Prosecution Insights
Last updated: October 02, 2026
Application No. 18/692,467

METHODS AND MATERIALS FOR ASSESSING AND TREATING ORAL LICHEN PLANUS

Non-Final OA §101§103
Filed
Mar 15, 2024
Priority
Nov 09, 2021 — provisional 63/277,425 +1 more
Examiner
SWITZER, JULIET CAROLINE
Art Unit
Tech Center
Assignee
Mayo Foundation for Medical Education and Research
OA Round
1 (Non-Final)
42%
Grant Probability
Moderate
1-2
OA Rounds
1y 2m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allowance Rate
219 granted / 516 resolved
-17.6% vs TC avg
Strong +54% interview lift
Without
With
+54.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
43 currently pending
Career history
565
Total Applications
across all art units

Statute-Specific Performance

§101
20.0%
-20.0% vs TC avg
§103
22.9%
-17.1% vs TC avg
§102
15.1%
-24.9% vs TC avg
§112
31.7%
-8.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 516 resolved cases

Office Action

§101 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I and TP53 without traverse in the reply filed on 6/11/2026 is acknowledged. Improper Markush Grouping Claims 19-22, 32-36, and 46-47 are rejected on the basis that it contains an improper Markush grouping of alternatives. See In re Harnisch, 631 F.2d 716, 721-22 (CCPA 1980) and Ex parte Hozumi, 3 USPQ2d 1059, 1060 (Bd. Pat. App. & Int. 1984). A Markush grouping is proper if the alternatives defined by the Markush group (i.e., alternatives from which a selection is to be made in the context of a combination or process, or alternative chemical compounds as a whole) share a “single structural similarity” and a common use. A Markush grouping meets these requirements in two situations. First, a Markush grouping is proper if the alternatives are all members of the same recognized physical or chemical class or the same art-recognized class, and are disclosed in the specification or known in the art to be functionally equivalent and have a common use. Second, where a Markush grouping describes alternative chemical compounds, whether by words or chemical formulas, and the alternatives do not belong to a recognized class as set forth above, the members of the Markush grouping may be considered to share a “single structural similarity” and common use where the alternatives share both a substantial structural feature and a common use that flows from the substantial structural feature. See MPEP § 2117. The Markush grouping of the listing of different nucleic acids encoding different polypeptides is improper because the alternatives defined by the Markush grouping do not share both a single structural similarity and a common use for the following reasons: The different methods for detecting mutants do not share a common structure because the genes themselves do not share a common structure. There is no expectation from the prior art that these would all work interchangeably in the claimed method, and the specification also demonstrates different mutation profiles with regard to which genes are present in OSCC or indolent OLP or in OLP that is not indolent (see example 1). To overcome this rejection, Applicant may set forth each alternative (or grouping of patentably indistinct alternatives) within an improper Markush grouping in a series of independent or dependent claims and/or present convincing arguments that the group members recited in the alternative within a single claim in fact share a single structural similarity as well as a common use. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 19-22 and 32-33 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea and a natural phenomenon without significantly more. The claim(s) recite(s) “determining that a cell of said OLP comprisies a mutant version” with no step recited to limit the “determining.” Thus, the claim encompasses reviewing data, such as a medical chart, to accomplish the determining and this is a mental process abstract idea. The claims further recite “thereby identifying said OLP as being likely to progress to OSCC” which sets forth a natural phenomenon: the relationship between gene mutation(s) and OSCC. This judicial exception is not integrated into a practical application because the step of administering an “immunosuppressive or immunomodulatory agent” is extremely broad, and not all agents within this class are reasonably considered to be treatments for OLP, and in particular OLP that is indicated to progress to OSCC. There is no nexus between the treatment and the judicial exception. Claim 33 recites the broad class of immunosuppressive or immunomodulatory agent that is a biologic agent” which still is not specific and encompasses biologic agents that are not OLP treatments. Furthermore, since the other recited treatments are treatments that would be routinely used to treat all OLP, regardless of genotype, there is no nexus between these treatments and the natural phenomenon JE. The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the only step in addition to the judicial exception is to treat the patient using routine treatments see Najafi and Lavanya, of record. Claim(s) 19, 20, 32, 33, 34, 35, 46, and 47 is/are rejected under 35 U.S.C. 103 as being unpatentable over Najafi (US 2014/0249118) in view of Tabatabaei (IDS 1/22/26) and Safuanovna (RU250222C1). Citations in this Office action to Safuanovna are to the machine translation, which is attached to the publication. Najafi teaches a method of treating patients with oral lichen planus (OLP) by administering a combination of triamcinolone and retinoic acid, wherein triamcinolone is a corticosteroid (title and abstract). Najafi teaches that long-standing oral lichen planus may develop into squamous cell carcinoma of the mouth (¶ 17). The patients are men and women, wherein men and women are humans (¶ 30). While Najafi teaches a method of treating a mammal having OLP, the reference does not teach a determining that a cell of said OLP comprises a mutant version of nucleic acid encoding a TP53 polypeptide. Tabatabaei teaches determining the presence of a Proline mutation at codon 72 in patients having oral lichen planus. The reference teaches in OLP the mutation was higher that than in the control patients, with the proline allele in OLP