Prosecution Insights
Last updated: April 19, 2026
Application No. 18/688,959

AN OPTICAL DISPLAY SYSTEM AND AN ELECTRONIC DEVICE

Non-Final OA §103
Filed
Mar 04, 2024
Examiner
LEE, PAUL CHANG
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
UNIVERSITY OF CENTRAL FLORIDA RESEARCH FOUNDATION, INC.
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
89%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
614 granted / 824 resolved
+6.5% vs TC avg
Moderate +14% lift
Without
With
+14.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
27 currently pending
Career history
851
Total Applications
across all art units

Statute-Specific Performance

§103
53.7%
+13.7% vs TC avg
§102
34.1%
-5.9% vs TC avg
§112
8.7%
-31.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 824 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Huang et al. (U.S. 2021/0199970) in view of Gao et al. (U.S. 2022/0066202) and Yao (CN 109407317). Regarding 1, Huang discloses an optical display system (1400, Fig. 14; page 34, para [0230]), comprising: a controllable optical image-generating display apparatus (such as a display apparatus of combination of: 1411 and 1451, Fig. 14A; page 8, para [0075]; page 34, para [0230]; page 35, para [0236]), adapted to generate circularly polarized image output (1470A and 1470B, Fig. 14A; page 35, para [0234]); a beam scanning unit (such as 213 of 211 in 1411 to adjust the propagation direction of image light, Figs. 2A and 14; page 8, para [0075]; page 34, para [0230]; page 35, para [0236]), adapted to adjust a direction of the circularly polarized image output (213 adjusts the propagation direction of image light, Figs. 2A and 14; page 8, para [0075]; page 34, para [0230]; page 35, para [0236]); an exit pupil steering apparatus (combination of: 1410 and 1431, Fig. 14; page 35, para [0231]), including a plurality of diffractive gratings (1431, Fig. 14; page 35, para [0231, 0234]), wherein each of the plurality of diffractive gratings is adapted to focus the circularly polarized image output (such as 1405B, Fig. 14A; page 36, para [0240]) of a first circular polarization state (such as left circularly polarized light 1405B, Fig. 14B) to a distinct focus point (such as away from 1431A, Fig. 14B) and let light with a second circular polarization state (such as right circularly polarized light 1405A, Fig. 14A) pass directly through; and an eye-tracking apparatus (270, Fig. 14A; page 36, para [0238]), adapted to detect position information of a viewer’s eye pupil (130, Fig. 14A; page 36, para [0238]). Huang does not expressly disclose that the plurality of diffractive gratings (1431, Fig. 14) are diffractive liquid crystal lenses. However, Gao discloses an optical display system (2100, Fig. 21A; page 13, para [0132]) comprising an exit pupil steering apparatus optic block (2130, Figs. 21A-21B, page 13, para [0132]), wherein the optic block can be comprised of a plurality of diffractive grating structures or a plurality of diffractive liquid crystal lenses as art recognized equivalent diffractive grating structures (page 13, para [0132]). Therefore, before the time of the effective filing of the claimed invention, it would have been obvious to one of ordinary skill in the art to configure the plurality of diffractive gratings (Huang: 1431, Fig. 14) of Huang with the plurality of diffractive liquid crystal lenses (Gao: page 13, para [0132]) of Gao in order to obtain the benefits of art recognized equivalent diffractive grating structures that can diffract image light as evidenced by Gao (Figs. 21A-21B; page 13, para [0132]). Huang does not expressly disclose wherein the eye-tracking apparatus (270, Fig. 14A) provides the position information of the viewer’s eye pupil (130, Fig. 14A) to the beam scanning unit (such as 213 of 211 in 1411 to adjust the propagation direction of image light, Figs. 2A and 14; page 8, para [0075]; page 34, para [0230]; page 35, para [0236]), wherein the beam scanning unit is adapted to adjust a direction of the circularly polarized light output (1470A and 1470B, Fig. 14) according to the position information (page 36, para [0238, 0240]), so that the circularly polarized image output (1405A or 1405B, Fig. 14) is diffracted by one of the diffractive gratings (1431, Fig. 14; page 35, para [0234]). However, Yao discloses an optical display system (page 1, para [0002]) wherein an eye-tracking apparatus provides position information of a viewer’s eye pupil to adjust