to the RRC Release message or an RRC Reconfiguration message received by the UE before the RRC Release message; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 20, Lee teaches Claim 18. Lee further teaches wherein transmitting the control signaling comprises: transmitting, to the UE when the UE is in an active state, a message associated with releasing the UE from the active state to the inactive state or the idle state, wherein the message identifies the first set of resources and the second set of resources (Fig. 9; Para. [0190-0285] - [0194] (1). The UE in the RRC_CONNECTED state may switch to the RRC_INACTIVE state by receiving an RRC Release message indicating suspension. In this case, a UE-dedicated (RRC) message may include information on at least one SDT configuration as follows. The UE-dedicated message may be equivalent to the RRC Release message or an RRC Reconfiguration message received by the UE before the RRC Release message; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 29, Lee teaches Claim 27. Lee further teaches wherein the instructions are further executable by the processor to receive the control signaling by being executable by the processor to cause the apparatus to: receive, from the base station when the UE is in an active state, a message associated with releasing the UE from the active state to the inactive state or the idle state, wherein the message identifies the first set of resources and the second set of resources (Fig. 9; Para. [0190-0285] - [0194] (1). The UE in the RRC_CONNECTED state may switch to the RRC_INACTIVE state by receiving an RRC Release message indicating suspension. In this case, a UE-dedicated (RRC) message may include information on at least one SDT configuration as follows. The UE-dedicated message may be equivalent to the RRC Release message or an RRC Reconfiguration message received by the UE before the RRC Release message; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 4, Lee teaches Claim 1. Lee further teaches wherein transmitting the uplink control information message comprises: transmitting the uplink control information message on the second set of resources with a random access message of a random access procedure (Fig. 9; Para. [0190-0285] - [0234] On the other hand, according to the SDT configuration information, MSG2 DCI, or RAR MAC CE of the BS, the UE may transmit UCI on a PUCCH resource, a MSG3 PUSCH, or a MSGA PUSCH. The UE may request CG activation or CG resume with UCI bits. The UCI bits may indicate a CG configuration index or SDT logical channel ID suitable for SDT UL data. Alternatively, the UCI bits may indicate the traffic pattern of the SDT UL data. For example, UCI bits=000 and 001 may indicate different UL data periods, different data sizes or different quality of service (QoS). Accordingly, the BS may select a CG configuration index where the SDT UL data of the UE is matched with the traffic pattern or logical channel Meanwhile, the UE may provide the CG configuration index, the SDT logical channel ID, the traffic pattern of the SDT UL data, the data period, the data size, the QoS, etc. in a MSG3 MAC CE or MSG3 RRC message rather than the UCI.; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). The Examiner interprets a MSG3 PUSCH as a random access message of a random access procedure. Regarding Claim 21, Lee teaches Claim 18. Lee further teaches wherein receiving the uplink control information message comprises: receiving the uplink control information message on the second set of resources with a random access message of a random access procedure (Fig. 9; Para. [0190-0285] - [0234] On the other hand, according to the SDT configuration information, MSG2 DCI, or RAR MAC CE of the BS, the UE may transmit UCI on a PUCCH resource, a MSG3 PUSCH, or a MSGA PUSCH. The UE may request CG activation or CG resume with UCI bits. The UCI bits may indicate a CG configuration index or SDT logical channel ID suitable for SDT UL data. Alternatively, the UCI bits may indicate the traffic pattern of the SDT UL data. For example, UCI bits=000 and 001 may indicate different UL data periods, different data sizes or different quality of service (QoS). Accordingly, the BS may select a CG configuration index where the SDT UL data of the UE is matched with the traffic pattern or logical channel Meanwhile, the UE may provide the CG configuration index, the SDT logical channel ID, the traffic pattern of the SDT UL data, the data period, the data size, the QoS, etc. in a MSG3 MAC CE or MSG3 RRC message rather than the UCI.; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 5, Lee teaches Claim 