Prosecution Insights
Last updated: July 17, 2026
Application No. 18/690,448

DELIVERY DEVICE AND DELIVERY SYSTEM

Non-Final OA §102§103
Filed
Mar 08, 2024
Priority
Sep 10, 2021 — CN 2021110647465 +2 more
Examiner
SZEWCZYK, CYNTHIA
Art Unit
Tech Center
Assignee
Nicoventures Trading Limited
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
700 granted / 949 resolved
+13.8% vs TC avg
Moderate +10% lift
Without
With
+9.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
33 currently pending
Career history
987
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
83.7%
+43.7% vs TC avg
§102
8.0%
-32.0% vs TC avg
§112
3.7%
-36.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 949 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-5, 7, 9, 12, 13 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by MEMARI et al. (US 2015/0245668). Memari teaches a delivery device comprising a light source (64) to provide visual feedback to a user; a secondary feedback component (para. 0537), a processor (para. 0478) configured to determine a change in status of the delivery device, and a controller (para. 0118) to control the light source and to actuate the secondary feedback component in response to a signal from the processor to provide secondary feedback in addition to the visual feedback provided by the light source indicative of a change in status of the delivery device (para. 0551). Regarding claim 2, Memari teaches the secondary feedback component is a vibration component to generate haptic feedback to a user (para. 0551), the controller being configured to actuate the vibration component to provide both visual and haptic feedback indicative of a change in status of the delivery device (para. 0551). Regarding claim 3, Memari teaches a battery, the processor being configured to determine that a change in status of the delivery device has occurred based on a state of charge of the battery (para. 0543-0547). Regarding claim 4, Memari teaches the state of charge of the battery is determined based on its voltage (para. 0393). Regarding claim 5, Memari teaches the state of charge of the battery is determined based on a predetermined reduction in charge level of the battery relative to its fully charged state (para. 0543-0544). Regarding claim 7, Memari teaches the controller is configured to actuate the vibration component at a vibration frequency that depends on a determined state of charge of the battery (para. 0547, 0561, 0563). Regarding claim 9, Memari teaches the controller is configured to change the color of the light source in response to a signal from the processor to provide visual feedback that the status of the delivery device has changed (para. 0560). Regarding claim 12, Memari teaches a delivery system comprising a delivery device (1); and an aerosol generating module configured to provide aerosol to a user when power is supplied by the battery (59) of the delivery device to a heater (98) configured to provide heat to the aerosol generating module. Regarding claim 13, Memari teaches a method of controlling a delivery device comprising a processor (para. 0118, 0275) configured to determine a change in a status of the delivery device and a controller (para. 0118) to control a light source in response to a signal from the processor to visually indicate that the status of the delivery device has changed, wherein the method includes actuating a vibration element to provide haptic feedback indicative of said change in status in addition to controlling the light source (para. 0551). Claim(s) 1-13 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by HARDEN et al. (US 2022/0256934). Harden teaches a delivery device comprising a light source (para. 0048) to provide visual feedback to a user; a secondary feedback component (para. 0074), a processor (para. 0338, 0398) configured to determine a change in status of the delivery device, and a controller (para. 0046) to control the light source and to actuate the secondary feedback component in response to a signal from the processor to provide secondary feedback in addition to the visual feedback provided by the light source indicative of a change in status of the delivery device (para. 0052, 0074). Regarding claim 2, Harden teaches the secondary feedback component is a vibration component to generate haptic feedback to a user (para. 0074), the controller being configured to actuate the vibration component to provide both visual and haptic feedback indicative of a change in status of the delivery device (para. 0052, 0074). Regarding claim 3, Harden teaches a battery, the processor being configured to determine that a change in status of the delivery device has occurred based on a state of charge of the battery (para. 0052). Regarding claim 4, Harden teaches the state of charge of the battery is determined based on its voltage (para. 0052). Regarding claim 5, Harden teaches the state of charge of the