Prosecution Insights
Last updated: April 19, 2026
Application No. 18/693,931

Drain Electrode

Non-Final OA §102§103§112
Filed
Mar 20, 2024
Examiner
CHATRATHI, ARJUNA P
Art Unit
3781
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
UNM RAINFOREST INNOVATIONS
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
2y 11m
To Grant
87%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allow Rate
127 granted / 200 resolved
-6.5% vs TC avg
Strong +23% interview lift
Without
With
+23.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
55 currently pending
Career history
255
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
59.0%
+19.0% vs TC avg
§102
14.0%
-26.0% vs TC avg
§112
16.4%
-23.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 200 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 2-10 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 2-10 are directly or indirectly dependent on claim 1, and each recite “The method and device …”. Claim 1 recites a method, but it is unclear what the device of claim 1 is intended to be from the claims as written. Based on ¶00011 and 00015-00018 of the present specification, the claimed device appears to be intended to be the assembly comprising the subdural electrode strip and drain tube. Therefore, for the purpose of interpretation, claim 1 was interpreted as though it also recited a device comprising a subdural electrode strip and drain tube. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3 and 11-13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Waziri et al. (US 2010/0168532 A1). Regarding claim 1, Waziri discloses a method for monitoring patients undergoing cSDH evacuation for spreading depolarization (¶0019-0020, 0080-0097, and Table 1: the disclosed method is for monitoring the electrical activity of the cortex of a patient and may be used with patients having hematomas drained) comprising the steps of: placing a subdural electrode strip (Fig. 1, feat. 5; ¶0045) and drain tube (2; ¶0019-0020 and 0045) having a distal tip (4; ¶0045) on the cortex of the patient (¶0019-0020). Regarding claim 2, Waziri further discloses that the electrode strip (5) includes a plurality of electrodes located inside said distal tip of said drain tube (¶0049: the electrodes may be placed along the entire length of the device, including the distal end). Regarding claim 3, Waziri further discloses that said electrode strip (5) includes six platinum electrodes (¶0049 and 0053). Regarding claim 11, Waziri discloses a method and device (¶0019-0020) wherein, at the time of surgery, a subdural assembly (Fig. 1, feat. 1; ¶0045) comprising a drainage tube (2; ¶0045) and an electrode strip (5; ¶0045) is placed between the brain and skull (¶0019-0020) of a patient undergoing cSDH evacuation (¶0019-0020, 0080-0097 and Table 1). Regarding claim 12, Waziri further discloses that the electrode strip (5) includes a plurality of electrodes located inside said distal tip of said drain tube (¶0049: the electrodes may be placed along the entire length of the device, including the distal end). Regarding claim 13, Waziri further discloses that said electrode strip (5) includes six platinum electrodes (¶0049 and 0053). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 4-5 and 14-15 are rejected under 35 U.S.C. 103 as being unpatentable over Waziri in view of Sklar (US 2021/0244922 A1). Regarding claim 4, Waziri discloses the method and device of claim 2, but is silent with respect to the drain tube including a trimmable distal tip. Sklar teaches a CSF drainage device (Figs. 1 and 11, feat. 10; ¶0029) comprising a drainage catheter tube (30) with a distal end (34). Sklar teaches that the drainage catheter tube may be cuttable or trimmable in order to adjust its length to fit the patient’s anatomy (¶0047). Therefore, it would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to modify the method and device disclosed by Waziri so that the drain tube includes a trimmable distal tip in order to allow its length to be adjusted to fit the patient’s anatomy as taught by Sklar. Regarding claim 5, Waziri in view of Sklar suggests the method and device of claim 4, and Waziri further discloses that said drain tube (Fig. 1, feat. 2) includes perforations that function as drainage holes (14) along the distal portion (13) of said tip (4; ¶0045). Regarding claim 14, Waziri discloses the method and device of claim 12, but is silent with respect to the drain tube including a trimmable distal tip. Sklar teaches a CSF drainage device (Figs. 1 and 11, feat. 10; ¶0029) comprising