4. Lee further teaches wherein the random access procedure comprises a four-step random access procedure, the method further comprising (Fig. 9; Para. [0190-0285] - [0231] (5). For a 4-step RACH without CG activation/resume, the UE may transmit a first TB (i.e., MAC PDU) on a MSG3 PUSCH. If MSG2 DCI or a MSG2 RAR MAC CE indicates an SDT BWP ID, the UE may activate an indicated SDT BWP and transmit MSG3 in the activated SDT BWP. In this case, the initial BWP may be deactivated. However, if there are no indicated SDT BWPs, MSG3 may be transmitted in the initial BWP; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]): transmitting the uplink control information message with the random access message based at least in part on identifying that a timing advance for the UE is valid (Para. [0174] - The RAR information transmitted on the PDSCH may include timing advance (TA) information for UL synchronization, an initial UL grant, and a temporary cell-RNTI (C-RNTI). The TA information may be used to control a UL signal transmission timing. The UE may transmit a UL signal over a UL shared channel as message 3 (Msg3) of the random access procedure based on the RAR information (see 1705 of FIG. 7(a)). Msg3 may include an RRC connection request and a UE identifier. In response to Msg3, the network may transmit message 4 (Msg4), which may be treated as a contention resolution message on DL (see 1707 of FIG. 7(a)). Upon receiving Msg4, the UE may enter the RRC_CONNECTED state; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 6, Lee teaches Claim 4. Lee further teaches wherein the random access procedure comprises a two-step random access procedure, the method further comprising: transmitting the uplink control information message with the random access message after identifying that a timing advance for the UE is invalid (Fig. 9; Table 9; Para. [0174] - The RAR information transmitted on the PDSCH may include timing advance (TA) information for UL synchronization, an initial UL grant, and a temporary cell-RNTI (C-RNTI). The TA information may be used to control a UL signal transmission timing; Para. [0190-0285] - [0219] (3). When at least one of the conditions of Table 9 is satisfied, the inactive UE may perform SDT CG transmission after triggering the RACH for SDT; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) The Examiner notes that TAT in Table 9 is defined in Para. [0218] as “time alignment timer.” Further, the Examiner notes that the TAT is used to manage the validity of "timing alignment" (specifically, the Timing Advance command) in wireless communications (LTE/5G). Regarding Claim 7, Lee teaches Claim 1. Lee further teaches wherein receiving the control signaling identifying the first set of resources for the data transmissions comprise receiving the control signaling when the UE is in an active state (Fig. 9; Para. [0190-0285] - [0194] (1). The UE in the RRC_CONNECTED state may switch to the RRC_INACTIVE state by receiving an RRC Release message indicating suspension. In this case, a UE-dedicated (RRC) message may include information on at least one SDT configuration as follows. The UE-dedicated message may be equivalent to the RRC Release message or an RRC Reconfiguration message received by the UE before the RRC Release message; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]), the control signaling indicating a plurality of transmission occasions for the data transmissions (Fig. 9; Para. [0190-0285] - [0241] (8). For CG-SDT (e.g., SDT CG), a plurality of CG configurations may be provided to the UE in an RRC release message or system information. For each CG configuration, CG PUSCH resources may be associated with a set of SSB(s) by the BS. For CG-SDT related SSBs, CG resources may not be provided to the UE. For the CG configuration, multiple CG PUSCH occasions within one or more CG periodicities may be mapped to different SSBs belonging to one subset or mapped to the same SSB(s) belonging to one subset. For the CG configuration, multiple CG PUSCHs in one or more CG periodicities may be mapped to different SSBs of one subset or mapped to the same SSB of one subset. When multiple CG PUSCHs belonging to one or more CG periodicities are mapped to different SSBs belonging to one subset of the CG configuration, the UE selects at least one SSB that is above a threshold configured by the BS. The UE may perform repetition of the same TB only on CG PUSCH occasions associated with the selected at least one SSB. When multiple CG PUSCHs belonging to one or more CG periodicities are mapped to the same SSB belonging to one subset of the CG configuration. The UE