battery is determined based on a predetermined reduction in charge level of the battery relative to its fully charged state (para. 0052). Regarding claim 6, Harden teaches the processor is configured to determine that a change of status of the delivery device has occurred when the charge level of the battery reaches 20% of its fully charged state (para. 0054, 0102). Regarding claim 7, Harden teaches the controller is configured to actuate the vibration component at a vibration frequency that depends on a determined state of charge of the battery (para. 0122). Regarding claim 8, Harden teaches the processor is configured to actuate the vibration component for a period of time depending on the state of charge of the battery (para. 0125). Regarding claim 9, Harden teaches the controller is configured to change the color of the light source in response to a signal from the processor to provide visual feedback that the status of the delivery device has changed (para. 0560). Regarding claim 10, Harden teaches the controller is configured to illuminate the light source in a different color depending on the determined state of charge of the battery (para. 0052). Regarding claim 11, Harden teaches a buzzer, wherein the controller is configured to actuate the buzzer in response to a signal from the processor to provide audible feedback indicative of a change in status of the delivery device (para. 0075). Regarding claim 12, Harden teaches a delivery system comprising a delivery device (102); and an aerosol generating module configured to provide aerosol to a user when power is supplied by the battery (para. 0035) of the delivery device to a heater (para. 0030) configured to provide heat to the aerosol generating module. Regarding claim 13, Harden teaches a method of controlling a delivery device comprising a processor (para. 0338, 0398) configured to determine a change in a status of the delivery device and a controller (para. 0046) to control a light source in response to a signal from the processor to visually indicate that the status of the delivery device has changed, wherein the method includes actuating a vibration element to provide haptic feedback indicative of said change in status in addition to controlling the light source (para. 0052, 0074). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over MEMARI et al. (US 2015/0245668). Memari teaches a delivery device comprising a light source (64) to provide visual feedback to a user; a secondary feedback component (para. 0537), a processor (para. 0478) configured to determine a change in status of the delivery device, and a controller (para. 0118) to control the light source and to actuate the secondary feedback component in response to a signal from the processor to provide secondary feedback in addition to the visual feedback provided by the light source indicative of a change in status of the delivery device (para. 0551). Memari teaches the processor is configured to determine the charge level of the battery (para. 0488) and the Memari provides an indicator showing the charge level of the battery (para. 0563). Although Memari only discloses illuminating different colors based on whether a dose has been consumed (para. 0560) or indicating time through color (para. 0574), it would have been obvious to one of ordinary skill in the art from Memari’s teaching of providing an indicator showing the charge level of the battery (para. 0563) that the indicator for showing the charge level of the battery could be accomplished by illuminating the light source in a different color. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CYNTHIA SZEWCZYK whose telephone number is (571)270-5130. The examiner can normally be reached Mon-Fri 10 am - 6 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alison Hindenlang can be reached at 571-270-7001. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CYNTHIA SZEWCZYK/Primary Examiner, Art Unit 1741
Read full office action

Prosecution Timeline

Mar 08, 2024
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12653238
HEATING ASSEMBLY, ELECTRONIC VAPORIZATION APPARATUS, AND METHOD FOR PREPARING HEATING ASSEMBLY
2y 11m to grant Granted Jun 16, 2026
Patent 12635731
AEROSOL GENERATION DEVICE HAVING DIFFERENTIATED HEATING FUNCTION AND AEROSOL-GENERATING ARTICLE APPLIED THERETO
3y 3m to grant Granted May 26, 2026
Patent 12635732
AEROSOL-GENERATING DEVICE AND SYSTEM COMPRISING AN INDUCTIVE HEATING DEVICE AND METHOD OF OPERATING THE SAME
2y 11m to grant Granted May 26, 2026
Patent 12628881
CHARGER FOR AEROSOL-GENERATING DEVICE WITH INSERTION MECHANISM
3y 1m to grant Granted May 19, 2026
Patent 12616805
NON-COMBUSTIBLE AEROSOL DELIVERY SYSTEM, FILTER UNIT AND ASSEMBLY
3y 4m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
84%
With Interview (+9.8%)
2y 11m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 949 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month