a drainage catheter tube (30) with a distal end (34). Sklar teaches that the drainage catheter tube may be cuttable or trimmable in order to adjust its length to fit the patient’s anatomy (¶0047). Therefore, it would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to modify the method and device disclosed by Waziri so that the drain tube includes a trimmable distal tip in order to allow its length to be adjusted to fit the patient’s anatomy as taught by Sklar. Regarding claim 15, Waziri in view of Sklar suggests the method and device of claim 14, and Waziri further discloses that said drain tube (Fig. 1, feat. 2) includes perforations that function as drainage holes (14) along the distal portion (13) of said tip (4; ¶0045). Claims 6-10 and 16-20 are rejected under 35 U.S.C. 103 as being unpatentable over Waziri in view of Sklar and in further view of Folzenlogen et al. (US 2020/0170748 A1). Regarding claims 6-7, Waziri in view of Sklar suggests the method and device of claim 5, but does not disclose that one or more bolt channels configured to angularly direct said electrode strip and said drain tube, with respect to claim 6, or that one or more bolt channels configured to angularly direct said electrode strip and said drain tube at an angle of 90°, with respect to claim 7. Folzenlogen teaches an intracranial guide system for evacuating a subdural hematoma (¶0002 and 0010) comprising a port (Figs. 1A-E and 24, feat. 4; ¶0068-0071) with a threaded stem (8), like a bolt, and a lumen (10) extending through the stem. In use, the port is anchored in a burr hole in the patient’s skull (Fig. 24, feat. 80) such that the distal end of the stem extends no more than 8 mm beyond the interior surface of the skull (¶0100). The system further includes a cannula (Figs. 11-12, feat. 160; ¶0103-0111) with a shaft (162) for insertion through the port’s lumen and into the patient’s skull no more than 8 mm beyond the interior surface of the skull (¶0104). The cannula shaft (Figs. 11A-F, feat. 162) comprises at least one channel (180A-B) with an exit port (182A-B) oriented angularly with about an angle of 90° to guide and direct a drainage catheter during evacuation of the subdural hematoma (¶0107-0108). Therefore, it would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to modify the method and device suggested by Waziri in view of Sklar so that it includes one or more bolt channels configured to angularly direct said electrode strip and said drain tube, with respect to claim 6, or one or more bolt channels configured to angularly direct said electrode strip and said drain tube at an angle of 90°, with respect to claim 7, in order to guide and direct the drainage tube during evacuation of the subdural hematoma as taught by Folzenlogen. Regarding claim 8, Waziri in view of Sklar and in further view of Folzenlogen suggested the method and device of claim 7. As discussed above, Folzenlogen teaches that, in use, the port and cannula, which comprise the claimed bolt channels, should extend no more than 8 mm beyond the interior surface of the skull, or a maximum of an 8 mm inset, in order to reduce the risk of injuring the patient’s brain as it expands as the subdural hematoma is drained (¶0100 and 0104). This prior art range of an inset less than 8 mm overlaps the claimed inset of 2 mm or less, and therefore a prima facie case exists for the claimed inset range. Please see MPEP §2144.05(I). Therefore, it would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to modify the method and device suggested by Waziri in view of Sklar and in further view of Folzenlogen so that the bolt channels are fully inserted with a 2 mm inset into the subdural space in order to reduce the risk of injuring the patient’s brain as it expands as the subdural hematoma is drained. Regarding claims 9-10, Waziri in view of Sklar and in further view of Folzenlogen suggests the method and device of claim 8, and Waziri further discloses that the method and device may further include an ICP sensor (¶0075), with respect to claim 9, and that the method and device may further include an ICP sensor located at said tip (¶0075: ICP sensor may be mounted at the tip of a catheter and the drain tube of Waziri is a catheter), with respect to claim 10. Regarding claims 16-17, Waziri in view of Sklar suggests the method and device of claim 15, but does not disclose that one or more bolt channels configured to angularly direct said electrode strip and said drain tube, with respect to claim 16, or that one or more bolt channels configured