Prosecution Insights
Last updated: August 17, 2026
Application No. 18/692,111

Industrial Data Integration Device, Method and Computer Readable Storage Medium

Non-Final OA §102
Filed
Mar 14, 2024
Priority
Sep 15, 2021 — nonprovisional of PCTCN2021118567
Examiner
COLLINS, GARY
Art Unit
2115
Tech Center
2100 — Computer Architecture & Software
Assignee
Siemens Aktiengesellschaft
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
417 granted / 502 resolved
+28.1% vs TC avg
Strong +16% interview lift
Without
With
+15.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
17 currently pending
Career history
520
Total Applications
across all art units

Statute-Specific Performance

§101
9.1%
-30.9% vs TC avg
§103
40.7%
+0.7% vs TC avg
§102
26.7%
-13.3% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 502 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Allowable Subject Matter Claims 5, 11 and 12 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Specification The disclosure is objected to because of the following informalities: “RS323” is repeatedly referred to in the specification, however, should be –RS232--. Appropriate correction is required. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “first interaction module” “life cycle management module” and “service discovery module” in claims 1 and 15. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. “first interaction module” – Fig. 1 104, processor 701 and spec pg. 23 “life cycle management module” - 102 and processor 701 and “service discovery module” - 103 and processor 701 If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4, 6-10, and 13-15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by LEE et al. US 2017/0149867 A1. LEE teaches: 1. (Currently Amended) An industrial data integration device comprising: a first interaction module [Fig. 1 110 – first platform server] to interact with a first industrial field device [Fig. 1 111 – first device] based on a non-standard protocol [para. 0055, “In this instance, since the first device 111 and the second device 121 are connected to different platform servers, respectively, communication may be impossible using only one of the first platform server 110 and the second platform server 120.”]; a life cycle management module [interaction server 130] to manage a life cycle of the first interaction module [para. 0056, “The interaction server 130 refers to a server that enables the interaction between the first platform server 110 and the second platform server 120 providing different platforms, and enables communication between the first device 111 registered to the first platform server 110 and the second device 121 registered to the second platform server 120 through the interaction between the first platform server 110 and the second platform server 120.”]; and a service discovery module [Fig. 1 110] to discover a first service provided by the first interaction module [para. 0015, “The request for the device may include a request for at least one of a device list of devices registered to the second platform server, a control of the device, and an event subscription of the device.”]; wherein the first service is related to an interaction between the first interaction module and the first industrial field device [para. 0108, “In operation 701, the first device 710 may transmit a request for controlling the second device 780 to a first platform server 720.” Interaction server manages the communication so that first device can communicate or control with second device when ordinarily incompatible]. LEE teaches: 2. (Currently Amended) The device according to claim 1, further comprising: a second interaction module [Fig. 1 120 ] to interact with a second industrial field device [Fig. 1 121 second device] based on a standard protocol; wherein the life cycle management module [Fig. 1 130 interaction server] is further configured to manage a life cycle of the second interaction module; the service discovery module [Fig. 1 110 or 120] is further configured to discover a second service provided by the second interaction module; and wherein the second service is related to the interaction between the second interaction module and the second industrial field device. LEE teaches: 3. (Currently Amended) The device according to claim 1, further comprising: a service providing module to register the first service or the second service; and to provide the registered first service or the registered second service via a Web server. [poara 0059-00062] LEE teaches: 4. (Currently Amended) The device according to claim 1, wherein: the life cycle management module is configured to receive configuration information of the first interaction module; [paras 0064-0065] the configuration information of the first interaction module includes a first description field with a first general data structure and a second description field with a second general data structure; [paras. 0072-0073 – data structures] the first description field describes the first service provided by the first interaction module and a third service required by the first interaction module; [paras. 0072-0073 – data structures] the second description field describes a basic information of the first interaction module and callback functions related to the life cycle of the first interaction module; [paras. 0072-0073 – data structures and para. 0015, “The request for the device may include a request for at least one of a device list of devices registered to the second platform server, a control of the device, and an event subscription of the device.”] the life cycle management module is configured to determine the first service and the third service by parsing the first description field; [paras. 0072-0073 – data structures and para. 0015, “The request for the device may include a request for at least one of a device list of devices registered to the second platform server, a control of the device, and an event subscription of the device.”] the life cycle management module is configured to determine basic information of the first interaction module and callback functions related to the life cycle of the first interaction module by parsing the second description field; [paras. 0072-0073 – data structures and para. 0015, “The request for the device may include a request for at least one of a device list of devices registered to the second platform server, a control of the device, and an event subscription of the device.”] and the life cycle management module is configured to manage the life cycle of the first interaction module by using the basic information of the first interaction module and the callback functions related to the life cycle of the first interaction module; [paras. 0072-0073 – data structures and para. 0015, “The request for the device may include a request for at least one of a device list of devices registered to the second platform server, a control of the device, and an event subscription of the device.”] and the service discovery module is configured to establish a first mapping relationship between the first service and the third service, and initiate a registration process for the first service according to the basic information of the first interaction module and the first mapping relationship. [para. 0010-0012, 0016, 0018] LEE teaches: 6. (Currently Amended) The device according to claim 3, further comprising an authentication module to perform authentication processing on a requesting party requesting access to the registered first service or the registered second service. [para. 0128-0135] LEE teaches: 7. (Currently Amended) The device according to claim 3, further comprising: a storage module, configured to store first industrial data obtained by the first interaction module from the first industrial field device and second industrial data obtained by the second interaction module from the second industrial field device, in a memory; [Fig. 1 110 and 120] a data analysis module, configured to perform data analysis on the first industrial data and the second industrial data stored in the memory the memory in response to a data analysis request received via the Web server. [para. 0131, “In operation 805, the first adaptor 830 may transmit the event subscription request to a routing server 850 together with the token. The routing server 850 may transfer the event subscription request and the token to a second adaptor 860.”] Regarding method claims 8-14, these method claims recite the steps for executing the functions recited in apparatus claims 1-7 above and are rejected on the same grounds and rationale as corresponding claims above. Regarding apparatus claim 15, this claim recites a processor and a memory in addition to the functions as in claim 1, however, the “modules” of claim 1 invoke 112(f) and include the structure of the processor and memory as part of the claim limitations. Thus claim 15 is rejected as claim 1 above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GARY COLLINS whose telephone number is (571)270-0473. The examiner can normally be reached Monday - Friday 1-930PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kamini Shah can be reached at (571) 272-2279. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GARY COLLINS/Primary Examiner, Art Unit 2115
Read full office action

Prosecution Timeline

Mar 14, 2024
Application Filed
Jul 29, 2026
Non-Final Rejection mailed — §102 (current)

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+15.7%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 502 resolved cases by this examiner. Grant probability derived from career allowance rate.

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