performs repetition of the same TB on different CG PUSCH occasions associated with the same SSB. Alternatively, the UE may select one or more CG PUSCH occasions to transmit the TB (in this case, the TB may or may not be repeated); See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]), the plurality of transmission occasions comprising the first set of resources, wherein the data message and the uplink control information message are transmitted within a transmission occasion of the plurality of transmission occasions (Fig. 9; Para. [0190-0285] - [0241] (8). For CG-SDT (e.g., SDT CG), a plurality of CG configurations may be provided to the UE in an RRC release message or system information…[0242] CG-PUSCH resources may be shared by multiple UEs using CG-SDT. When a contention-based (CB) CG PUSCH is configured for CG-SDT, the BS may allocate a short UE index to each of the UEs sharing the same CB-CG configuration. Based on the configuration of the BS, the UE may transmit CG UCI on a CG PUSCH occasion. The CG UCI may include the short UE index (e.g., short UE index configured by the RRC Release message). The short UE index may be used to identify a UE that has actually performed UL transmission among UEs sharing CG PUSCH occasions of the CG configuration. For example, the short UE index may be uniquely configured within the CG configuration, within the CG PUSCH occasion, or within the CG periodicity of the CG PUSCH occasion; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 8, Lee teaches Claim 7. Lee further teaches wherein transmitting the data message and the uplink control information message comprises: multiplexing the data message and the uplink control information message within the transmission occasion (Para. [0149] - PUSCH carries uplink data (e.g., UL-SCH transport block, UL-SCH TB) and/or uplink control information (UCI); Fig. 9; Para. [0190-0285] - [0241] (8). For CG-SDT (e.g., SDT CG), a plurality of CG configurations may be provided to the UE in an RRC release message or system information…[0242] CG-PUSCH resources may be shared by multiple UEs using CG-SDT. When a contention-based (CB) CG PUSCH is configured for CG-SDT, the BS may allocate a short UE index to each of the UEs sharing the same CB-CG configuration. Based on the configuration of the BS, the UE may transmit CG UCI on a CG PUSCH occasion. The CG UCI may include the short UE index (e.g., short UE index configured by the RRC Release message). The short UE index may be used to identify a UE that has actually performed UL transmission among UEs sharing CG PUSCH occasions of the CG configuration. For example, the short UE index may be uniquely configured within the CG configuration, within the CG PUSCH occasion, or within the CG periodicity of the CG PUSCH occasion; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 9, Lee teaches Claim 7. Lee further teaches wherein transmitting the data message and the uplink control information message comprises: refraining from transmitting the data message within a first transmission occasion of the plurality of transmission occasions based at least in part on generating the uplink control information message to be transmitted in the first transmission occasion; transmitting the uplink control information message within the first transmission occasion based at least in part on refraining from transmitting the data message; and transmitting the data message within a second transmission occasion of the plurality of transmission occasions based at least in part on transmitting the uplink control information message within the first transmission occasion (Fig. 9; Para. [0190-0285] - [0234] On the other hand, according to the SDT configuration information, MSG2 DCI, or RAR MAC CE of the BS, the UE may transmit UCI on a PUCCH resource, a MSG3 PUSCH, or a MSGA PUSCH. The UE may request CG activation or CG resume with UCI bits. The UCI bits may indicate a CG configuration index or SDT logical channel ID suitable for SDT UL data. Alternatively, the UCI bits may indicate the traffic pattern of the SDT UL data. For example, UCI bits=000 and 001 may indicate different UL data periods, different data sizes or different quality of service (QoS). Accordingly, the BS may select a CG configuration index where the SDT UL data of the UE is matched with the traffic pattern or logical channel Meanwhile, the UE may provide the CG configuration index, the SDT logical channel ID, the traffic pattern of the SDT UL data, the data period, the data size, the QoS, etc. in a MSG3 MAC CE or MSG3 RRC message rather than the UCI. [0235] (6). After transmitting MSG3/A, the UE may receive a