Prosecution Insights
Last updated: April 19, 2026
Application No. 18/695,065

DRIVER SURVEILLANCE APPARATUS, DRIVER SURVEILLANCE METHOD, AND NON-TRANSITORY STORAGE MEDIUM

Non-Final OA §103
Filed
Mar 25, 2024
Examiner
CHIN, RICKY
Art Unit
2424
Tech Center
2400 — Computer Networks
Assignee
NEC Corporation
OA Round
4 (Non-Final)
68%
Grant Probability
Favorable
4-5
OA Rounds
3y 1m
To Grant
90%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
375 granted / 551 resolved
+10.1% vs TC avg
Strong +22% interview lift
Without
With
+21.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
19 currently pending
Career history
570
Total Applications
across all art units

Statute-Specific Performance

§101
5.7%
-34.3% vs TC avg
§103
58.4%
+18.4% vs TC avg
§102
13.1%
-26.9% vs TC avg
§112
10.2%
-29.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 551 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 2. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1-9-26 has been entered. Response to Arguments 3. Applicant’s arguments filed 1-9-26 have been fully considered but are moot in view of the new ground(s) of rejection(s). Claim Objections 4. Claims 6 and 16 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejections - 35 USC § 103 5. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 6. Claims 1-5, 7, 9-15, and 17-20 are rejected under 35 U.S.C. 103 as being unpatentable over Porikli et al., US 2019/0213406 in view of Moidunny, US 2023/0001930, and in further view of Sanchez et al., US 2022/0215676. Regarding claim 1, Porikli teaches of a driver surveillance apparatus (See Fig. 1, 105; [0060]-[0063]) comprising: at least one memory configured to store one or more instructions; and at least one processor configured to execute the one or more instructions (See [0058]-[0061]) to: acquire an image in which a driver of a moving body is captured (See Fig.1, 105; Fig.10; [0060], [0082], [0097], [0103], [0110], and [0119]); extract feature data about a body of the driver captured in the image, and detect at least one of a predetermined pose and a predetermined movement, based on the feature data the feature data including information about hands (See [0110]-[0115] and [0153] extracting data of the images and detecting predetermined movement; [0005]-0025]; [0063]-[0070] hands), detect a predetermined object from the image (See Fig.10; [0067], [0110]-[0115] and [0153] detecting objects such as a cup or a phone); and detect predetermined behavior of the driver, based on a detection result of at least one of the predetermined pose and the predetermined movement and a detection result of the predetermined object (See [0067], [0110]-[0115] and [0153] detecting predetermined behavior such as drinking from a cup and/or texting). Porikli is silent with respect to the feature data including information about a head, a neck, shoulders, elbows, and knees. However, in the same field of endeavor, Moidunny teaches of the feature data including information about a head, a neck, shoulders, elbows, and knees (See [0054]-[0074]] teaches of using the feature data including the skeleton model having point of a head, neck, shoulders, elbows, and knees to determine a pose). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the teachings of Porikli to have incorporated the teachings of Moidunny for the mere benefit of being able to better characterize ones body pose and predicted movements. The combination of Porikli and Moidunny is silent with respect to determine whether to detect the predetermined behavior of the driver based on a state of the moving body. However, in the same field of endeavor, Sanchez teaches of determine whether to detect the predetermined behavior of the driver based on a state of the moving body (See [0072] performing the detection based on the mode of autonomous to manual driving state of the vehicle/moving body). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the teachings of Porikli and Moidunny to have incorporated the teachings of Sanchez for the mere benefit of conserving resources of only having to perform the detections under certain conditions. Regarding claim 2, the combination teaches of the driver surveillance apparatus according to claim 1, wherein the at least one processor is further configured to execute the one or more instructions to detect a keypoint of a body of the driver, and extract the feature data, based on the detected keypoint (See Porikli, [0107]-[0110], [0121]-[0135] key feature detection such as a hand and extracting data associated with to determine movements/behaviors). Regarding claim 3, the combination teaches of the driver surveillance apparatus according to claim 1, wherein the at least one processor is further configured to execute the one or more instructions to detect the predetermined behavior by the driver, based on predetermined behavior information in which a combination of at least one of a predetermined pose and a predetermined movement and the predetermined object is associated with each of a plurality of pieces of the predetermined behavior (See Porikli, [0024]; [0110]-[0120] which discloses determining behavior through multiple facets of the object, movement, flow, etc.). Regarding claim 4, the combination teaches of the driver surveillance apparatus according