Prosecution Insights
Last updated: October 02, 2026
Application No. 18/692,307

POWER HEADROOM REPORT FOR MULTI-PUSCH REPETITIONS

Final Rejection §103
Filed
Mar 14, 2024
Priority
Nov 08, 2021 — nonprovisional of PCTCN2021129271
Examiner
PEREZ, JULIO R
Art Unit
2644
Tech Center
2600 — Communications
Assignee
Qualcomm Incorporated
OA Round
2 (Final)
83%
Grant Probability
Favorable
3-4
OA Rounds
3m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
594 granted / 714 resolved
+21.2% vs TC avg
Moderate +9% lift
Without
With
+9.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
37 currently pending
Career history
745
Total Applications
across all art units

Statute-Specific Performance

§101
5.6%
-34.4% vs TC avg
§103
58.7%
+18.7% vs TC avg
§102
16.1%
-23.9% vs TC avg
§112
9.7%
-30.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 714 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1, 20, 29 and 30 have been amended. Claims 1-30 are currently pending and are considered below Response to Arguments Applicants’ arguments filed 06/03/2026 have been fully considered but they are not persuasive. With respect to claim 1, Applicant argues that Nokia fails to disclose or suggest selecting a second PUSCH to carry a second MAC-CE having a second PHR based on the third PUSCH or the first PUSCH, wherein the first PUSCH is different from the second PUSCH and the first MAC-CE is different from the second MAC-CE, as in independent claims 1, 20, 29, and 30. (Remarks: page 12, 3th paragraph). The Examiner respectfully disagrees and submits that Nokia discloses (Proposal 3.3-2 : “For option 4, support the following: When PHR MAC-CE is reported in slot n, for a CC that is configured with mTRP PUSCH repetition, PHR value(s) are determined as, the first PHR value is reported same as Rel. 15/16,” see page 24. The POSITA would understand this as a disclosure that a selection of a PUSCH to carry a MAC-CE with a PHR occurs). Examiner further adds that Nokia discloses first and second PUSCH. The POSITA would understand this a disclosure that have first and second PUSCH. Furthermore, R1-2108299, Moderator (NOKIA et al) does not expressly disclose determining the PHR values based on third and fourth PUSCH for PHR reporting. However, Gao discloses FIG. 5 illustrates a schematic diagram of a process for reporting a PHR MAC-CE under carrier aggregation. In the multi-TRP-based PUSCH transmission process, for the single-TRP transmission, the PH calculation is performed on carrier 1 and the PHR is reported. … calculation is performed on the transmission occasion corresponding to #slot n to obtain the PH, and for the TRP2 direction (beam 2), it is not sure whether to use the transmission occasion corresponding to slot n−1 or use the transmission occasion corresponding to slot n+2 to calculate the PH. … ,Gao, [0055] and Figure 5; and [0107] FIG. 10 is a flowchart illustrating a method for reporting a PHR according to some embodiments. The method for reporting the PHR may be performed alone or in combination with other embodiments of the disclosure. As illustrated in FIG. 10, the method for reporting the PHR is applied in the terminal and includes the following steps. … Gao, [0107]-[0112]. Therefore, it would have been obvious to a person having ordinary skill in the art before the effective date of the claimed invention to combine the teachings of R1-2108299, Moderator (NOKIA et al) with Gao in order to support calculations of the power headroom report values based on multiple PUSCHs for PHR reporting in order to satisfy the timeline requirements of the PHR calculation, to enhance the process of the PHR measurement and reporting (Gao, [0056]). Accordingly, it would have been obvious to a person of ordinary skill in the art before the effective date of the claimed invention to combine the teachings of R1-2108299 with Gao in order to arrive at the invention specified in claim 1. Applicant further argues that “nowhere in Gao is there any mention of the aforementioned limitations of independent claims 1, 20, 29, and 30.” (Remarks: page 13, 4th paragraph). Examiner the Examiner respectfully disagrees and submits that it is not Nokia that teaches the limitations, it is the combination of Nokia and Gao that meet the claim limitations. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-8, 11, 13, 20-26, 29-30 are rejected under 35 U.S.C. 103 as being unpatentable over 3GPP Draft, R1-2108299, Moderator (NOKIA et al) in view of Gao (US 2024/0365252). Regarding claim 1, R1-2108299, Moderator (NOKIA et al) discloses an apparatus (“the UE” see page 24, section 3.1) for wireless communication at a user equipment (UE), comprising: a memory; and at least one processor coupled to the memory (UE, page 24) and configured to: select a first physical uplink shared channel (PUSCH) to carry a first medium access control (MAC) control element (CE) (MAC-CE) having a first power headroom report (PHR) (Proposal 3.3-2 : “For option 4, support the following: When PHR MAC-CE is reported in slot n, for a CC that is configured with mTRP PUSCH repetition, PHR value(s) are determined as, The first PHR value is reported same as Rel. 15/16,” see page 24. The POSITA would understand this as a