HARQ retransmission resource or an ACK/NACK of MSG3 or MSGA in DCI transmitted with DCI format 0_0. In this case, the CRC of the DCI may be scrambled by a temporary C-RNTI… [0240] (7). When the UE receives CG activation or CG resume for a specific CG configuration index in DCI and when the UE receives MSG4 or MSGB, the UE may perform RACH contention resolution. In this case, the UE may execute CG activation or CG resume for the indicated CG configuration index. Thereafter, the UE may transmit SDT UL data depending on CG PUSCH resources which occur periodically. The UE may transmit at least one SDT TB based on a HARQ process with a HARQ process ID mapped to a CG resource. In this case, at least one SDT TB may include SDT logical channel data mapped to the CG resource and zero or at least one MAC CE.; See also Para. [0269]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 10, Lee teaches Claim 1. Lee further teaches receiving, via the control signaling, an indication for the UE to multiplex the uplink control information with the data message within the second set of resources (Para. [0109] - After the foregoing procedure, the UE may receive a PDCCH/PDSCH (S107) and transmit a physical uplink shared channel (PUSCH)/physical uplink control channel (PUCCH) (S108), as a general downlink/uplink signal transmission procedure. Control information transmitted from the UE to the BS is referred to as uplink control information (UCI). The UCI includes hybrid automatic repeat and request acknowledgement/negative-acknowledgement (HARQ-ACK/NACK), scheduling request (SR), channel state information (CSI), etc. The CSI includes a channel quality indicator (CQI), a precoding matrix indicator (PMI), a rank indicator (RI), etc. While the UCI is transmitted on a PUCCH in general, the UCI may be transmitted on a PUSCH when control information and traffic data need to be simultaneously transmitted. In addition, the UCI may be aperiodically transmitted through a PUSCH according to request/command of a network; See also Para. [0184, 0240, 0268]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) which are included within the first set of resources (Table 8; Fig. 9; Para. [0190-0285] - [0198] B. SDT related CG Configuration [0199] The BS may configure an SDT related CG in an RRC release message. For example, the BS may allocate at least one CG configuration index and configure a CG Type 1 resource as shown in Table 8 for each CG configuration index. In CG Type 1, the CG may be activated as long as the UE receives the RRC Release message. Meanwhile, the BS may configure CG Type 2 in the RRC Release message. In this case, the CG may be activated after the UE receives activation DCI. Table 8 shows a CG Type 1 resource configuration for one CG configuration index (extracted from TS 38.331)… [0201] Different CG resources mapped to different HARQ process IDs of one CG configuration index may be mapped to different RSs. For example, a CG resource mapped to HARQ process ID=1 may be configured to be mapped to ssb-index =1 and 2, and a CG resource mapped to HARQ process ID=2 may be configured to be mapped to ssb-index =3 and 4. Alternatively, HARQ process IDs of 1 and 3 may be configured to be mapped to SSB index =1, and HARQ process IDs of 2 and 4 may be configured to be mapped to SSB index =2. The HARQ process ID to SSB index mapping may be configured in the RRC Release message or system information [0202] The BS may configure a mapping relationship between SDT CG configuration indices and SDT logical channels. In this case, the UE may be configured to transmit specific logical channel data only on a CG resource with a SDT CG configuration index mapped thereto… [0240] (7). When the UE receives CG activation or CG resume for a specific CG configuration index in DCI and when the UE receives MSG4 or MSGB, the UE may perform RACH contention resolution. In this case, the UE may execute CG activation or CG resume for the indicated CG configuration index. Thereafter, the UE may transmit SDT UL data depending on CG PUSCH resources which occur periodically. The UE may transmit at least one SDT TB based on a HARQ process with a HARQ process ID mapped to a CG resource. In this case, at least one SDT TB may include SDT logical channel data mapped to the CG resource and zero or at least one MAC CE.; See also Para. [0109, 0184, 0268]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]), Examiner’s Note: The configured grant (CG) Type 1 allocates periodic PUSCH resources where certain resources are allocated for HARQ processes (which are considered UCI) and certain resources are allocated for SDT. Para. [0240] states