Office Action Predictor
Last updated: April 17, 2026
Application No. 18/690,215

METHOD AND DEVICE FOR CODEBOOK FEEDBACK, AND STORAGE MEDIUM

Non-Final OA §102§112
Filed
Mar 07, 2024
Examiner
MUSA, ABDELNABI O
Art Unit
2472
Tech Center
2400 — Computer Networks
Assignee
beijing xiaomi mobile software Co. Ltd.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
99%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allow Rate
881 granted / 1052 resolved
+25.7% vs TC avg
Strong +22% interview lift
Without
With
+21.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
28 currently pending
Career history
1080
Total Applications
across all art units

Statute-Specific Performance

§101
8.7%
-31.3% vs TC avg
§103
47.4%
+7.4% vs TC avg
§102
15.2%
-24.8% vs TC avg
§112
17.9%
-22.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1052 resolved cases

Office Action

§102 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This action is responsive to the application filed on 03/07/2024 has a total of 20 claims pending in the application; there are 4 independent claims and 16 dependent claims, all of which are ready for examination by the examiner. Claim Objections Claims 9 and 17 are objected to because of the following informalities: The phrase “…while the terminal does not received any PDSCH …” should be changed to “…while the terminal does not receive any PDSCH …”. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 9 and 17 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Applicant is claiming the phrase “PDSCH” without a corresponding meaning to the characters. Examiner suggests amending the claims to recite “Physical Downlink Shared Channel (PDSCH)” instead. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-2, 5-11, 14-17, and 20-25 are rejected under 35 U.S.C. 102(a)(2) as being unpatentable by CHEN et al. Publication No. (US 2022/0393803 A1). Regarding claim 1, CHEN teaches a method for codebook feedback, performed by a terminal (terminal device FIG.1), the method comprising: sending capability information, wherein the capability information indicates a Hybrid Automatic Repeat Request (HARQ) codebook configuration capability (the access network device configures a downlink slot that needs HARQ feedback and a downlink slot that does not need HARQ feed-back and sends codebook indication to the terminal, the terminal determines a plurality of downlink slots available for data transmission corresponding to an uplink slot and reports its capability information to the access network device [0254-257] FIG.19A) when there are feedback-disabled HARQ processes (the codebook indication information indicating a process number is corresponding to an enabled HARQ process or the process number corresponding to a disabled HARQ process [0263] S304 FIG.16); obtaining HARQ codebook configuration information configured by a network device (access network device FIG.1) for the terminal based on the capability information (The access network device configures a downlink slot that needs HARQ feedback and sends a codebook process indication information to the terminal [0259-260] S303 FIG.19A); and generating a HARQ codebook based on the HARQ codebook configuration information (The terminal performs decoding on a plurality of downlink slots of the uplink slot, and determines a process number to which data transmitted through the downlink slots belongs. If the process number is corresponding to an enabled HARQ process, generate HARQ feedback information (an ACK or an NACK); and if the process number is a process number corresponding to a disabled HARQ process, do not generate HARQ feedback information [0262-263] FIG.19A). Regarding claim 2, CHEN teaches the method according to claim 1, in response to the capability information indicating that the terminal supports a first codebook configuration mode, the HARQ codebook configuration information comprises first HARQ codebook configuration information, and the first HARQ codebook configuration information is used for configuring the terminal to configure the HARQ codebook in the first codebook configuration mode; or the HARQ codebook configuration information comprises second HARQ codebook configuration information, and the second HARQ codebook configuration information is used for configuring the terminal to configure the HARQ codebook in a second codebook configuration mode; and the first codebook configuration mode is an enhancement of the second codebook configuration mode (the access network device may explicitly or implicitly indicate, to the terminal by using specified indication information, whether HARQ feedback is needed for a transmit block transmitted in a plurality of downlink transmission units. The terminal determines, based on the indication information, which downlink transmission units need HARQ feedback and which downlink transmission units do not need HARQ feedback, and generates a semi-static codebook or a dynamic codebook based on HARQ feedback information of the downlink transmission units that need HARQ feedback [0240-241] FIG.16). Claims 3-4. (Canceled). Regarding claim 5, CHEN teaches the method according to claim 1,wherein sending the capability information comprises: sending first capability information, wherein the first capability information is information dedicated to indicating the HARQ codebook configuration capability of the terminal for the HARQ codebook (The terminal determines HARQ bitmap information based on the indication information, where the HARQ bitmap information includes HARQ feedback information of at least one target transmission unit, and the target transmission unit indicates a downlink transmission unit that needs HARQ feedback in the plurality of downlink transmission units. The terminal sends the HARQ bitmap information to the access network device [0237-238] FIG.20). Regarding claim 6, CHEN teaches the method according to claim 1,wherein sending the capability information comprises: sending second capability information, wherein the second capability information comprises information indicating the HARQ codebook configuration capability of the terminal for the HARQ codebook, and other information different from the information indicating the HARQ codebook configuration capability for the HARQ codebook (access network device properly configures downlink transmission slots for data transmission that needs HARQ feedback and a downlink transmission slot for