Prosecution Insights
Last updated: April 19, 2026
Application No. 18/691,934

METHOD FOR DRY-MANUFACTURING SECONDARY BATTERY ELECTRODE

Non-Final OA §103§112
Filed
Mar 14, 2024
Examiner
WOLLSCHLAGER, JEFFREY MICHAEL
Art Unit
1742
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Yunsung F&C Co. Ltd.
OA Round
1 (Non-Final)
62%
Grant Probability
Moderate
1-2
OA Rounds
3y 6m
To Grant
91%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
610 granted / 990 resolved
-3.4% vs TC avg
Strong +30% interview lift
Without
With
+29.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
45 currently pending
Career history
1035
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
48.0%
+8.0% vs TC avg
§102
16.9%
-23.1% vs TC avg
§112
27.1%
-12.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 990 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-6, in the reply filed on November 4, 2025 is acknowledged. Claims 7 and 8 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 3-6 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. As to claims 3 and 6, the last clause of each of the claims recites “in the step f, if the mixture is discharged through the nozzle”. The limiting effect of the recitation is unclear. It is not clear whether the word “if” is intending to make discharging the mixture through the nozzle an optional step or whether a different word with a more clear and appropriate meaning in the context was intended. It appears to the examiner that this is a grammatical issue. If the intent is to make the discharging step optional, the limitation would be improper under 35 USC 112(d) since the claims from which the claims depend already require the mixture to be discharged through the nozzle. Appropriate correction and clarification are required. Further, claims 3 and 6 recite “the pores”. The recitation lacks antecedent basis in the claims. Further still, claims 3 and 6 recite “so that electrolytes are filled into the pores”. The limiting effect of the recitation is unclear. It is not clear whether electrolytes are filled into the pores necessarily as a result of the formed bubbles or whether electrolytes are merely able to be filled into the pores. This is the first mention of electrolytes in the claims. It is not clear whether the active materials and the conductive additives are the electrolytes in the written context or whether electrolytes are added from another source or whether the intent is to form pores within which electrolytes can be added. Appropriate correction and clarification are required. Regarding claim 4, the claim recites “the secondarily heated and agitated mixture” at step e. The recitation lacks antecedent basis in the claim. There is a primary heating step recited in step b, but there is no secondary heating step recited in claim 4 (note: claim 1 does have an explicitly secondary heating step, but this is not positively recited in claim 4). Appropriate correction and clarification are required. Claim 5 is rejected as a dependent claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-5 are rejected under 35 U.S.C. 103 as being unpatentable over Aladjov et al. (US 2004/019194) in view of either one of Song et al. (US 2021/0336241; published October 28, 2021; filed September 11, 2020, with a priority date of April 28, 2020) or Eastin et al. (US 2003/0205835). Regarding claim 1, Aladjov et al. teach method for manufacturing a dry electrode capable of/suitable for a secondary battery (Abstract; paragraphs [0002]-[0007] and [0032]) the method comprising mixing active materials and binders to make a mixture and putting the mixture to a screw mixer (Figure 1 (60) (68); paragraphs [0033], [0037]-[0042], [0097]-[0109]); rotating the screw mixer to move the mixture forward and allowing the mixture to be primarily heated and melted (Figure 1; paragraphs [0034]-[0041]); rotating the screw mixer to move the heated and melted mixture forward and allowing the mixture to be agitated (Figure 1; paragraphs [0034]-[0038]); rotating the screw mixer to move the agitated mixture forward and allowing the mixture to be secondarily heated and agitated (Figure 1; paragraphs [0034]-[0038]); rotating the screw mixer to pressurize the secondarily heated and agitated mixture forward and allowing the mixture to move to the end of a nozzle/die (Figure 1 (72); paragraphs [0036] and [0042]); allowing the mixture discharged to the form of a film through the nozzle/die to be compressed with rolls (paragraphs [0044] and [0077]) and attaching the film to a metal foil to manufacture the dry