being more frequent than arginine allele (p. 248, 2nd column). The reference teaches that the results of the study might indicate premalignant potential of OLP and that the proline polymorphism might be a genetic predisposing factor for conversion to carcinoma. Tabatabaei teaches directly detecting the mutation in nucleic acid encoding a TP53 polypeptide (p. 247, Col. 1-2). Further, Safuanovna et al. teaches that the Proline allele of this same mutation is indicative of a malignant transformation of the erosive-ulcerative form of oral lichen planus. See ¶0001 and throughout. The reference teaches that identifying genotypes with an increased risk of developing malignant neoplasms of the oral mucosa at the preclinical stage of the disease would allow for the implement of therapeutic measures in carriers of the risk genotypes (¶0078). It would have been prima facie obvious to one of ordinary skill in the art, prior to the effective filing date of the instantly claimed invention, to combine the method of treating oral lichen planus of Najafi, with the method of detecting tp53 mutation in a patient having oral lichen planus, to arrive at the instantly claimed methods. One of ordinary skill in the art would have been motivated to combine the methods of Najafi with the methods of Tabatabaei because both Tabatabaei and Safaunovna teach detection of mutation in p53 in patients with OLP, and suggest monitoring and treating such patients. Furthermore, it is prima facie obvious to combine known elements in the art, a method of detecting p53 mutation in OLP and a method of treating lichen planus, to yield the predictable result of assaying and treating lichen planus. Regarding the thereby clause of claim 19, part (a), this clause states an inherent outcome of the method and does not require any further action that that suggested by the references. Claim(s) 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Najafi (US 2014/0249118) in view of Tabatabaei (IDS 1/22/26) and Safuanovna (RU250222C1) as applied to claims 19, 20, 32, 33, 34, 35, 46, and 47 above, and further in view of Detailed Brush Cytology. The teachings of Najafi, Tabatabaei and Safuanovna are given previously in this Office action and are fully incorporated here. The references do not teach testing cells within a cytology brushing sample. Detailed Brush Cytology (DBC) teaches the brush as an accurate technique for obtaining oral samples for cancer screening (pg. 2). Brush samples remove tissue from all three epithelial layers of the oral mucosa, as opposed to other known methods of collecting samples that only obtain exfoliated oral cells (pg. 5). The brush biopsy is a reliable and immediate way of determining the malignancy or non-malignancy of lesions, thus providing a way of identifying unsuspected oral cancers at early and curable stages (pg. 6). It would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the instant application to substitute the samples with the cytology brushing samples of DBC, to arrive at the instantly claimed methods of obtaining cells within a cytology brushing sample. One of ordinary skill in the art would have been motivated to substitute the cytology brushing samples of DBC for the samples of Najafi in view of Tabatabaei and Safuanovna, with a reasonable expectation of success, because DBC teaches cytology brushing samples as achieving a more accurate and sensitive method of detecting oral cancers at early and curable states. Furthermore, substituting equivalents, methods of obtaining samples, known for the same purpose, detecting oral cancers, is prima facie obvious, see MPEP 2144.06. Claim(s) 22 and 36 is/are rejected under 35 U.S.C. 103 as being unpatentable over Najafi (US 2014/0249118) in view of Tabatabaei (IDS 1/22/26) and Safuanovna (RU250222C1) as applied to claims 19, 20, 32, 33, 34, 35, 46, and 47 above, and further in view of Oliveira (PTO-892). The teachings of Najafi, Tabatabaei and Safuanovna are given previously in this Office action and are fully incorporated here. Oliveira teaches the squamous epithelium lining the oral cavity and that normal oral mucosa is covered by a stratified squamous epithelium (pgs. 709, 710, and 711). PNG media_image1.png 427 648 media_image1.png Greyscale It would have been prima facie obvious to one of ordinary skill in the art, prior to the effective filing date of the instantly claimed invention, to test squamous epithelium cells from the samples of Najafi in view of Tabatabaei and Safuanovna, to arrive at the instantly claimed methods of squamous epithelial cells affected by LP. One of ordinary skill in the art would have been motivated to test the squamous epithelial cells in or near the OLP because the prior art teaches that OLP can develop into squamous cell carcinoma, and the oral mucosa covered by stratified squamous epithelium cells. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Juliet Switzer whose telephone number is (571)272-0753. The examiner can normally be reached Monday to Thursday, 8:00 AM-3:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Winston Shen can be reached at (571)-272-3157. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Juliet Switzer Primary Examiner Art Unit 1682 /JULIET C SWITZER/Primary Examiner, Art Unit 1682
Read full office action

Prosecution Timeline

Mar 15, 2024
Application Filed
Sep 08, 2026
Non-Final Rejection mailed — §101, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747479
COMPOSITIONS AND METHODS FOR DETECTION OF MALARIA
3y 4m to grant Granted Sep 29, 2026
Patent 12729403
MYH11/NDE1 REGION AS EPIGENETIC MARKER FOR THE IDENTIFICATION OF ENDOTHELIAL PROGENITOR CELLS (EPCS)
3y 10m to grant Granted Sep 08, 2026
Patent 12729406
NOVEL OLIGONUCLEOTIDES FOR DETECTING STAPHYLOCOCCUS
3y 8m to grant Granted Sep 08, 2026
Patent 12723284
COMPOSITION FOR DIAGNOSING SARS-COV-2, KIT, AND METHOD FOR DIAGNOSING SARS-COV-2 BY USING SAME
4y 1m to grant Granted Sep 01, 2026
Patent 12703886
NUCLEIC ACID TEST KIT, TEST METHOD, AND USE
3y 8m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
42%
Grant Probability
96%
With Interview (+54.0%)
3y 8m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 516 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month