Prosecution Insights
Last updated: July 17, 2026
Application No. 18/689,643

CIGARETTE FILTER INCLUDING LYOCELL TOW

Non-Final OA §103
Filed
Mar 06, 2024
Priority
Dec 07, 2021 — RE 10-2021-0173488 +1 more
Examiner
EFTA, ALEX B
Art Unit
Tech Center
Assignee
Kolon Industries Inc.
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
7m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
449 granted / 757 resolved
-0.7% vs TC avg
Strong +26% interview lift
Without
With
+25.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
38 currently pending
Career history
808
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
91.0%
+51.0% vs TC avg
§102
1.3%
-38.7% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 757 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. _______________________________________________________________________ Claim(s) 1-3 is/are rejected under 35 U.S.C. 103 as being unpatentable over LISAUSKAS et al. (US 2015/0374030) in view of KUERSTEINER et al. (EP 3021698 B1). With respect to claim 1, LISAUSKAS et al. discloses a cigarette filter tow (Abstract; Title) formed of a plurality of lyocell fibers (Paragraphs [0012], [0060], [0064], [0109]) and a binder to bond the fibers together (Paragraphs [0007]-[0031]). LISAUSKAS et al. does not explicitly disclose that the filter has the claimed hardness. KUERSTEINER et al. discloses smoking article having a paper wrapper, tobacco rod and filter segment (Paragraphs [0001]-[0003]). The filter segment is designed to provide an improved sensor experience for consumers (Paragraph [0007]). This is done by providing a “hardness” of 90% or more (Paragraphs [0009]-[0012]) when measured by a DD60A densimeter manufactured by Borgwaldt GmbH, Germany (e.g., the same device being claimed), and equation hardness(%)= Dd/DS * 100 (Paragraph [0012]-[0019]). The tested segment is tested across the center of the segment (Paragraph [0081]; Figure 5) (e.g., airflow-direction central part) It would have been obvious to one having ordinary skill in the art, prior to the effective filing date of the claimed invention, to provide the filter of LISAUSKAS et al. with a hardness of 90% or more as taught by KUERSTEINER et al. so as to improve the user sensory experience. With respect to claim 2, KUERSTEINER et al. discloses smoking article having a paper wrapper, tobacco rod and filter segment (Paragraphs [0001]-[0003]). The filter segment is designed to provide an improved sensory experience for consumers (Paragraph [0007]). This is done by providing a “hardness” of 90% or more (Paragraphs [0009]-[0012]) when measured by a DD60A densimeter manufactured by Borgwaldt GmbH, Germany (e.g., the same device being claimed), and equation hardness(%)= Dd/DS * 100 (Paragraph [0012]-[0019]). The tested segment is tested across the center of the segment (Paragraph [0081]; Figure 5) (e.g., airflow-direction central part) While KUERSTEINER et al. does not explicitly disclose that the hardness remains above 80 % even under the claimed conditions, it would have been obvious to one having ordinary skill in the art, prior to the effective filing date of the claimed invention, to ensure that the hardness of the filter is 90% or more under all conditions (including the claimed conditions) so that the user is always provided with an improved sensory experience. With respect to claim 3, KUERSTEINER et al. discloses smoking article having a paper wrapper, tobacco rod and filter segment (Paragraphs [0001]-[0003]). The filter segment is designed to provide an improved sensor experience for consumers (Paragraph [0007]). This is done by providing a “hardness” of 90%, and up to 94% (Paragraphs [0009]-[0012]) when measured by a DD60A densimeter manufactured by Borgwaldt GmbH, Germany (e.g., the same device being claimed), and equation hardness(%)= Dd/DS * 100 (Paragraph [0012]-[0019]). The tested segment is tested across the center of the segment (Paragraph [0081]; Figure 5) (e.g., airflow-direction central part) The “hardness” is the resistance to deformation. Thus, It would have been obvious to one having ordinary skill in the art, to prevent a collapse of 6% or more (e.g., amount of deformation due to having a hardness of 94%) as taught by KUERSTEINER et al. under any conditions (including the claimed condition) so that the user is always provided with an improved sensory experience. ______________________________________________________________________ Claim(s) 4 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over LISAUSKAS et al. (US 2015/0374030) in view of KUERSTEINER et al. (EP 3021698 B1) as applied to claims 1-3 above, and further in view of BURKE et al. (US 2011/0162667). With respect to claim 4, LISAUSKAS et al. does not explicitly disclose that the binder includes polyester. BURKE et al. discloses a tobacco smoke filter (Abstract; Title). The binder within the filter is composed of a polyester binder (Paragraphs [0038] and [0039]) in order to hold the filter in its molded shape (Paragraph [0023] and [0024]). It would have been obvious to one having ordinary skill in the art, prior to the effective filing date of the claimed invention, to provide the binder of LISAUSKAS et al. as a polyester, as taught by BURKE et al. so as to hold the fibers of the filter together. With respect to claim 9, BURKE et al. discloses that the binders comprises 1-99 wt% of the filter (Abstract; Paragraph [0025]). _________________________________________________________________________ Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over LISAUSKAS et al. (US 2015/0374030) in view of KUERSTEINER et al. (EP 3021698 B1) as applied to claims 1-3 above, and further in view of UCHIDA et al. (US 2009/0246525). With respect to claim 10, LISAUSKAS et al. does not explicitly disclose that the binder also includes hydroxypropyl methylcellulose. UCHIDA et al. discloses a cigarette filter (Paragraph [0053]). The binder also includes hydroxypropyl methylcellulose (Paragraph [0044]) in order to bond individual fibers. It would have been obvious to one having ordinary skill in the art, prior to the effective filing date of the claimed invention, to also provide hydroxypropyl methylcellulose as the binder of LISAUSKAS et al., as taught by UCHIDA et al. for the purposes of binding the fibers together. Allowable Subject Matter Claims 5-8 and 11 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: With respect to claim 5, BURKE et al. does not disclose that the polyester is a copolymer of an aromatic monomer and an aliphatic monomer, per se. With respect to claim 6, the art does not identify the particular viscosity of the binder, per se, in addition to the binder being the claimed polyester. With respect to claim 11, the art does not disclose the claimed ratio, per se. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEX B EFTA whose telephone number is (313)446-6548. The examiner can normally be reached 8AM-5PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Philip Tucker can be reached at 571-272-1095. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEX B EFTA/Primary Examiner, Art Unit 1745
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Prosecution Timeline

Mar 06, 2024
Application Filed
Jun 10, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12677877
SMOKING SUBSTITUTE DEVICE
4y 2m to grant Granted Jul 14, 2026
Patent 12642300
VAPORIZATION CORE, VAPORIZER, AND ELECTRONIC VAPORIZATION DEVICE
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Patent 12617195
METHOD AND INSTALLATION FOR MANUFACTURING A FLOOR COVERING PRODUCT AND FLOOR COVERING PRODUCT OBTAINED HEREBY
5y 3m to grant Granted May 05, 2026
Patent 12616245
HEATING ELEMENT HAVING HEAT CONDUCTIVE AND WICKING FILAMENTS
3y 9m to grant Granted May 05, 2026
Patent 12593873
VAPOR GENERATION DEVICE
2y 9m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
85%
With Interview (+25.5%)
3y 0m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 757 resolved cases by this examiner. Grant probability derived from career allowance rate.

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