data transmission that does not need HARQ feedback (slot configuration for short), and explicitly or implicitly indicates the slot configuration by using specified indication information. When generating a semi-static codebook, the terminal does not directly feed-back the codebook based on all downlink transmission slots, but needs to feed back the codebook by using an enabled HARQ process or a disabled HARQ process indicated by the access network device or by using a slot configuration indicated by the access network device [0144-145] FIG.16). Regarding claim 7, CHEN teaches the method according to claim 1,wherein the HARQ codebook is a semi-static HARQ codebook (the terminal generates a semi-static codebook based on HARQ feedback information of the downlink transmission units that need HARQ feedback [0241] FIG.16). Regarding claim 8, CHEN teaches the method according to claim 7, further comprising: receiving Downlink Assignment Index (DAI) indication information (the indication information includes downlink assignment indicator (DAI) information [0213] FIG.15). Regarding claim 9, CHEN teaches the method according to claim 8, wherein: in response to the HARQ codebook configuration information being the first HARQ codebook configuration information, while the terminal does not received any PDSCH scheduled by the feedback-enabled HARQ processes, the terminal still generates the HARQ codebook based on the DAI indication information (The terminal sequentially performs DCI decoding on each slot in Mc, and checks control information (DCI) of data transmitted in a slot. If it is found that a HARQ process number indicated by the control information corresponds to a disabled HARQ process, Ma is updated, that is, the slot is removed from Ma. If it is found that the HARQ process number indicated by the control information corresponds to a not disabled HARQ process, Ma is not updated in this case, and data PDSCH decoding continues to be performed [0268-269] FIG.15). Claims 12-13. (Canceled). Regarding claims 10-11, 14-17, 23 and 25, the independent claim and each dependent claim are related to the same limitation set for hereinabove in claims 1-2, 5-19, 22 and 24, respectively. wherein the difference used is the limitations were presented from a “method in the network device” side and the wordings of the claims were interchanged within the claim itself or some of the claims were presented as a combination of two or more previously presented limitations. This change does not affect the limitation of the above treated claims. Adding these phrases to the claims and interchanging the wording did not introduce new limitations to these claims. Therefore these claims were rejected for similar reasons as stated above. Claims 18-19. (Canceled). Regarding claim 20, related to the same limitation set for hereinabove claim 1, where the difference used is the limitations were presented from the “terminal device” side with a processor and memory (CHEN: FIG.24) and wordings of the claim were interchanged within the claim itself or were presented as a combination of two or more previously presented limitations. This change does not affect the limitation of the above treated claims. Adding these phrases to the claim and interchanging the wording did not introduce new limitations to this claim. Therefore this claim was rejected for similar reasons as stated above. Regarding claim 21, related to the same limitation set for hereinabove claim 1, where the difference used is the limitations were presented from the “network device” side with a processor and memory (CHEN: FIG.25) and wordings of the claim were interchanged within the claim itself or were presented as a combination of two or more previously presented limitations. This change does not affect the limitation of the above treated claims. Adding these phrases to the claim and interchanging the wording did not introduce new limitations to this claim. Therefore this claim was rejected for similar reasons as stated above. Regarding claim 22, CHEN teaches a non-transitory computer readable storage medium having instructions stored thereon, wherein when the instructions are executed by a processor of a terminal, the terminal is caused to execute the method for codebook feedback according to claim 1 (a computer-readable non-volatile storage medium, including computer instructions. The computer instructions are executed to implement the method described [0077-80] FIG.24). Regarding claim 24, CHEN teaches the method according to claim 1, wherein a Negative Acknowledgement (NACK) value is directly embedded for the feedback-disabled HARQ processes in the HARQ codebook (The terminal performs decoding on a plurality of downlink slots of the uplink slot, and determines a process number to which data transmitted through the downlink slots belongs. If the process number is corresponding to an enabled HARQ process, generate HARQ feedback information (an ACK or an NACK); and if the process number is a process number corresponding to a disabled HARQ process, do not generate HARQ feedback information [0262-263] FIG.19A). Conclusion When responding to this office action, Applicant is advised to clearly point out the patentable novelty which he or she thinks the claims present, in view of the state of the art disclosed by the references cited or the objections made. He or she must also show how the amendments avoid such references or objections See 37 CFR 1.111 (c). Any inquiry concerning this communication or earlier communications from the examiner should be directed to ABDELNABI O MUSA whose telephone number is (571)270-1901, and email address is abdelnabi.musa@uspto.gov ‘preferred’. The examiner can normally be reached on M-F 9:00 am - 5:00 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Bates, can be reached on 571-2723980. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov Should you have questions on access to the Private PAIR system? Contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ABDELNABI O MUSA/Primary Examiner, Art Unit 2472
Read full office action

Prosecution Timeline

Mar 07, 2024
Application Filed
Apr 02, 2026
Non-Final Rejection — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
99%
With Interview (+21.5%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 1052 resolved cases by this examiner. Grant probability derived from career allow rate.

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