Prosecution Insights
Last updated: April 19, 2026
Application No. 18/698,448

LAMINATE WITH SUPERIOR BARRIER PERFORMANCE AND PREPARATION METHOD THEREOF

Non-Final OA §103§112§DP
Filed
Apr 04, 2024
Examiner
NELSON, MICHAEL B
Art Unit
1787
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Rohm And Haas Company
OA Round
1 (Non-Final)
21%
Grant Probability
At Risk
1-2
OA Rounds
4y 1m
To Grant
58%
With Interview

Examiner Intelligence

Grants only 21% of cases
21%
Career Allow Rate
114 granted / 537 resolved
-43.8% vs TC avg
Strong +37% interview lift
Without
With
+36.7%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
85 currently pending
Career history
622
Total Applications
across all art units

Statute-Specific Performance

§103
57.4%
+17.4% vs TC avg
§102
3.7%
-36.3% vs TC avg
§112
32.6%
-7.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 537 resolved cases

Office Action

§103 §112 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claims 1-13 are pending. Claim Rejections - 35 USC § 112(b)/second paragraph The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim(s) 1-13 is/are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claim 1 recites a weight ratio of the polyol and polyisocyanate “components” which is vague because it is unclear if this corresponds to the weight ratio of polyol and polyisocyanate compounds or if it also encompasses other ingredients (e.g., if a solvent or other non-polyol, non-isocyanate compounds are included in one of the two “components,” are they included in the weight ratio?). It would appear remedial to recite the weight ratio in terms of the polyol and polyisocyanate (without “component”). Claim 13 recites various terms already recited in claim 1 with “a” instead of “the” which makes the claim have vague antecedent basis. The rest of the rejected claims not specifically addressed above are rejected because they depend from one of the claims specifically addressed above and therefore include the same indefiniteness issue(s) via their dependency. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. If this application currently names joint inventors: in considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. When something is indicated as being “obvious” this should be taken as shorthand for “prima facie obvious to one having ordinary skill in the art to which the claimed invention pertains before the effective filing date of the invention”. When a range is indicated as overlapping a claimed range, unless otherwise noted, this should be taken as short hand to indicate that the claimed range is obvious in view of the overlapping range in the prior art as set forth in MPEP 2144.05, in the case where the claimed range “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists, In re Wertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In re Woodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Claim(s) 1-4, 7-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shah (U.S. 2016/0144603) in view of Susano (U.S. 2002/0143102). Regarding claims 1-4, 7-13, Shah teaches an article (as in claim 12) comprising a blown (as in claim 9, though this is an immaterial product by process limitation, [0051]) PE laminate comprising sealant, core and skin layers (as in claim 4, [0044]), with optional antioxidants (as in claim 8, [0030]) and no fatty acid derivatives required (as claimed), that is metallized on the skin layer (as in claim 3, with metals overlapping claim 10, and an optical density overlapping claim 7, [0047]-[0048]), and then adhered (as in claim 13) with a generic urethane adhesive ([0058]) to a PET or PP (i.e., entirely PP as in claim 11, [0045]) film. Shah does not disclose the particular urethane adhesive, however, Susano discloses a two part solvent born ([0042]) urethane adhesive suitable for bonding metal/metalized layers and PET/PP materials ([0043]) that comprises a polyester polyol with aromatic repeating units for heat resistance (such that the amount of such aromatic units in the polyester polyol is obvious to adjust to within the claimed range as part of optimizing heat resistance, [0025]) and with an overlapping MW ([0038]) and inherently having two terminal OH groups based on the disclosed polyester polyol forming reactants (i.e., diols and dicarboxylic acids, [0024]-[0025]), as well as a polyisocyanate (e.g., TDI, as in the present application, [0016]) that is combined with the polyol at a stoichiometric ratio ([0040], which results in the claimed weight ratio, as in claim 2, because the polyol has an overlapping MW compared to the present invention and an overlapping number of OH groups per molecule, such that providing a stoichiometric equivalent of the much lower MW TDI would require a much higher weight of the polyol relative to the TDI, as in the present application), such that the urethane adhesive of Susano would be obvious to use as the urethane adhesive called for in Shah because it provides adhesion between the two substrates used in Shah and prevents spoilage ([0009]). Claim(s) 5-6 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shah (U.S. 2016/0144603) in view of Susano (U.S. 2002/0143102), as applied to claim 1, in view of Pellingra (U.S. 2005/0238874). Regarding claims 5-6, modified Shah teaches all of the above subject matter but does not disclose the sealant additives of claims 5-6, however, Pellingra teaches that such additives were known to be useful in PE sealant layers for slip/low friction and to prevent blocking, such that it would have been obvious to have included such additives, and adjusted their relative amounts to within the claimed ranges in order to optimize slip and blocking properties, respectively, as processing aids as taught by Pellingra ([0068]). Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP §§ 706.02(l)(1) - 706.02(l)(3) for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claim(s) 1-13 is/are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claim(s) 1-13 of copending Application No. 18/698,564 (the copending application) in view of Shah (U.S. 2016/0144603). Although the claims at issue are not identical, they are not patentably distinct from each other. The claims are substantially the same except that the secondary substrate is different in the copending application, however, Shah (citations above) shows that the presently claimed second substrate materials were known and obvious alternatives to the secondary substrate in the copending application. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Conclusion References cited in any corresponding foreign applications have been considered but would be cumulative to the above. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL B NELSON whose direct telephone number is (571)272-9886 and whose direct fax number is (571)273-9886 and whose email address is Michael.Nelson@USPTO.GOV. The examiner can normally be reached on Mon-Sat, 7am - 7pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Callie Shosho can be reached on 571-272-1123. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300 (faxes sent to this number will take longer to reach the examiner than faxes sent to the direct fax number above). Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL B NELSON/ Primary Examiner, Art Unit 1787
Read full office action

Prosecution Timeline

Apr 04, 2024
Application Filed
Jan 08, 2026
Non-Final Rejection — §103, §112, §DP (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
21%
Grant Probability
58%
With Interview (+36.7%)
4y 1m
Median Time to Grant
Low
PTA Risk
Based on 537 resolved cases by this examiner. Grant probability derived from career allow rate.

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