Prosecution Insights
Last updated: April 19, 2026
Application No. 18/692,949

FLUID DYNAMIC BEARING AND FLUID DYNAMIC BEARING DEVICE INCLUDING SAME

Non-Final OA §102§103
Filed
Aug 30, 2024
Examiner
PILKINGTON, JAMES
Art Unit
3617
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ntn Corporation
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
99%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allow Rate
1098 granted / 1568 resolved
+18.0% vs TC avg
Strong +36% interview lift
Without
With
+35.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
52 currently pending
Career history
1620
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
37.2%
-2.8% vs TC avg
§102
22.0%
-18.0% vs TC avg
§112
36.7%
-3.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1568 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the varying diameter of the hill portions (as recited in claim 3, see NOTE in the rejection of claim 3 below) must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Specification The disclosure is objected to because of the following informalities: The specification is missing the section “Cross-References to Related Applications”, see 37 CFR 1.78 and MPEP 211. The listing of reference characters at the end of the specification is not complete, either the list should be complete and include all reference characters used or, since the list is not a requirement in US practice, the list can be deleted. Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3 and 5 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Komatsubara, USP 10,415,573. Regarding claim 1, Komatsubara discloses a fluid dynamic bearing comprising: a sintered body having a cylindrical shape (see figure 3 and at least column 6, lines 1-6), the sintered body (8) being formed with dynamic pressure generating grooves (8a1) on an inner peripheral surface of the sintered body (8), wherein a ratio D2/D1 of an outer diameter D2 to an inner diameter D1 of the sintered body is 2.5 or less (column 10, line 66-column 11, line 25 which discloses D2 as 6mm and D1 as 3mm, this is a ratio of 2 which meets the claim requirement), and differences in relative density among three parts defined by axially trisecting the sintered body are within 3% (the three parts in the instant application is an arbitrary selection of three areas in the sintered body, roughly corresponding to dividing the cylindrical body into three sections, Komatsubara teaches a total density variation within all of the sleeve as being 3% or less, column 12, lines 29-36, regardless how the sleeve is divided if the total fluctuation is controlled to be 3% or less any number of sections compared to each other will have a difference of 3% or less). Regarding claim 2, Komatsubara discloses that an axial length of the sintered body is 4 mm or less (column 8, lines 30-38 disclose an axial length of 6mm or less which anticipates the range of 4mm or less claimed). Regarding claim 3, Komatsubara discloses that the sintered body comprises a hill portion (the hill portions in the instant application are the ridges between the groove, these same hill portions are shown in Komatsubara at 8a2) rising radially inward with respect to the dynamic pressure generating grooves, and wherein a difference between a radius of a smallest diameter portion and a radius of a largest diameter portion of an inner surface of the hill portion on the inner peripheral surface of the sintered body is 2 µm or less (the specification discloses the inner peripheral surface as being generally cylindrical with the diameter difference being as small as possible, this appears to be setting this particular dimension as a tolerance value from being purely cylindrical, in this case hills are illustrated as defining the cylindrical inner peripheral surface and thus, in an idea situation would have a variation of zero and thus anticipating the claimed range of 2 µm or less). NOTE: if the intent is to have hill portions purposely made with different diameters this aspect of the invention is not illustrated nor is the specification describing such a device. The specification appears to be suggesting that this is some form of manufacturing tolerance, manufacturing tolerances don’t define or limit the claim to any new or novel structure. It is further noted that the current phrasing of the claim reads as if the hill portions have both the diameter portions, if the intent is to actually define a groove depth there would be a radius difference between the generating grooves and the hill portions, this is currently not clearly supported by the specification, if this is the case this feature would be obvious over the prior art of record. Regarding claim 5, Komatsubara discloses a fluid dynamic bearing device (figure 2) comprising: the fluid dynamic bearing (8) according to claim 1 (see above); a shaft member (11) inserted inside an inner periphery of the fluid dynamic bearing (8); and a radial bearing portion (R1 and/or R2, formed between the bearing and the shaft) configured to support the shaft member in a non-contact manner to allow the shaft member to be relatively rotatable, with dynamic pressure action of a lubricating film formed in a radial bearing gap between an inner peripheral surface of the fluid dynamic bearing and the shaft member (fluid dynamic bearings use a lubricant film in the gap, see column 11, line 59-column 12, line 7). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Komatsubara, USP 10,415,573, in view of Kokumai, USP 8,864,381. Regarding claim 4, Komatsubara further discloses that the inner peripheral surface of the sintered body (8) is formed with: a pair of annular hill portions (8a3) provided at two locations axially separated from each other (one in region A1 and one in region A2, the regions being axial spaced); a plurality of inclined hill portions (8a2) extending axially outward from the annular hill portions (specifically 8a2 on the top of region A1 and 8a2 in the bottom of region A2); the dynamic pressure generating grooves (8a1) provided circumferentially between the plurality of inclined hill portions (8a2). Komatsubara does not disclose that the pressure generation pattern further includes a cylindrical surface provided in an entire area axially between the pair of annular hill portions, the cylindrical surface having a diameter larger than each of respective inner diameters of the annular hill portions. In other words the area between the two annular hills is a cylindrical surface, without grooves or hills. Kokumai teaches an alternate fluid dynamic bearing groove pattern wherein between axially inner annular hill portions (6 in the middle of the bearing body 3 in figure 4) there is a cylindrical surface (7) provide in an entire area axially between the pair of hill portions (6), the cylindrical surface having a diameter larger than each of the respective inner diameters of the annular portions (diameter at 7 is greater than the hills/ridges, see column 6, lines 40-58). It would have been obvious to one having ordinary skill in the art at the time of effective filing to modify Komatsubara and use a groove pattern that further includes a cylindrical surface provided in an entire area axially between the pair of annular hill portions, the cylindrical surface having a diameter larger than each of respective inner diameters of the annular hill portions, as taught by Kokumai, since substituting between different known fluid dynamic groove patterns (inclusive of any feature separating adjacent patterns) provides the same predictable result of generating a pressure/lubricant film to support the rotating component relative to the stationary component in the bearing assembly. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. If the intent of claim 3 is to define a groove depth Applicant’s attention is directed to USP 9361932 and USP 8085495 which address setting the groove depth to values including 2 microns and values less than 2 microns. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES PILKINGTON whose telephone number is (571)272-5052. The examiner can normally be reached Monday through Friday 7-3. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, John Olszewski can be reached at 571-272-2706. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES PILKINGTON/Primary Examiner, Art Unit 3617
Read full office action

Prosecution Timeline

Aug 30, 2024
Application Filed
Jan 29, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
99%
With Interview (+35.6%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 1568 resolved cases by this examiner. Grant probability derived from career allow rate.

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