to claim 1, wherein the at least one processor is further configured to execute the one or more instructions to store reference data, and verify the extracted feature data with the reference data and thus detect at least one of a predetermined pose and a predetermined movement (See Porikli, [0024]-[0025] comparing stored object and motion in memory to the determined objects and motions to determine the activity). Regarding claim 5, the combination teaches of the driver surveillance apparatus according to claim 4, wherein the at least one processor is further configured to execute the one or more instructions to receive an input of the reference data, and store the reference data (See Porikli, [0151], which discloses of additional pre-trained hand models which are loaded into memory which reads on additional reference data that is stored). Regarding claim 7, the combination teaches of the driver surveillance apparatus according to claim 1, wherein the at least one processor is further configured to execute the one or more instructions to acquire data generated by a sensor mounted on the moving body (See Porikli, Fig.1, 105; [0060]-[0063]), and detect the predetermined behavior of the driver, based on a detection result of at least one of the predetermined pose and the predetermined movement, a detection result of the predetermined object, and data generated by the sensor (See Porikli, [0060]-[0063] and [0110]-[0115] and [0153] which discloses of the detecting of the movement and object which is data generated/captured by the camera). Regarding claim 9, the combination teaches of the driver surveillance apparatus according to claim 1, wherein the driver surveillance apparatus is a vehicle-mounted apparatus (See Porikli ,Fig.1, 105; [0060]-[0061]). Regarding claim 10, the claim has been analyzed and rejected for the same reasons set forth in the rejection of claim 1. Regarding claim 11, the claim has been analyzed and rejected for the same reasons set forth in the rejection in of claim 1. Regarding claim 12, the claim has been analyzed and rejected for the same reasons set forth in the rejection of claim 2. Regarding claim 13, the claim has been analyzed and rejected for the same reasons set forth in the rejection of claim 3. Regarding claim 14, the claim has been analyzed and rejected for the same reasons set forth in the rejection of claim 4. Regarding claim 15, the claim has been analyzed and rejected for the same reasons set forth in the rejection of 5. Regarding claim 17, the claim has been analyzed and rejected for the same reasons set forth in the rejection of claim 2. Regarding claim 18, the claim has been analyzed and rejected for the same reasons set forth in the rejection of claim 3. Regarding claim 19, the claim has been analyzed and rejected for the same reasons set forth in the rejection of claim 4. Regarding claim 20, the claim has been analyzed and rejected for the same reasons set forth in the rejection of claim 5. 7. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Porikli et al., US 2019/0213406, in view of Moidunny, US 2023/0001930, in further view of Sanchez et al., US 2022/0215676, and in view of Aoi et al., US 2018/0326992. Regarding claim 8, Porikli in view of Moidunny in view of Sanchez teaches the driver surveillance apparatus according to claim 7, wherein the at least one processor is further configured to execute the one or more instructions to detect the predetermined behavior of the driver (See Porikli, [0110]-[0115]). Porikli in view of Moidunny in view of Sanchez is silent with respect to detecting when the driver does not hold a handle of the moving body with both hands. However, in the same field of endeavor, Aoi teaches of detecting when the driver does not hold a handle of the moving body with both hands (See [0169]-[0176] which discloses of detecting whether the driver is holding the steering wheel with both hands). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the teachings of Porikli, Moidunny, and Sanchez to have incorporated the teachings of Aoi for the mere benefit of being able to assess the users activity and state for/to address emergency and safety concerns. Contact 8. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ricky Chin whose telephone number is 571-270-3753. The examiner can normally be reached on M-F 8:30-6:00. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benjamin Bruckart can be reached on 571-272-3982. The fax phone number for the organization where this application or proceeding is assigned is 703-872-9306. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). /Ricky Chin/ Primary Examiner AU 2424 (571) 270-3753 Ricky.Chin@uspto.gov
Read full office action

Prosecution Timeline

Mar 25, 2024
Application Filed
May 08, 2025
Non-Final Rejection — §103
Aug 13, 2025
Response Filed
Aug 20, 2025
Final Rejection — §103
Oct 07, 2025
Final Rejection — §103
Jan 09, 2026
Request for Continued Examination
Jan 25, 2026
Response after Non-Final Action
Feb 09, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
68%
Grant Probability
90%
With Interview (+21.6%)
3y 1m
Median Time to Grant
High
PTA Risk
Based on 551 resolved cases by this examiner. Grant probability derived from career allow rate.

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