at least one SDT TB may be transmitted with a HARQ resource within the CG. because the HARQ process associated with UCI is mapped to the same CG resource used for transmission of SDT uplink data, the resources supporting UCI transmission are included within the configured uplink data transmission resources. wherein transmitting the data message and the uplink control information message is based at least in part on the indication (Para. [0109]; See also Para. [0184, 0240, 0268]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claim 22, Lee teaches Claim 18. Lee further teaches transmitting, via the control signaling, an indication for the UE to multiplex the uplink control information with the data message within the second set of resources (Para. [0109]; See also Para. [0240, 0268]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) which are included within the first set of resources (Table 8; Fig. 9; Para. [0190-0285]; See also Para. [0109, 0268]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]), wherein receiving the data message and the uplink control information message is at least in part in response to transmitting the indication (Para. [0109]; See also Para. [0240, 0268]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Regarding Claims 11 and 23, Lee teaches Claims 1 and 18. Lee further teaches wherein the second set of resources comprise a set of common uplink control resources, a set of dedicated uplink control resources, or any combination thereof (Para. [0180-0185] - [0183] For CG-based transmission on NR-U (i.e., shared spectrum channel access), configured grant uplink control information (CG-UCI) may be transmitted on a corresponding CG PUSCH (i.e., PUSCH scheduled by a CG)…. [0184] In conventional Rel. 16, the number of HARQ processes for the CG is indicated by an RRC configuration. The number of HARQ processes is shared between CG-based transmission and dynamic grant-based transmission; Table 8; Fig. 9; Para. [0190-0285] - [0240] (7). When the UE receives CG activation or CG resume for a specific CG configuration index in DCI and when the UE receives MSG4 or MSGB, the UE may perform RACH contention resolution. In this case, the UE may execute CG activation or CG resume for the indicated CG configuration index. Thereafter, the UE may transmit SDT UL data depending on CG PUSCH resources which occur periodically. The UE may transmit at least one SDT TB based on a HARQ process with a HARQ process ID mapped to a CG resource. In this case, at least one SDT TB may include SDT logical channel data mapped to the CG resource and zero or at least one MAC CE; See also Para. [0109, 0184, 0268]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]), and wherein the first set of resources comprise a set of uplink shared resources (Table 8; Fig. 9; Para. [0190-0285] - [0198] B. SDT related CG Configuration [0199] The BS may configure an SDT related CG in an RRC release message. For example, the BS may allocate at least one CG configuration index and configure a CG Type 1 resource as shown in Table 8 for each CG configuration index. In CG Type 1, the CG may be activated as long as the UE receives the RRC Release message. Meanwhile, the BS may configure CG Type 2 in the RRC Release message. In this case, the CG may be activated after the UE receives activation DCI. Table 8 shows a CG Type 1 resource configuration for one CG configuration index (extracted from TS 38.331); See also Para. [0109, 0184, 0268]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]). Examiner’s Note: The Examiner interprets the PUSCH resources in Table 8 (and therefor Para. [0198]) as a set of uplink shared resources (i.e., first resources). Certain PUSCH resources (i.e., second resources) are dedicated for CG-UCI (i.e., HARQ) and some PUSCH resources can be commonly used between HARQ (i.e., UCI) and SDT (i.e., data transmission). Regarding Claim 12, Lee teaches Claim 1. Lee further teaches transmitting the uplink control information message based at least in part on identifying that a timing advance for the UE is valid (Para. [0076] - Msg3: Msg3 is a message transmitted on an uplink shared channel (UL-SCH) containing a cell radio network temporary identifier (C-RNTI) medium access control (MAC) control element (CE) or a common control channel (CCCH) service data unit (SDU), which is related to contention resolution of a UE as part of a random access procedure; Para. [0174] - The RAR information transmitted on the PDSCH may include timing advance (TA) information for UL synchronization, an initial UL grant, and a temporary cell-RNTI (C-RNTI). The TA information may be used to