Prosecution Insights
Last updated: October 02, 2026
Application No. 18/689,547

BATTERY MANAGEMENT DEVICE AND METHOD FOR OPERATING SAME

Non-Final OA §103
Filed
Mar 06, 2024
Priority
Sep 08, 2021 — RE 10-2021-0120043 +1 more
Examiner
FIN, MICHAEL RUTLAND
Art Unit
Tech Center
Assignee
LG Energy Solution Ltd.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allowance Rate
522 granted / 652 resolved
+20.1% vs TC avg
Moderate +13% lift
Without
With
+12.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
27 currently pending
Career history
675
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
48.4%
+8.4% vs TC avg
§102
28.2%
-11.8% vs TC avg
§112
20.3%
-19.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 652 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4 9-13 are rejected under 35 U.S.C. 103 as being unpatentable over Flor et al. (US 10,931,099) in view of Liu et al. (US 20170163064). With respect to claims 1, 9-10, 14 Flor teaches a battery management apparatus comprising: a buck converter (see switching regulator col. 11 lines 25-30) configured to generate a driving voltage (charging voltage) based on a voltage of a battery pack (415); a comparator (470) configured to compare a divided voltage (see voltage divider 460) generated based on the voltage of the battery pack with a reference voltage (see lower input to 470) and control an operation (see disable/enable) of the buck converter based on a result of the comparison; and Flor does not teach the use of a detector configured to detect whether the battery pack and a target device are connected and control an operation of the comparator based on a result of the detection. Liu teaches the use of a detector configured to detect whether the battery pack and a target device are connected (see paragraph 0011 detection of charging plug) and control an operation of the comparator (see response from U1 see paragraph 0012) based on a result of the detection (paragraph 0013). It would have been obvious to one of ordinary skill in the art at the time of the invention to modify Flor to include the known use of a plug charging connection state to enable the voltage comparator of the disclosed buck converter for the benefit of controlling the operation of a device connected to the battery pack above the prescribed threshold and keeping the load inactive when operation is unnecessary or unsafe. With respect to claims 2-3, 11 and 15-17 Flor teaches the comparator is further configured to generate a block signal (see UVLO status signal) for disabling the buck converter when the divided voltage is less than or equal to the reference voltage (col. 8 lines 20-65). With respect to claims 4, 12-13 Flor teaches the battery management apparatus operates in a Under Voltage Lock OUT (see UVLO status signal) mode when the buck converter is turned off. Claims 5-8 are rejected under 35 U.S.C. 103 as being unpatentable over Flor et al. (US 10,931,099) in view of Liu et al. (US 20170163064) in view of Lee et al. (US 20140210420) With respect to claim 5 Flor teaches the battery system however does not teach the use of a photo coupled. Lee teaches the know use of a photo coupler (paragraph 39) in connection with a BMS wakeup and enable apparatus. It would have been obvious to one of ordinary skill in the art at the time of the invention to further modify Flor to try the known use of a photo coupler for the predictable result providing electrical isolation between the battery and device. With respect to claims 6-7 Flor teaches the comparator is further configured to generate an opening signal for enabling (see enable signal from UVLO comparator). Liu teaches (paragraph 0011) enabling (paragraph 0013) when the buck converter when the enable voltage is input from the detector. It would have been obvious to one of ordinary skill in the art at the time of the invention to modify Flor to include the control seen in Liu for the benefit of causing the switching regulator to drive a voltage after connection to increase safety. With respect to claim 8 Flor teaches the battery system however does not describe the wakeup mode. Liu teaches a battery management apparatus operates in a wake-up mode (paragraph 11-12) when the buck converter is turned on. It would have been obvious to one of ordinary skill in the art at the time of the invention to modify Flor to include the known use of a wakeup mode for the benefit of reducing power consumption. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michael Fin whose telephone number is (571)272-5921. The examiner can normally be reached Monday-Friday 9am-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Rexford Barnie can be reached at 571-272-7429. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. MICHAEL FIN Primary Examiner Art Unit 2836 /MICHAEL R. FIN/Primary Examiner, Art Unit 2836
Read full office action

Prosecution Timeline

Mar 06, 2024
Application Filed
Sep 02, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12749886
METHODS AND APPARATUS TO DISCONNECT CIRCUITRY RESPONSIVE TO A FAULT CONDITION
2y 7m to grant Granted Sep 29, 2026
Patent 12734982
SYSTEMS, METHODS, AND DEVICES FOR CURRENT MONITORING AND POWER CONTROL
2y 2m to grant Granted Sep 15, 2026
Patent 12732015
UNINTERRUPTIBLE POWER SUPPLY, POWER SYSTEM, CONTROL DEVICE, AND CONTROL METHOD
2y 3m to grant Granted Sep 08, 2026
Patent 12726100
HYBRID MODE CONTROL METHOD
3y 3m to grant Granted Sep 01, 2026
Patent 12726042
POWER SUPPLY DEVICE, CONTROL METHOD, AND STORAGE MEDIUM
1y 11m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
93%
With Interview (+12.7%)
2y 4m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 652 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month