disclosure that a selection of a PUSCH to carry a MAC-CE with a PHR occurs); determine a first value of the first PHR based on a [third] PUSCH (The PHR value is determined based on a specific PUSCH repetition, Proposal 3.3.2 “If the first PHR value is actual PHR (based on Rel. 15/16) corresponding to a repetition among mTRP PUSCH repetitions associated with a given TRP, the second PHR value, select Alt. 1A or Alt. 2A,” see page 24); select a second PUSCH to carry a second MAC-CE having a second PHR based on [the third PUSCH or] the first PUSCH (“If the first PHR value is actual PHR (based on Rel. 15/16) corresponding to a repetition among mTRP PUSCH repetitions associated with a given TRP, the second PHR value, select Alt. 1A or Alt. 2A,” see page 24; also, page 30, issue 3.3, reporting of two PHRs and their association with different TRPs and PUSCH repetitions); and determine a second value of the second PHR based on [a fourth] PUSCH (the second PHR value is determined based on another PUSCH repetition, see page 24, Alt 1A “When there are more than one repetitions associated with the other TRP, the second PHR is calculated considering on the following repetition, If there are repetition(s) towards the other TRP which transmit after the repetition used to calculate first PHR, the UE select the latest repetition among them. Otherwise, the UE select the earliest repetition which transmitted before the repetition used to calculate first PHR.”); PUSCH, wherein the first PUSCH is different from the second PUSCH and the first MAC-CE is different from the second MAC-CE (the second PHR value is determined based on another PUSCH repetition, see page 24, Alt 1A “When there are more than one repetitions associated with the other TRP, the second PHR is calculated considering on the following repetition, If there are repetition(s) towards the other TRP which transmit after the repetition used to calculate first PHR, the UE select the latest repetition among them. Otherwise, the UE select the earliest repetition which transmitted before the repetition used to calculate first PHR.”). Nokia discloses first and second PUSCH. The POSITA would understand this a disclosure that have first and second PUSCH). R1-2108299, Moderator (NOKIA et al) does not expressly disclose determining the PHR values based on third and fourth PUSCH for PHR reporting. However, Gao discloses FIG. 5 illustrates a schematic diagram of a process for reporting a PHR MAC-CE under carrier aggregation. In the multi-TRP-based PUSCH transmission process, for the single-TRP transmission, the PH calculation is performed on carrier 1 and the PHR is reported. … calculation is performed on the transmission occasion corresponding to #slot n to obtain the PH, and for the TRP2 direction (beam 2), it is not sure whether to use the transmission occasion corresponding to slot n−1 or use the transmission occasion corresponding to slot n+2 to calculate the PH. … ,Gao, [0055] and Figure 5; and [0107] FIG. 10 is a flowchart illustrating a method for reporting a PHR according to some embodiments. The method for reporting the PHR may be performed alone or in combination with other embodiments of the disclosure. As illustrated in FIG. 10, the method for reporting the PHR is applied in the terminal and includes the following steps. … Gao, [0107]-[0112]. Therefore, it would have been obvious to a person having ordinary skill in the art before the effective date of the claimed invention to combine the teachings of R1-2108299, Moderator (NOKIA et al) with Gao in order to support calculations of the power headroom report values based on multiple PUSCHs for PHR reporting in order to satisfy the timeline requirements of the PHR calculation, to enhance the process of the PHR measurement and reporting (Gao, [0056]). Accordingly, it would have been obvious to a person of ordinary skill in the art before the effective date of the claimed invention to combine the teachings of R1-2108299 with Gao in order to arrive at the invention specified in claim 1. Regarding claim 2, in the obvious combination, R1-2108299 in view of Gao discloses the apparatus of claim 1, further comprising a transceiver coupled to the at least one processor (Gao, Figure 14, processing 302, communication component 316). Regarding claim 3, in the obvious combination, R1-2108299 discloses the apparatus of claim 1, wherein the first PUSCH is on a first component carrier (CC) (with the first slot in which the PUSCH carrying PHR in CC1, see page 31, Issue #3.3: PHR reporting). Regarding claim 4, in the obvious combination, R1-2108299 discloses the apparatus of claim 1, wherein the first PHR is carried on the first MAC-CE on a first available PUSCH (For a PUCCH resource with two spatial relation info’s, it is supported that MAC-CE on single PUCCH, see page 20, Mediatek table). Regarding claim 5, in the obvious combination, R1-2108299 discloses the apparatus of claim 4, wherein the first available PUSCH corresponds to an initial transmission of a first transport block (TB) that accommodates the first MAC-CE (support that the initial transmission can start also from the first transmission occasion, … i.e., initial transmission of a transport block may start