control a UL signal transmission timing. The UE may transmit a UL signal over a UL shared channel as message 3 (Msg3) of the random access procedure based on the RAR information (see 1705 of FIG. 7(a)). Msg3 may include an RRC connection request and a UE identifier. In response to Msg3, the network may transmit message 4 (Msg4), which may be treated as a contention resolution message on DL (see 1707 of FIG. 7(a)). Upon receiving Msg4, the UE may enter the RRC_CONNECTED state; See also Para. [0218, 0221, 0223, 0228]; Table 9; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) Regarding Claims 15 and 25, Lee teaches Claims 1 and 18. Lee further teaches wherein the uplink control information message comprises hybrid automatic repeat request feedback responsive to a contention resolution message, a downlink control plane message, a downlink user plane message, a radio resource control release message, or any combination thereof (Para. [0109] - After the foregoing procedure, the UE may receive a PDCCH/PDSCH (S107) and transmit a physical uplink shared channel (PUSCH)/physical uplink control channel (PUCCH) (S108), as a general downlink/uplink signal transmission procedure. Control information transmitted from the UE to the BS is referred to as uplink control information (UCI). The UCI includes hybrid automatic repeat and request acknowledgement/negative-acknowledgement (HARQ-ACK/NACK), scheduling request (SR), channel state information (CSI), etc. The CSI includes a channel quality indicator (CQI), a precoding matrix indicator (PMI), a rank indicator (RI), etc. While the UCI is transmitted on a PUCCH in general, the UCI may be transmitted on a PUSCH when control information and traffic data need to be simultaneously transmitted. In addition, the UCI may be aperiodically transmitted through a PUSCH according to request/command of a network; See also Para. [0089-0109]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]), Regarding Claim 17, Lee teaches Claim 1. Lee further teaches receiving, from the base station, a control message indicating one or more parameters associated with the uplink control information message, the one or more parameters comprising a resource index, a transmit beam index, a quantity of repetitions, a frequency hopping scheme, an orthogonal cover code, or any combination thereof, wherein the control message comprises a downlink control information message, a medium access control-control element message, a radio resource control message, a system information message, or any combination thereof (Table 8; Fig. 9; Para. [0190-0285] - [0198] B. SDT related CG Configuration [0199] The BS may configure an SDT related CG in an RRC release message. For example, the BS may allocate at least one CG configuration index and configure a CG Type 1 resource as shown in Table 8 for each CG configuration index. In CG Type 1, the CG may be activated as long as the UE receives the RRC Release message. Meanwhile, the BS may configure CG Type 2 in the RRC Release message. In this case, the CG may be activated after the UE receives activation DCI. Table 8 shows a CG Type 1 resource configuration for one CG configuration index (extracted from TS 38.331); See also Para. [0076, 0149, 0183]; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) PNG media_image2.png 460 626 media_image2.png Greyscale Figure 2: Table 8 from Lee et al. (US 2022/0353943) with Examiner's highlights indicating mapping(s). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee in view of Chen et al. (US 2023/0030443), Chen hereinafter. Regarding Claim 13, Lee teaches Claim 12. Lee further teaches identifying that a first timing advance for the uplink control information message is valid (Para. [0076]; Para. [0174]; See also Para. [0218, 0221, 0223, 0228]; Table 9; Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]), Yet, Lee does not expressly teach that a second timing advance for the data message is valid, that a third timing advance for both the uplink control information message and the data message is valid, or any combination thereof. However, Chen teaches that a second timing advance for the data message is valid, that a third timing advance for both the uplink control information message and the data message is valid, or any combination thereof (Para. [0062] - … In some implementations, the BS may provide pre-configured PUSCH resources (e.g., configured grant Type 1 configuration) in dedicated signaling (e.g., in an RRC Release message with a suspend configuration) and also a life timer (e.g., a TA timer) for the pre-configured PUSCH resources. For example, the configured grant