electrode (paragraphs [0044], [0077], and [0078]). Aladjov et al. generally teach compressing/compacting with rolls (paragraphs [0044] and [0077]), but do not explicitly teach the compressing with rolls is performed with rolls located above and under/below the mixture as claimed . However, each of Song et al. (Figure 1 (40) (41); paragraphs [0087]-[0094]) and Eastin et al. (paragraphs [0054], [0057], [0068] – 2 roll mill) teach analogous methods wherein the formed mixture is compressed/compacted with rolls located above and under/below the formed mixture as claimed. Therefore it would have been prima facie obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have combined the teaching of Aladjov et al. and either one of Song et al. or Eastin et al. and to have compressed/compacted the formed mixture of Aladjov et al. with rollers located above and under/below the formed mixture, as suggested by either one of Song et al. or Eastin et al., for the purpose, as suggested by the references, of effectively compressing/compacting the formed mixture into a uniform layer having desired properties ready for further use. As to claim 2, Aladjov et al teach adding conductive additives to the mixture (paragraphs [0050] and [0051]). As to claim 3, Aladjov et al. teach and suggest organic or inorganic foaming agents that are dissolved to gases by means of heat are added to the mixture (paragraphs [0052]-[0055]); the primary heating temperature is higher than a melting temperature of the binders so that the binders are melted and mixed with the active materials, the conductive additives, and the foaming agents (paragraphs [0033], [0037]-[0042] and [0050]-[0055]); the secondary heating temperature is higher than an evaporation temperature of the foaming agents so that the foaming agents are evaporated and mixed with the melted binders (paragraphs [0052]-[005]); the agitated mixture is pressurized and moves forward so that the evaporated foaming agents are mixed with the melted binders (paragraphs [0052]-[0055]); and the mixture is discharged through the nozzle, the foaming agents mixed with the melted binder are expanded to form air bubbles so that electrolytes are filled into the pores formed by the air bubbles (paragraphs [0042], [0052]-[0055]); see section 112b rejection above). It is further noted that these recited steps are conventional steps coupled with the conventional results associated with the conventional steps as one having ordinary skill in the extrusion and foaming art will recognize. Regarding claim 4, Aladjov et al. teach a method for manufacturing a dry electrode for a capable of/suitable for a secondary battery (Abstract; paragraphs [0002]-[0007] and [0032]), the method comprising mixing active materials and binders to make a mixture and putting the mixture to a screw mixer (Figure 1 (60) (68); paragraphs [0033], [0037]-[0042], [0097]-[0109]); rotating the screw mixer to move the mixture forward and allowing the mixture to be primarily heated and melted (Figure 1; paragraphs [0034]-[0041]); injecting gases or supercritical fluids into the screw mixer (paragraph [0054]); rotating the screw mixer to move the heated and melted mixture forward and allowing the mixture to be agitated (Figure 1; paragraphs [0034]-[0038]); rotating the screw mixer to pressurize the secondarily heated and agitated mixture forward and allowing the mixture to move to the end of a nozzle/die (Figure 1 (72); paragraphs [0036] and [0042]); allowing the mixture discharged to the form of a film through the nozzle/die to be compressed with rollers (paragraphs [0044] and [0077]); and attaching the film to a metal foil to manufacture the dry electrode (paragraphs [0044], [0077], and [0078]). Aladjov et al. generally teach compressing/compacting with rolls (paragraphs [0044] and [0077]), but do not explicitly teach the compressing with rolls is performed with rolls located above and under/below the mixture. However, each of Song et al. (Figure 1 (40) (41); paragraphs [0087]-[0094]) and Eastin et al. (paragraphs [0054], [0057], [0068] – 2 roll mill) teach analogous methods wherein the formed mixture is compressed/compacted with rolls located above and under/below the formed mixture. Therefore it would have been prima facie obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have combined the teaching of Aladjov et la. and either one of Song et al. or Eastin et al. and to have compressed/compacted the formed mixture of Aladjov et al. with rollers located above and under/below the formed mixture, as suggested by either one of Song et al. or Eastin et al., for the purpose, as suggested by the references, of effectively compressing/compacting the formed mixture into a uniform layer having desired properties ready for further use. As to claim 5, Aladjov et a. teach adding conductive additives to the mixture (paragraphs [0050] and [0051]). Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Aladjov et al. (US 2004/019194) in view of either one of Song et al. (US 2021/0336241; published October 28, 2021; filed September 11, 2020, with a priority date of April 28, 2020) or Eastin et al. (US 2003/0205835), as applied to claims 1-5 above, and further in view of either one of He et al. (US 2019/0312261) or Burnham et al. (US 6,616,434). As to claim 6, the combination teaches the method set forth above. Aladjov et al. teach injecting gas to form pores (paragraph [0054]), but do not teach gases or supercritical fluids are one or more of the materials as claimed However, each of He et al. (paragraphs [0119]-[0122], [0128], and [0132]; e.g. pentane, hydrocarbons, carbon dioxide, nitrogen, butane) and Burnham et al. (col. 5, lines 21-35; gases/supercritical fluids, such as carbon dioxide, nitrogen, hydrocarbons, noble gases) teach analogous methods wherein specific and applicable blowing/foaming agent gases or supercritical fluids as claimed are disclosed for use in forming pores. Therefore it would have been prima facie obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have combined the teaching of Aladjov et al., with either one of He et al. or Burnham et al. and to have utilized the gases/supercritical fluids as claimed in the method of Aladjov et al., as suggested by either one of He et al. or Burnham et al., for the purpose, as suggested by the references, of utilizing art recognized suitable and effective blowing/foaming agents known to form desired porosity in the produced articles. Aladjov et al. generally disclose injecting gases as pore forming materials. Each of the secondary references disclose art recognized pore forming materials. One having ordinary skill in the art would have been motivated to seek out and utilize known materials in view of the general teaching of Aladjov et al. Each of the secondary references provide teaching regarding these known and suitable materials. In the combination, the agitated mixture would be pressurized and move forward so that the gases or supercritical fluids injected thereinto are mixed with the melted binders; and the mixture discharged through the nozzle, the gases or supercritical fluids mixed with the melted binders are expanded to form air bubbles so that electrolytes are filled into the pores formed by the air bubbles (also see the section 112b rejection above). It is further noted that these recited steps are conventional steps coupled with the conventional results associated with the conventional steps as one having ordinary skill in the extrusion and foaming art will recognize. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Each of Singh et al. (US 2011/0136017; paragraph [0050]), Barton et al. (US 2003/0054245; paragraphs [0011], [0018], [0019], [0026]-[0041] and [0061]), Bauer (US 2001/0021473), and Subbaraman (US 2021/0280914) disclose analogous methods for producing electrodes. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jeff Wollschlager whose telephone number is (571)272-8937. The examiner can normally be reached M-F 7:00-3:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christina Johnson can be reached at 571-272-1176. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEFFREY M WOLLSCHLAGER/Primary Examiner, Art Unit 1742
Read full office action

Prosecution Timeline

Mar 14, 2024
Application Filed
Jan 21, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12594708
UPGRADING RECYCLED POLYVINYL BUTYRAL
2y 5m to grant Granted Apr 07, 2026
Patent 12558825
Mechanical Reticulation Of Polymeric-Based Closed Cell Foams
2y 5m to grant Granted Feb 24, 2026
Patent 12558831
Plant for producing an extruded silicone intermediate, use of a corotating twin-screw extruder, and process for producing a raw silicone extrudate
2y 5m to grant Granted Feb 24, 2026
Patent 12552093
Method and Device for Metering Building Material in a Generative Production Method
2y 5m to grant Granted Feb 17, 2026
Patent 12553174
ROLLER APPARATUS
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
62%
Grant Probability
91%
With Interview (+29.6%)
3y 6m
Median Time to Grant
Low
PTA Risk
Based on 990 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month