towards any TRP, see page 52, Proposal 3.8: For RV mapping of type 1 or type 2). Regarding claim 6, in the obvious combination, R1-2108299 discloses the apparatus of claim 1, wherein the first value of the first PHR comprises at least one of a first actual value or a first virtual value (If the first PHR value is actual PHR (based on Rel. 15/16) corresponding to a repetition among mTRP PUSCH repetitions associated with a given TRP, see page 24, Proposal 3.3-2 : For option 4). Regarding claim 7, in the obvious combination, R1-2108299 discloses the apparatus of claim 6, wherein the first value of the first PHR comprises the first actual value if the first PHR corresponds to an actual PUSCH transmission occasion (Actual PHR is calculated based on the first PUSCH occasion towards the PUSCH-receiving TRP, page 31, Original Proposal 3.3-2: For option 4). Regarding claim 8, in the obvious combination, R1-2108299 discloses the apparatus of claim 6, wherein the first value of the first PHR comprises the first virtual value if the first PHR corresponds to a reference PUSCH transmission (PHR calculation is done at slot n and that can be the reference occasion for the PHR calculation even though the actual PHR cannot represent all the actual transmission power (slot n-1 or slot n+2), page 38, Issue #3.3: PHR reporting, SAMSUNG table). Regarding claim 11, in the obvious combination, R1-2108299 discloses the apparatus of claim 1, wherein the first PUSCH and the second PUSCH are on a same component carrier (CC) (CC1 overlap with at least one m-TRP PUSCH repetitions of other CC (CC2), page 31, Issue #3.3: PHR reporting). Regarding claim 13, in the obvious combination, R1-2108299 discloses the apparatus of claim 11, wherein the second PHR is carried on the second MAC-CE on a first available PUSCH corresponding to an initial transmission of a second TB that accommodates the second MAC-CE (Support MAC-CE activating two sets of power control parameters (for FR1) for a group of PUCCH resources in a CC, page 15, Proposal 2.4-1: For the grouping of PUCCH resources). Claim 20 contains subject matter similar to claim 1, and thus, is rejected under similar rationale. Claim 21 contains subject matter similar to claim 3, and thus, is rejected under similar rationale. Claim 22 contains subject matter similar to claim 4, and thus, is rejected under similar rationale. Claim 23 contains subject matter similar to claim 5, and thus, is rejected under similar rationale. Claim 24 contains subject matter similar to claim 6, and thus, is rejected under similar rationale. Claim 25 contains subject matter similar to claim 7, and thus, is rejected under similar rationale. Claim 26 contains subject matter similar to claim 8, and thus, is rejected under similar rationale. Claim 29 contains subject matter similar to claim 1, and thus, is rejected under similar rationale. Claim 30 contains subject matter similar to claim 1, and thus, is rejected under similar rationale. Allowable Subject Matter Claims 9, 10, 14-19, 27, 28 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Claims 9, 10, 14-19, 27 and 28 would be allowable because the closest prior art NOKIA (R1-2108299) in view of Gao (US 2024/0365252) disclose PHR carried on the MAC-CEs and on available PUSCHs, but the closest prior art either alone or in combination, fail to anticipate or render obvious the apparatus or method further comprising: wherein the second PUSCH is selected on a second component carrier (CC) if the first value of the first PHR comprises a first actual value and the third PUSCH corresponds to an actual PUSCH transmission occasion associated with a given sounding reference signal (SRS) resource set among multiple PUSCH repetitions of multiple transport blocks (TBs) associated with a plurality of SRS resource sets (Claims 9 and 27); wherein the second PUSCH is selected to carry the second PHR if the first PUSCH corresponds to a PUSCH transmission occasion associated with a sounding reference signal (SRS) resource set among multiple PUSCH repetitions of multiple transport blocks (TBs) associated with a plurality of SRS resource sets (Claim 12); wherein the second value of the second PHR comprises a second actual value if the first value of the first PHR comprises a first actual value corresponding to a PUSCH transmission occasion associated with a first sounding reference signal (SRS) resource set among multiple PUSCH repetitions of multiple transport blocks (TBs) associated with a plurality of SRS resource sets, wherein an earliest PUSCH transmission occasion from PUSCH transmission occasions associated with a second SRS resource set that occurs after the PUSCH transmission occasion used to calculate the first value of the first PHR is selected as the fourth PUSCH, or wherein a latest PUSCH transmission occasion that is transmitted before the PUSCH transmission occasion used to calculate the first value of the first PHR is selected as the fourth PUSCH (Claim 14); wherein the second value of the second PHR comprises a second actual value if the first value of the first PHR comprises a first actual value corresponding to a PUSCH transmission occasion associated with a first sounding reference signal (SRS) resource set among multiple PUSCH repetitions of multiple transport blocks (TBs) associated with a plurality of SRS resource sets, wherein an earliest PUSCH transmission occasion associated with a second SRS resource set in a first slot that overlaps with one or more slots of the second MAC-CE for the second PHR is selected as the fourth PUSCH (Claim 15); wherein the second value of the second PHR comprises a second actual value if the first value of the first PHR comprises a first actual value and does not correspond to a PUSCH transmission occasion associated with a first sounding reference signal (SRS) resource set among multiple PUSCH repetitions of multiple transport blocks (TBs) associated with a plurality of SRS resource sets, and if at least one transmission occasion associated with a SRS resource set among the multiple PUSCH repetitions of the multiple TBs associated with the plurality of SRS resource sets is transmitted in a first slot that is overlapped with one or more slots of the second MAC-CE for the second PHR, wherein the second value of the second PHR is based on a first PUSCH transmission occasion in a first slot that is overlapped with the one or more slots of the second MAC-CE for the second PHR, or wherein the second value of the second PHR is based on the PUSCH transmission occasion that is associated with an SRS resource set that is different from the SRS resource set of the PUSCH transmission occasion for the first PHR and is closest to the second PUSCH (Claim 16); wherein the second value of the second PHR comprises a second actual value if the first value of the first PHR comprises a first actual value and does not correspond to a PUSCH transmission occasion associated with a first sounding reference signal (SRS) resource set among multiple PUSCH repetitions of multiple transport blocks (TBs) associated with a plurality of SRS resource sets, and if at least one transmission occasion associated with a second SRS resource set among the multiple PUSCH repetitions of the multiple TBs associated with the plurality of SRS resource sets is transmitted in a first slot that is overlapped with one or more slots of the second MAC-CE for the second PHR and the second SRS resource set that is different from the first SRS resource set of the PUSCH transmission occasion for the first PHR, wherein the second value of the second PHR is based on an earliest PUSCH transmission occasion associated with the second SRS resource set in a first slot that overlaps with the one or more slots of the second MAC-CE for the second PHR (Claim 17); wherein the second value of the second PHR comprises a second actual value if the first value of the first PHR comprises a first virtual value, and if at least one transmission occasion associated with a sounding reference signal (SRS) resource set among multiple PUSCH repetitions of multiple transport blocks (TBs) associated with a plurality of SRS resource sets is transmitted in a first slot that is overlapped with one or more slots of the second MAC-CE for the second PHR, wherein the second value of the second PHR is based on a first PUSCH transmission occasion that is associated with a second SRS resource set in a first slot that is overlapped with the one or more slots of the second MAC-CE for the second PHR, or wherein the second value of the second PHR is based on a PUSCH transmission occasion that is associated with a second sounding reference signal (SRS) resource set and closest to the second PUSCH (Claim 18); and wherein the second value of the second PHR comprises a first actual value if the first value of the first PHR comprises a first virtual value, and if at least one transmission occasion associated with a second sounding reference signal (SRS) resource set among multiple repetitions of multiple transport blocks (TBs) associated with a plurality of SRS resource sets is transmitted in a first slot that is overlapped with one or more slots of the second MAC-CE for the second PHR and the second SRS resource set that is different from a first SRS resource set of a PUSCH transmission occasion for the first PHR, or wherein an earliest PUSCH transmission occasion from a plurality of PUSCH transmission occasions associated with the second SRS resource set is selected for the fourth PUSCH (Claim 19), as defined in the specification, in combination with all other limitations in the claim(s) as defined by applicant. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JULIO R PEREZ whose telephone number is (571)272-7846. The examiner can normally be reached 10Am - 6PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kathy Wang-Hurst can be reached at 5712705371. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JULIO R PEREZ/Primary Examiner, Art Unit 2644
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Prosecution Timeline

Mar 14, 2024
Application Filed
Mar 05, 2026
Non-Final Rejection mailed — §103
Jun 03, 2026
Response Filed
Aug 28, 2026
Final Rejection mailed — §103 (current)

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Expected OA Rounds
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Grant Probability
92%
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