Prosecution Insights
Last updated: April 19, 2026
Application No. 18/691,300

OPTICAL TRANSMISSION APPARATUS AND COMMUNICATION METHOD

Non-Final OA §102
Filed
Mar 12, 2024
Examiner
LAMBERT, DAVID W
Art Unit
2634
Tech Center
2600 — Communications
Assignee
Nippon Telegraph and Telephone Corporation
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
2y 0m
To Grant
89%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
382 granted / 500 resolved
+14.4% vs TC avg
Moderate +12% lift
Without
With
+12.5%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
8 currently pending
Career history
508
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
46.3%
+6.3% vs TC avg
§102
15.9%
-24.1% vs TC avg
§112
30.6%
-9.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 500 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) was submitted on 03/12/2024. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-6 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yamauchi et al. NPL “Joint-Switching Architecture Utilizing Waveguide-Based Multicast Switch in CDC-ROADM for Multi-Core Fiber Networks” (hereinafter Yamauchi). Regarding Claim 1, Yamauchi teaches an optical transmission device (see Fig. 1, 2, and 5; page 1, line 11 to page 3, line 18) comprising: a wavelength cross connection unit (equivalent to the output of WSS on the drop side and cross-connect function of the WSS in fig. 1) that receives an optical signal transmitted from a first optical transmission device (equivalent to input to input fibers in fig. 1), separates the input optical signal according to a wavelength, and outputs each of the separated optical signals from a port corresponding to the wavelength (equivalent to separation by WSS on the drop side in fig. 1); and an optical switch (equivalent to the switch of the TPA indicated in fig. 2 and 5) that outputs an optical signal output from the wavelength cross connection unit from a port to which a destination subscriber device is connected (equivalent to output to transponders in fig. 1), wherein the wavelength cross connection unit outputs the optical signal toward the optical switch in a case where the optical signal is an optical signal addressed to a subscriber device connected under control of a host device (equivalent to output to the TPA on the drop side in fig. 1), and outputs the optical signal toward a second optical transmission device different from the first optical transmission device in a case where the optical signal is not an optical signal addressed to a subscriber device connected under control of the host device (equivalent to output of an optical signal from the drop side WSS to the add side WSS in fig. 1). Regarding Claim 2, Yamauchi teaches the optical transmission device according to claim 1, wherein the wavelength cross connection unit includes a plurality of wavelength multiplexing/separating units corresponding to the number of paths connected to other optical transmission lines (equivalent to WSS on the drop side in fig. 1), and the wavelength multiplexing/separating unit outputs the optical signal toward the optical switch in a case where the input optical signal is an optical signal addressed to a subscriber device connected under control of the host device (equivalent to output to the TPA on the drop side from the WSS on the drop side in fig. 1), and outputs the optical signal toward a wavelength multiplexing/separating unit connected to a path directed to a second optical transmission device different from the first optical transmission device in a case where the optical signal is not an optical signal addressed to a subscriber device connected under control of the host device (equivalent to output of an optical signal output from the drop side WSS to the add side WSS in fig. 1). Regarding Claim 3, Yamauchi teaches the optical transmission device according to claim 1, further comprising: a multiplexer/demultiplexer that inputs the optical signal output from the wavelength cross connection unit toward the optical switch, demultiplexes the optical signal into a plurality of optical signals according to a wavelength, and outputs the demultiplexed optical signals to the optical switch (equivalent to the splitters in fig. 2, 5). Regarding Claim 4, Yamauchi teaches the optical transmission device according to claim 1, further comprising: a wavelength tunable filter that is provided closer to a subscriber device than the optical switch and passes an optical signal with a wavelength assigned to the subscriber device connected to the optical transmission device (equivalent to wavelength tunable filters (WTFs) in fig. 2, 5). Regarding Claim 5, Yamauchi teaches the optical transmission device according to claim 4, wherein the wavelength tunable filter further passes a wavelength of an optical signal used for multicast (system employing waveguide-based multicast; see Abst. and I. Introduction). Regarding Claim 6, claim 6 is drawn to the method of using an apparatus the same as claimed in claim 1. As such, the limitations of claim 6 correspond to limitations of claim 1 and are therefore rejected for the same reason(s) of anticipation as stated above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID W LAMBERT whose telephone number is (571)272-7692. The examiner can normally be reached Monday to Friday, 10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kenneth Vanderpuye can be reached at (571)272-3078. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID W LAMBERT/Examiner, Art Unit 2634
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Prosecution Timeline

Mar 12, 2024
Application Filed
Jan 09, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12587302
I/Q CODING METHOD FOR WDM COMMUNICATION SYSTEM OVER OPTICAL FIBRE
2y 5m to grant Granted Mar 24, 2026
Patent 12580651
COMMUNICATION MODULE AND ELECTROMAGNETIC FLUX CONTROLLING MEMBER
2y 5m to grant Granted Mar 17, 2026
Patent 12574115
FREE-SPACE OPTICAL COMMUNICATION APPARATUS CONTROL APPARATUS, FREE-SPACE OPTICAL COMMUNICATION APPARATUS CONTROL SYSTEM, AND FREE-SPACE OPTICAL COMMUNICATION APPARATUS CONTROL METHOD
2y 5m to grant Granted Mar 10, 2026
Patent 12574114
COMMUNICATION APPARATUS, COMMUNICATION SYSTEM, COMMUNICATION CONTROL METHOD, AND RECORDING MEDIUM
2y 5m to grant Granted Mar 10, 2026
Patent 12560684
OPTICAL AMPLIFIER WITH INTEGRATED WAVELENGTH-SELECTIVE SWITCHING
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
89%
With Interview (+12.5%)
2y 0m
Median Time to Grant
Low
PTA Risk
Based on 500 resolved cases by this examiner. Grant probability derived from career allow rate.

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