Prosecution Insights
Last updated: August 17, 2026
Application No. 18/695,792

METHOD FOR SENDING SWITCHING-AUXILIARY INFORMATION, SWITCHING METHOD, AND UE

Non-Final OA §103§112
Filed
Mar 26, 2024
Priority
Sep 30, 2021 — nonprovisional of PCTCN2021122300
Examiner
ZHANG, ZHENSHENG
Art Unit
2474
Tech Center
2400 — Computer Networks
Assignee
Beijing Xiaomi Mobile Software Co., Ltd.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
304 granted / 399 resolved
+18.2% vs TC avg
Moderate +11% lift
Without
With
+11.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
28 currently pending
Career history
430
Total Applications
across all art units

Statute-Specific Performance

§101
2.3%
-37.7% vs TC avg
§103
76.2%
+36.2% vs TC avg
§102
7.3%
-32.7% vs TC avg
§112
10.6%
-29.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 399 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 1, 5, 10, 15, 17, 21, 23-25 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Regarding Claim 1, the claim recites the phrase “the UE” which is not defined. There is insufficient antecedent basis in the claim. Dependent claims 5, 10, 15, 17, 21, 23-25 are rejected as well. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 5, 10, 15, 17, 21 and 23-36 are rejected under 35 U.S.C. 103 as being unpatentable over Back (US 20220053418) in view of Kuo (US 20210400759). Regarding claim 1, Back discloses a communication method, performed by a first user equipment (UE), comprising: sending by the UE, a source layer-2 ID of the first UE to a base station device ([0143], a remote UE may transmit the measurements together with the IDs (e.g., layer-2 IDs or layer-2 source identifiers (SRC IDs) of the candidate relay UE(s) to the gNB on a Uu link); wherein the source layer-2 ID is used to determine whether the first UE is a relay UE for sidelink communication, ([0145-147], fig. 12, because candidate relay UE(s) capable of conducting SL relay communication have reported their layer-2 IDs to the gNB by RRC sidelink UE information, the gNB may identify/determine the states of the candidate relay UE(s) reported by the remote UE), wherein the first UE in the relay function enabled state performs at least one of: sending a relay discovery signal; or receiving a relay discovery signal ([0138-139], receives discovery signals from a plurality of candidate relay UE(s)). A relay node normally has relay function, to further support this feature, Kuo discloses the first UE has a relay function (Kuo, [0177-78], to support new relay related functions; relay enables the discovery of a source UE). Kuo also discloses sending by the UE, a source layer-2 ID of the first UE to a base station device (Kuo, fig. 13, UE-2 sends Layer-2 ID); sending a relay discovery signal (Kuo, [0178], relay node enables the discovery of a source UE). It would have been obvious to a person of ordinary skill in the art before the time of effective filing to combine the teachings as given by Back with the teachings given by Kuo. The motivation for doing so would have been to provide high data throughput (Kuo, [003-04]). Claims 15, 17, 26, 31, 33-36 are rejected similarly with claim 1 noting that Back discloses a professor, memory and computer readable medium (Back, figs. 16-18, [0172). Regarding claim 5, 24, 29, Back discloses the method according to claim 1, wherein a channel transmission quality of the first UE with the base station device meets a set transmission quality requirement ([0138][0145][0149], transmit only the IDs of candidate relay UE(s) with SL signal strengths within a preconfigured threshold range to the gNB; the BS may select a candidate relay UE with the smallest of the loads of relay UE having SL signal strengths within a preconfigured threshold range among the candidate relay UE(s)). Regarding claim 10, 21, 30, Back and Kuo disclose the method according to claim 1, further comprising: in response to a change of the source layer-2 ID of the first UE, sending a changed source layer-2 ID of the first UE to the base station device (Kuo, [0147], if UE-2 decides to change its identifier(s), UE-2 responds with a Link Identifier Update Response message which includes the new identifier(s) to use (including the new or changed Layer-2 ID)). Regarding claim 23, 25, Back discloses the method according to claim 1, further comprising: receiving configuration information required for switching from the base station device ([0150-53], the gNB makes a complicated determination/standards required to select (or switch) a relay (according to a situation such as channel/relay UE distribution) on behalf of the remote UE; information about one or more relay UEs or configuration information selected by the gNB ). Regarding claim 27, Back discloses the method according to claim 26, further comprising: receiving a switching measurement result from a second UE, wherein the switching measurement result comprises the source layer-2 ID of the first UE ([0143], the remote UE may measure the SL signal strengths (e.g., RSRP) of the discovery messages and/or communication messages received from the candidate relay UE(s) and transmit the measurements together with the IDs (e.g., layer-2 IDs or layer-2 source identifiers (SRC IDs) of the candidate relay UE(s) to the gNB), Regarding claim 28, 32, Back discloses the method according to claim 27, further comprising: sending configuration information required for switching to the first UE ([0141][0153], gNB may recommend a relay UE for selection); and sending a switching command to the second UE, wherein the switching command indicates switching to the first UE ([0150-53], the gNB makes a complicated determination/standards required to select a relay (according to a situation such as channel/relay UE distribution) on behalf of the remote UE). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZHENSHENG ZHANG whose telephone number is (571)270-1985. The examiner can normally be reached Monday-Thursday 8:00am-6:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Thier can be reached at 571-272-2832. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZHENSHENG ZHANG/Primary Examiner, Art Unit 2474
Read full office action

Prosecution Timeline

Mar 26, 2024
Application Filed
Jul 27, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
88%
With Interview (+11.4%)
2y 8m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 399 resolved cases by this examiner. Grant probability derived from career allowance rate.

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