configuration #1 (for providing PUSCH resources when the UE is in the RRC_INACTIVE state) may be associated with a life timer (e.g., a TA timer). In some implementations, the UE may start a life timer (e.g., a TA timer) for a configured grant after receiving the RRC Release message with the suspend configuration. In one example, a common life timer (e.g., a common TA timer) of one or more configured grants may be provided to the UE. In another example, different life timers (e.g., different TA timers) for different configured grants may be provided. In other examples, a life timer (e.g., a TA timer) may be configured for all pre-configured PUSCH resources. It should be noted that when a life timer (e.g., a TA timer) is running, the associated pre-configured PUSCH resources may be considered as valid. Once the life timer (e.g., the TA timer) expires (or is not running), the UE may consider all pre-configured PUSCH resources as invalid. That is, the UE may not be allowed to use the pre-configured PUSCH resources for small data transmission in the RRC_INACTIVE state…; See also Para. [0047-0067]; Fig. 1, Para. [0073-0080]; Fig. 2, Para. [0081] ). Therefore, it would have been obvious to one having ordinary skill of the art before the effective filing date of the claimed invention to combine Lee’s invention of “a method of transmitting a signal by a user equipment (UE) in a radio resource control (RRC) Inactive state in a wireless communication system” (Lee Para. [005]) with Chen’s invention of “a method of a small data transmission and a related device” (Chen Para. [0002]) because Chen’s invention provides methods “to support small data transmission in the RRC_INACTIVE state” by disclosing “a random access channel (RACH)-based scheme (e.g., 2-step RA procedure or 4-step RA procedure) for small data transmission or a pre-configured PUSCH resource for small data transmission” (Chen Para. [0035]) thereby mitigating “unnecessary power consumption and signaling overhead for both the UE side and the NW side” (Chen Para. [0034]) because the UE can remain in inactive mode as opposed to resuming “the connection (e.g. transition from the RRC_INACTIVE state to the RRC_CONNECTED state) for UL data transmission” (Chen Para. [0034]). Claim(s) 14 and 24 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee in view of Tsai et al. (US 2021/0337625), Tsai hereinafter. Regarding Claim 14, Lee teaches Claim 1. Lee further teaches wherein transmitting the uplink control information message is at least in part in response to the suspension of timing advance validation (Fig. 9; Table 9; Para. [0174] - The RAR information transmitted on the PDSCH may include timing advance (TA) information for UL synchronization, an initial UL grant, and a temporary cell-RNTI (C-RNTI). The TA information may be used to control a UL signal transmission timing; Para. [0190-0285] - [0219] (3). When at least one of the conditions of Table 9 is satisfied, the inactive UE may perform SDT CG transmission after triggering the RACH for SDT; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) Yet, Lee does not expressly teach receiving, via the control signaling, an indication of a suspension of timing advance validation at the UE. However, Tsai teaches receiving, via the control signaling, an indication of a suspension of timing advance validation at the UE (Para. [0150] - In some implementations, the TA timer may be stopped when the UE receives an RRC message (e.g., RRC setup, RRC resume, RRC reconfiguration, RRC reconfiguration with sync, RRC release, RRC release with suspend configuration, RRC Reestablishment, RRC Reject, MobilityFromNRCommand, etc.); See also Fig. 2A-B, Para. [0056-0065]; Para. [0066-0199]; Fig. 3, Para. [0200-0205]) Therefore, it would have been obvious to one having ordinary skill of the art before the effective filing date of the claimed invention to combine Lee’s invention of “a method of transmitting a signal by a user equipment (UE) in a radio resource control (RRC) Inactive state in a wireless communication system” (Lee Para. [005]) with Tsai’s invention of “small data transmission by a user equipment (UE) while the UE is in an RRC_INACTIVE state in the next generation wireless networks” (Tsai Para. [0002]) because Tsai’s invention provides methods mitigate “unnecessary power consumption and signaling overhead“ due to “scheduling of resources (and subsequent release of the resources)” “for each data transmission, regardless of how small and infrequent the data packets of each transmission were” (Tsai Para. [0004]). Regarding Claim 24, Lee teaches Claim 18. Lee further teaches wherein receiving the