Prosecution Insights
Last updated: August 06, 2026
Application No. 18/697,015

HALOGENATED PHENYLARSINE OXIDE COMPOUND AND APPLICATION THEREOF

Non-Final OA §102§112§DP
Filed
Mar 29, 2024
Priority
Sep 30, 2021 — CN 202111162542.5 +1 more
Examiner
HABTE, KAHSAY
Art Unit
1624
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Nuo-Beta Pharmaceutical Technology (Shanghai) Co., Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
1375 granted / 1616 resolved
+25.1% vs TC avg
Moderate +7% lift
Without
With
+7.3%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 8m
Avg Prosecution
73 currently pending
Career history
1655
Total Applications
across all art units

Statute-Specific Performance

§101
3.3%
-36.7% vs TC avg
§103
6.3%
-33.7% vs TC avg
§102
16.9%
-23.1% vs TC avg
§112
50.4%
+10.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1616 resolved cases

Office Action

§102 §112 §DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-5, 16, 18-21, 28-35, 38 and 40 are pending in this application. Election/Restrictions Applicant’s election without traverse of Group I and a single disclosed species in the reply filed on 07/05/2026 is acknowledged. PNG media_image1.png 203 510 media_image1.png Greyscale The examiner searched the elected species and found no prior art, thus, the search was expanded and stopped when a prior art was found. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-4 and 18-19 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-3 and 18-20 of copending Application No. 17/995,099 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because the deuterated are compounds and pharmaceutical composition of formula (I) overlap with the reference application. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 18 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Huang et al. WO 2016173562 A1. Cited reference teaches the following compound that is the same as applicants when applicants compound of Formula (I) has the following substituent: R1 = R2 = R4 = R5 = H; and R3 = F. PNG media_image2.png 263 911 media_image2.png Greyscale Since said compound is the same as applicants, a 102(a)(1) rejection is proper. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 2-3 and 19 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. a. Regarding claims 2 and 19, the term "preferably" renders the claim indefinite because it is unclear whether the limitation(s) following the phrase are part of the claimed invention. See MPEP § 2173.05(d). b. Regarding claim 19, the phrase "such as" renders the claim indefinite because it is unclear whether the limitations following the phrase are part of the claimed invention. See MPEP § 2173.05(d). c. Claim 3 is rejected because there is no period at the end of the claim. The period in claim 3 is in the middle of the claim and it is unclear the compounds of Formula (I) and Formula (I’) is part of claim 3. If applicants intend the chemical structures below “claim 1.”, then the period in the middle of the claim should be moved to the end of claim 3 i.e. the period should be after Formula (I’). d. Claim 3 is rejected because it is unclear if the claim is drawn to a process claim or a product claim. If it is intended as a product claim, it fails to narrow down the claim limitation of claim 1 and also lacks sufficient antecedent basis. The compound of Formula (I’) is different from compound of claim 1. If applicants intend a process claim, then the process of racemization is not balanced chemical reaction. The water that is part of the process is missing. The examiner recommends that applicants delete this claim. Information Disclosure Statement 9. Applicant’s Information Disclosure Statement, filed on 03/29/2024 has been acknowledged. Please refer to Applicant’s copies of the 1449 submitted herewith. Conclusion 10. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Kahsay Habte Ph.D. whose telephone number is (571)272-0667. The examiner can normally be reached on 8:30 - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, JEFFREY MURRAY can be reached on 571-272-9023. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Kahsay Habte/ Primary Examiner, Art Unit 1624 July 13, 2026
Read full office action

Prosecution Timeline

Mar 29, 2024
Application Filed
Jul 16, 2026
Non-Final Rejection mailed — §102, §112, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
92%
With Interview (+7.3%)
1y 8m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1616 resolved cases by this examiner. Grant probability derived from career allowance rate.

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