a light propagation direction of a beam scanning unit towards a waveguide (pages 15-16, para [0056]). Therefore, before the time of the effective filing of the claimed invention, it would have been obvious to one of ordinary skill in the art to configure the eye-tracking apparatus (Huang: 270, Fig. 1A) of Huang to provide the position information of the viewer’s eye pupil (Huang: 130, Fig. 14A; Yao: pages 15-16, para [0056]) to the beam scanning unit (Huang: such as 213 of 211 in 1411 to adjust the propagation direction of image light, Figs. 2A and 14; page 8, para [0075]; page 34, para [0230]; page 35, para [0236]), wherein the beam scanning unit is adapted to adjust a direction of the circularly polarized light output (Huang: 1470A and 1470B, Fig. 14) according to the position information (Huang: page 36, para [0238, 0240]; Yao: pages 15-16, para [0056]), so that the circularly polarized image output (Huang: 1405A or 1405B, Fig. 14) is accurately diffracted by one of the diffractive gratings (Huang: 1431, Fig. 14; page 35, para [0234]) towards the viewer’s eye pupil (Huang: 130, Fig. 14A) as taught by Yao (pages 15-16, para [0056]). Regarding claim 2, Huang as modified by Gao and Yao discloses an optical display system with all the limitations above and further discloses: a controllable polarization converter (Huang: 1452, Fig. 14; page 36, para [0240]), adapted to change a circular polarization state of the circularly polarized image output (Huang: 1405A and 1405B, Fig. 14) between the circular polarization states with opposite handedness (Huang: 1470A and 1470B, Fig. 14; page 36, para [0238, 0240]); wherein the eye-tracking apparatus (Huang: 270, Fig. 14) provides the position information to the controllable polarization converter (Huang: Fig. 14; page 36, para [0238, 0240]), and the controllable polarization converter is adapted to adjust the circular polarization state (Huang: 1470A and 1470B, Fig. 14) of the circularly polarized image output according to the position information (Huang: between 1405A and 1405B, Fig. 14; page 36, para [0238, 0240]), so that the circularly polarized image output is diffracted by one of the diffractive liquid crystal lenses (Huang: 1431, Fig. 14; page 35, para [0234]; Gao: page 13, para [0132]).). Regarding claim 3, Huang as modified by Gao and Yao discloses an optical display system with all the limitations above and further discloses wherein the controllable polarization converter (Huang: 1452, Fig. 14) has two states that can be selected by programming (Huang: such as switching and non-switching states, Fig. 14; page 36, para [0238, 0240]), wherein in a first state (Huang: such as a non-switching state, Fig. 14A: page 36, para [0238]), the controllable polarization converter preserves the circular polarization state of the circular polarized image output (Huang: circular polarization state 1470A of 1403A is preserved in 1405A, Fig. 14A; page 36, para [0238]), and in a second state (Huang: such as a switching state, Fig. 14B; page 36, para [0240]), the controllable polarization converter reverts the circular polarization state of the circular polarized image output (Huang: circular polarization state 1470A of 1403A is reverted to circular polarization state 1470B in 1405B, Fig. 14B; page 36, para [0240]). Regarding claim 4, Huang as modified by Gao and Yao discloses an optical display system with all the limitations above and further discloses wherein the beam scanning unit (Huang: 213 of 211 in 1411 to adjust the propagation direction of image light, Figs. 2A and 14; page 8, para [0075]; page 34, para [0230]; page 35, para [0236]) is adapted to adjust the direction of the circularly polarized image output (Huang: direction of 1415A and 1415B, Figs. 14A-14B; page 36, para [0238, 0240]) in two dimensions according to the position information (Huang: Figs. 4B-4C and 14; page 15, para [0111-0112]; page 36, para [0238, 0240]). Regarding claim 5, Huang as modified by Gao and Yao discloses an optical display system with all the limitations above and further discloses wherein the exit pupil steering apparatus (Huang: combination of: 1410 and 1431, Fig. 14) comprises one layer of diffractive liquid crystal lenses (Huang: such as 1431B, Fig. 14A; Gao: page 13, para [0132]). Regarding claim 6, Huang as modified by Gao and Yao discloses an optical display system with all the limitations above and further discloses wherein the exit pupil steering apparatus (Huang: combination of: 1410 and 1431, Fig. 14) comprises two layers of diffractive liquid crystal lenses (Huang: 1431B and 1431A, Fig. 14A; Gao: page 13, para [0132]). Regarding claim 7, Huang as modified by Gao and Yao discloses an optical display system with all the limitations above and further discloses wherein the diffractive liquid crystal lenses (Huang: 1431B and 1431A, Fig. 14) of the exit pupil steering apparatus (Huang: combination of: 1410 and 1431, Fig. 14) working for the circularly polarized image output with a same circular polarization state (Huang: such as 1405A, Fig. 14A) are fabricated on a same layer (Huang: such as 1431B and 1431A both being fabricated on a same layer 1410, Fig. 14A). Regarding claim 8, Huang as modified by Gao and Yao discloses an optical display system with all the limitations above and further discloses wherein only one of the diffractive liquid crystal lenses (Huang: such as 1431B, Fig. 14A; Gao: page 13, para [0132]) works at a time (Huang: since only 1431B is working to allow the transmission of image light 1405A, Fig. 14A). Regarding claim 9, Huang as modified by Gao and Yao discloses an optical display system with all the limitations above and further disclose wherein the position of the center of the working diffractive liquid crystal lens (Huang: such as center of 1431B, Fig. 14A) matches a viewing direction of the viewer (Huang: since the viewing direction of the viewer 125 is in a line-of-sight matching direction with a center of the working diffractive liquid crystal lens 1431B, Fig. 14A). Regarding claim 10, Huang as modified by Gao and Yao discloses an electronic device (2000, Fig. 20; page 46, para [0301]) including the optical display system (Huang: 1400, Fig. 14) of claim 1. Regarding claim 11, Huang as modified by Gao and Yao discloses an optical display system with all the limitations of claim 2 above and further discloses wherein the exit pupil steering apparatus (Huang: combination of: 1410 and 1431, Fig. 14) comprises a layer of diffractive liquid crystal lenses (Huang: such as 1431B, Fig. 14A; Gao: page 13, para [0132]). Regarding claim 12, Huang as modified by Gao and Yao discloses an optical display system with all the limitations of claim 2 above and further discloses wherein the exit pupil steering apparatus (Huang: combination of: 1410 and 1431, Fig. 14) comprises two layers of diffractive liquid crystal lenses (Huang: 1431B and 1431A, Fig. 14A; Gao: page 13, para [0132]). Regarding claim 13, Huang as modified by Gao and Yao discloses an optical display system with all the limitations of claim 8 above and further discloses wherein the diffractive liquid crystal lenses (Huang: 1431B and 1431A, Fig. 14) of the exit pupil steering apparatus (Huang: combination of: 1410 and 1431, Fig. 14) working for the circularly polarized image output with a same circular polarization state (Huang: such as 1405A, Fig. 14A) are fabricated on a same layer (Huang: such as 1431B and 1431A both being fabricated on a same layer 1410, Fig. 14A). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PAUL CHANG LEE whose telephone number is (571)270-7923. The examiner can normally be reached M-F 10am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael H Caley can be reached at 571-272-2286. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PAUL C LEE/Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Mar 04, 2024
Application Filed
Aug 30, 2024
Response after Non-Final Action
Jan 23, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601926
QUANTITATIVE PHASE IMAGING WITH NONLINEARLY POLARIZED LIGHT USING A BIREFRINGENT LIQUID CRYSTAL CELL AND RELATED METHODS
2y 5m to grant Granted Apr 14, 2026
Patent 12596281
MONOLITHIC SEMICONDUCTOR-BASED OPTICALLY ADDRESSABLE LIGHT VALVE COMPRISING A LIQUID CRYSTAL LAYER
2y 5m to grant Granted Apr 07, 2026
Patent 12585150
DISPLAY APPARATUS COMPRISING A COVER FRAME HAVING A THROUGH-HOLE THROUGH WHICH A SPEAKER PASSES
2y 5m to grant Granted Mar 24, 2026
Patent 12578522
LIGHT DIFFUSION FILM COMPRISING A PLURALITY OF LIGHT DIFFUSION PARTICLES, POLARIZER AND DISPLAY DEVICE
2y 5m to grant Granted Mar 17, 2026
Patent 12578603
LIQUID CRYSTAL OPTICAL ELEMENT COMPRISING AN ALIGNMENT CONTROL LAYER HAVING A PLURALITY OF PROJECTIONS AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
89%
With Interview (+14.1%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 824 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month