to angularly direct said electrode strip and said drain tube at an angle of 90°, with respect to claim 17. Folzenlogen teaches an intracranial guide system for evacuating a subdural hematoma (¶0002 and 0010) comprising a port (Figs. 1A-E and 24, feat. 4; ¶0068-0071) with a threaded stem (8), like a bolt, and a lumen (10) extending through the stem. In use, the port is anchored in a burr hole in the patient’s skull (Fig. 24, feat. 80) such that the distal end of the stem extends no more than 8 mm beyond the interior surface of the skull (¶0100). The system further includes a cannula (Figs. 11-12, feat. 160; ¶0103-0111) with a shaft (162) for insertion through the port’s lumen and into the patient’s skull no more than 8 mm beyond the interior surface of the skull (¶0104). The cannula shaft (Figs. 11A-F, feat. 162) comprises at least one channel (180A-B) with an exit port (182A-B) oriented angularly with about an angle of 90° to guide and direct a drainage catheter during evacuation of the subdural hematoma (¶0107-0108). Therefore, it would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to modify the method and device suggested by Waziri in view of Sklar so that it includes one or more bolt channels configured to angularly direct said electrode strip and said drain tube, with respect to claim 16, or one or more bolt channels configured to angularly direct said electrode strip and said drain tube at an angle of 90°, with respect to claim 17, in order to guide and direct the drainage tube during evacuation of the subdural hematoma as taught by Folzenlogen. Regarding claim 18, Waziri in view of Sklar and in further view of Folzenlogen suggested the method and device of claim 17. As discussed above, Folzenlogen teaches that, in use, the port and cannula, which comprise the claimed bolt channels, should extend no more than 8 mm beyond the interior surface of the skull, or a maximum of an 8 mm inset, in order to reduce the risk of injuring the patient’s brain as it expands as the subdural hematoma is drained (¶0100 and 0104). This prior art range of an inset less than 8 mm overlaps the claimed inset of 2 mm or less, and therefore a prima facie case exists for the claimed inset range. Please see MPEP §2144.05(I). Therefore, it would have been prima facie obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to modify the method and device suggested by Waziri in view of Sklar and in further view of Folzenlogen so that the bolt channels are fully inserted with a 2 mm inset into the subdural space in order to reduce the risk of injuring the patient’s brain as it expands as the subdural hematoma is drained. Regarding claims 19-20, Waziri in view of Sklar and in further view of Folzenlogen suggests the method and device of claim 18, and Waziri further discloses that the method and device may further include an ICP sensor (¶0075), with respect to claim 19, and that the method and device may further include an ICP sensor located at said tip (¶0075: ICP sensor may be mounted at the tip of a catheter and the drain tube of Waziri is a catheter), with respect to claim 20. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Rosengart et al. (WO 2018/038930 A1) discloses an intracranial drainage catheter with electrodes for monitoring cortical activity. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ARJUNA P CHATRATHI whose telephone number is (571)272-8063. The examiner can normally be reached M-F 8:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sarah Al-Hashimi can be reached at 5712727159. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ARJUNA P CHATRATHI/Examiner, Art Unit 3781 /ANDREW J MENSH/Primary Examiner, Art Unit 3781
Read full office action

Prosecution Timeline

Mar 20, 2024
Application Filed
Mar 09, 2026
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12594372
METHODS AND SYSTEMS FOR CONTROLLING ASPIRATION FLOW RATE
2y 5m to grant Granted Apr 07, 2026
Patent 12576007
FLEXIBLE BAG FOR THE PREPARATION OF ADIPOSE TISSUE GRAFTS AND RELATIVE KIT
2y 5m to grant Granted Mar 17, 2026
Patent 12533459
FLUIDIC CONNECTORS FOR NEGATIVE PRESSURE WOUND THERAPY
2y 5m to grant Granted Jan 27, 2026
Patent 12409083
PATIENT INCONTINENCE PAD WITH INTEGRATED SUPPORT AND LIFTING MEMBER
2y 5m to grant Granted Sep 09, 2025
Patent 12376985
Waste Management Appliance
2y 5m to grant Granted Aug 05, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
87%
With Interview (+23.4%)
2y 11m
Median Time to Grant
Low
PTA Risk
Based on 200 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month