Prosecution Insights
Last updated: May 29, 2026
Application No. 18/695,180

TERMINAL CAPABILITY REPORTING METHOD AND APPARATUS, AND STORAGE MEDIUM

Non-Final OA §103
Filed
Mar 25, 2024
Priority
Sep 29, 2021 — nonprovisional of PCTCN2021121716
Examiner
CHOI, EUNSOOK
Art Unit
2467
Tech Center
2400 — Computer Networks
Assignee
BEIJING XIAOMI MOBILE SOFTWARE CO., LTD.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
772 granted / 858 resolved
+32.0% vs TC avg
Moderate +8% lift
Without
With
+7.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
14 currently pending
Career history
875
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
77.5%
+37.5% vs TC avg
§102
9.9%
-30.1% vs TC avg
§112
3.2%
-36.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 858 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 2, 4, 14, and 17-22 are rejected under 35 U.S.C. 103 as being unpatentable over DUAN et al. (US 20210112498) in view of Gu et al. (WO 2022110217). Regarding claims 1, 14, and 17-22, DUAN teaches reporting capability information of the terminal to a network side device, wherein the capability information comprises an antenna switching capability ([0096] The UE 704 may generate an antenna switching capability report and transmit the report to the base station 702 via an RRC connection request). DUAN, however, does not teach the capability information comprises a maximum number of transmitted layers being greater than two. Gu teaches, in the middle of English translated version, The number of layers, for example, the maximum number of uplink MIMO layers of the CB type SRS supported by the terminal can be reported through the maxNumberMIMO-LayersCB-PUSCH information element. The possible values of maxNumberMIMO-LayersCB-PUSCH are as follows: oneLayer,twoLayers,fourLayers. … fourLayers indicates that the maximum number of uplink MIMO layers supported by the terminal is 4. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine with Gu since he allocation flexibility of SRS resources and the utilization rate of the SRS resources can be improved (Abstract, Gu). Regarding claim 2, neither DUAN nor Gu expressly teaches wherein the maximum number of transmitted layers being three (3T). However, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have the maximum number of transmitted layers being three (3T), since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). Regarding claim 4, DUAN a switching principle of the antenna switching capability comprises uplink switching, downlink switching, or uplink and downlink switching, and wherein the uplink switching comprises dynamic switching of a transmitting antenna or port, the downlink switching comprises dynamic switching of a receiving antenna or port, and the uplink and downlink switching comprises dynamic switching of transmitting and receiving antennas or ports ([0057] The antenna switching capability may include at least a number of receive (RX) antenna ports of the UE 104 or a number of transmit (TX) chains of the UE 104 switchably coupled to two or more of the RX antenna ports). Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over DUAN et al. (US 20210112498) modified by Gu et al. (WO 2022110217), and further in view of Zhang et al. (US 20220174592). Regarding claim 3, neither DUAN nor Gu expressly teaches wherein the capability information further comprises a maximum number of received layers being four (4R), or the maximum number of received layers being six (6R), or the maximum number of received layers being eight (8R). Zhang teaches [0061] reporting a maximum number of preferred UL and/or DL layers. Zhang further teaches a sequence in [0024] the UE may send a message to the gNB that includes a maximum MIMO layer preference information element, such as: MaxMIMO-LayerPreference-r16 reduced MaxMIMO-LayerFR1-DL-r16 INTEGER (1…8), where DL is downlink(=received). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine with Zhang in order to use various standards and protocols to transmit data between a base station and a wireless mobile device ([0002], Zhang). 15. (Canceled) 16. (Canceled) Allowable Subject Matter Claims 5-9 and 10-13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. KUANG et al. (WO 2020192782) discloses the network device receives the MIMO layer number information sent by the UE; wherein, The MIMO layer number information may include: the maximum value of the MIMO layer number expected by the UE, or the absolute value of the MIMO layer number expected by the UE. Any inquiry concerning this communication or earlier communications from the examiner should be directed to EUNSOOK CHOI whose telephone number is (571)270-1822. The examiner can normally be reached on 8am-4:30pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Hassan Phillips can be reached on 5712723940. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EUNSOOK CHOI/Primary Examiner, Art Unit 2467
Read full office action

Prosecution Timeline

Mar 25, 2024
Application Filed
Mar 31, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
98%
With Interview (+7.6%)
2y 6m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 858 resolved cases by this examiner. Grant probability derived from career allowance rate.

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