Prosecution Insights
Last updated: October 02, 2026
Application No. 18/691,641

PHENYL CORE COMPOUNDS AS MGLU5 NEGATIVE ALLOSTERIC MODULATORS AND METHODS OF MAKING AND USING THE SAME

Non-Final OA §102
Filed
Mar 13, 2024
Priority
Sep 14, 2021 — provisional 63/244,062 +1 more
Examiner
SZNAIDMAN, MARCOS L
Art Unit
1628
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Vanderbilt University
OA Round
1 (Non-Final)
37%
Grant Probability
At Risk
1-2
OA Rounds
1y 0m
Est. Remaining
54%
With Interview

Examiner Intelligence

Grants only 37% of cases
37%
Career Allowance Rate
475 granted / 1273 resolved
-22.7% vs TC avg
Strong +16% interview lift
Without
With
+16.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
81 currently pending
Career history
1346
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
38.4%
-1.6% vs TC avg
§102
17.8%
-22.2% vs TC avg
§112
27.8%
-12.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1273 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION This office action is in response to applicant’s reply filed on July 24, 2026. Restrictions/Elections. Applicant’s election without traverse of Group I (Claims 1-10) in the reply filed on July 24, 2026, is acknowledged. Applicant election of the following species: PNG media_image1.png 140 374 media_image1.png Greyscale Is also acknowledged. Since the above species was found free of prior art, the examination was expanded to the following species: 3-fluoro-N-(6-methyl-2-pyridinyl)-5-(3-pyridinyl)-hydrobromide PNG media_image2.png 188 304 media_image2.png Greyscale Status of Claims Claims 1-10 and 12-22 are currently pending and are the subject of this office action. Claims 12-22 withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on March 4, 2013. Due to Applicant’s election of compound: PNG media_image1.png 140 374 media_image1.png Greyscale as the species corresponding to the formula of claim 1, the examination of the instant claims is restricted to the following CORE structure: PNG media_image3.png 182 404 media_image3.png Greyscale All other structures within the claims are not being examined, since they are not considered part of the elected invention, as such it is suggested that Applicant amends the claims accordingly in order to remove all non-elected inventions (see Improper Markush Group rejection below). The following species, corresponding to CORE structure of the above formula (see above) are under examination: 1) PNG media_image1.png 140 374 media_image1.png Greyscale elected by Applicant, which is free of prior art, and 2) PNG media_image2.png 188 304 media_image2.png Greyscale expanded by the Examiner. Compound 1) is encompassed by claims 1-10. Compound 2) is encompassed by claims 1-9. The combined set of claims that read on one or both species and, consequently, are presently under examination are: 1 -10. Priority PNG media_image4.png 66 384 media_image4.png Greyscale Claim Rejections – Improper Markush Group. Claims 1-10 are rejected under Improper Markush Group. The improper Markush Group Rejection is based on a judicially approved doctrine when the claim contains an improper grouping of alternatively useable species. A Markush claim contains an “improper Markush grouping” if: (1) The species of the Markush group do not share a single structural similarity,” or (2) the species do not share a common use. Members of a Markush group share a "single structural similarity” when they belong to the same recognized physical or chemical class or to the same recognized physical or chemical class or to the same art-recognized class. Members of a Markush group share a common use when they are disclosed in the specification or known in the art to be functionally equivalent (see Federal Register, Vol. 76, No. 27, Wednesday, February 9, 2011, p. 7166, left and middle columns, bridging paragraph). In the instant case, claim 1 recites the following general structure: PNG media_image5.png 148 154 media_image5.png Greyscale wherein A can be: PNG media_image6.png 126 164 media_image6.png Greyscale wherein X1 through X5 can be CH, CR1 or N, and X6 through X9 can be CH, CR1, S, O, NR1 or N, and wherein B can be: PNG media_image7.png 82 186 media_image7.png Greyscale wherein X10 through X14 can be CH, CR1 or N and X15 through X18 can be CH, CR1, S, O, NR1 or N. This will result in thousands of different CORE structures, each one classified in a different group/subgroup. These CORE structures encompass a wide variety of chemical species which are in different recognized physical classes and would embrace different chemical compounds that do not share any single structural similarity between the species and will have completely different structural and biological properties. These compounds lack unity of invention since they do not share a common utility and/or they do not share a substantial structural feature essential to that utility: In re Harnisch, 631 F.2d 716, 206 USPQ 300(CCPA 1980); and Ex parte Hozumi, 3 USPQ2d 1059 (Bd. Pat. App. & Int. 1984). In order to overcome this rejection, Applicant should amend the above claims according to the CORE structure: PNG media_image3.png 182 404 media_image3.png Greyscale Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-9 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kulkarni et. al. (J. Med. Chem (2009) 52: 3563-3575). For claims 1-9, Kulkarni teaches the following compound: 3-fluoro-N-(6-methyl-2-pyridinyl)-5-(3-pyridinyl)-hydrobromide PNG media_image2.png 188 304 media_image2.png Greyscale (See compound 37 on page 3565), wherein: X2 is N, X1 = X3 = X4 = X5 = CH, R = F, X10 = N, and X11 = X12 = X13 = X14 = CH. Conclusion No claims are allowed. Correspondence Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARCOS L SZNAIDMAN whose telephone number is (571)270-3498. The examiner can normally be reached Flexing M-F 7 AM-7 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amy L. Clark can be reached on 571 272-1310. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARCOS L SZNAIDMAN/ Primary Examiner, Art Unit 1628 July 27, 2026.
Read full office action

Prosecution Timeline

Mar 13, 2024
Application Filed
Sep 23, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12734146
Cobalt-Porphyrin Complexes for the Inactivation of the Biological Activity of Opioids
4y 6m to grant Granted Sep 15, 2026
Patent 12714696
LOW DOSE FLURALANER COMPOSITIONS FOR PROTECTION AGAINST PARASITIC INVERTEBRATE PEST
4y 10m to grant Granted Aug 25, 2026
Patent 12697389
USE OF DIKETONE COMPOUND IN PHOTODYNAMIC THERAPY OR DIAGNOSIS
4y 8m to grant Granted Aug 04, 2026
Patent 12692234
ROCK INHIBITORS AND USES THEREOF
1y 1m to grant Granted Jul 28, 2026
Patent 12685725
PRIDOPIDINE FOR THE TREATMENT OF MITOCHONDRIAL-ASSOCIATED DISEASES AND DISORDERS AND ENDOPLASMIC RETICULUM (ER) STRESS
5y 4m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
37%
Grant Probability
54%
With Interview (+16.2%)
3y 6m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1273 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month