uplink control information message is at least in part in response to the suspension of timing advance validation (Fig. 9; Table 9; Para. [0174]; Para. [0190-0285]; See also Fig. 4, Para. [0116-0149]; Fig. 5, Para. [0150-0162]; Fig. 6, Para. [0163-0167]; Fig. 7, Para. [0168-0177]; Fig. 8, Para. [0178-0189]; Fig. 9, Para. [0190-0285]; Fig. 10, Para. [0286-0290]; Fig. 11, Para. [0291-0304] ; Para. [0337-0338]) Yet, Lee does not expressly teach transmitting, via the control signaling, an indication of a suspension of timing advance validation at the UE. However, Tsai teaches transmitting, via the control signaling, an indication of a suspension of timing advance validation at the UE (Para. [0150]; See also Fig. 2A-B, Para. [0056-0065]; Para. [0066-0199]; Fig. 3, Para. [0200-0205]) Therefore, it would have been obvious to one having ordinary skill of the art before the effective filing date of the claimed invention to combine Lee’s invention of “a method of transmitting a signal by a user equipment (UE) in a radio resource control (RRC) Inactive state in a wireless communication system” (Lee Para. [005]) with Tsai’s invention of “small data transmission by a user equipment (UE) while the UE is in an RRC_INACTIVE state in the next generation wireless networks” (Tsai Para. [0002]) because Tsai’s invention provides methods mitigate “unnecessary power consumption and signaling overhead“ due to “scheduling of resources (and subsequent release of the resources)” “for each data transmission, regardless of how small and infrequent the data packets of each transmission were” (Tsai Para. [0004]). Claim(s) 16 and 26 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee in view of Chin et al. (US 2021/0028849), Chin hereinafter. Regarding Claims 16 and 26, Lee teaches Claim 1 and Claim 18. Yet, Lee does not expressly teach wherein the uplink control information message comprises a first channel state information report that is smaller than a second channel state information report for an active state, a beam failure report, a bandwidth part index, a coverage enhancement request, a request for a termination of a set of data messages including the data message, or any combination thereof. However, Chin teaches wherein the uplink control information message comprises a first channel state information report that is smaller than a second channel state information report for an active state, a beam failure report, a bandwidth part index, a coverage enhancement request, a request for a termination of a set of data messages including the data message, or any combination thereof (Para. [00059] - The BFR report may be replaced by Uplink Control Information (UCI) transmission. For example, the BFR-related information (e.g., (failed) CC (or cell) information (e.g., cell index), (failed) set/group(s) of cells (e.g., the set/group may be pre-configured by the NW), (failed) TRP information, the corresponding measurement result (e.g., RSRP, SINR, etc.) of the (failed) CC, set/group of cells, TRP, Candidate beam information (or new beam information) (e.g., one or more qualified beam based on measuring NBI RS), no new beam information (e.g., if there is no new beam with RSRP higher than a threshold for the (failed) CC, set/group of cells, TRP)) may be included in the UCI; See also Para. [0041, 0050, 0068-0073, 0087, 0119-0120, 0146, 0206, 0231, 0251, 0259-0260, 0291-0293, 0301-0305, 0332) Therefore, it would have been obvious to one having ordinary skill of the art before the effective filing date of the claimed invention to combine Lee’s invention of “a method of transmitting a signal by a user equipment (UE) in a radio resource control (RRC) Inactive state in a wireless communication system” (Lee Para. [005]) with Chin’s invention of “a method of performing beam failure recovery and a related device” (Chin Para. [0002]) because Chin’s invention provides methods which mitigate beam misalignment which “may result in the loss of an ongoing link of the control channel (“beam failure”)” (Chin Para. [0006]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RAENITA ANN FENNER whose telephone number is (571)270-0880. The examiner can normally be reached 8:00 - 5:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Marcus Smith can be reached at (571) 270-1096. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /R.A.F./Examiner, Art Unit 2468 /Thomas R Cairns/Primary Examiner, Art Unit 2468
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Prosecution Timeline

Feb 29, 2024
Application Filed
Feb 24, 2026
Non-Final Rejection — §102, §103 (current)

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