Prosecution Insights
Last updated: October 25, 2026
Application No. 18/698,488

INFORMATION PROCESSING APPARATUS, INFORMATION PROCESSING METHOD, AND PROGRAM

Final Rejection §103
Filed
Apr 04, 2024
Priority
Oct 15, 2021 — JP 2021-169605 +1 more
Examiner
HOQUE, NAFIZ E
Art Unit
2693
Tech Center
2600 — Communications
Assignee
Sony Group Corporation
OA Round
2 (Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
6m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
474 granted / 626 resolved
+13.7% vs TC avg
Strong +23% interview lift
Without
With
+22.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
21 currently pending
Career history
649
Total Applications
across all art units

Statute-Specific Performance

§101
11.7%
-28.3% vs TC avg
§103
45.4%
+5.4% vs TC avg
§102
22.7%
-17.3% vs TC avg
§112
11.3%
-28.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 626 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claim(s) 1-31 have been considered but are moot in view of the new grounds of rejection. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-8, 10-11, 13-15, 17-20, and 30-31 are rejected under 35 U.S.C. 103 as being unpatentable over Crockett et al. (US Pub 2018/0020310) in view of Yamamoto et al. (WO 2020066681 A1 - since the document is in Japanese, the office action will use the US Patent US 11,716,586 for the citations) and in further view of Holladay, Aaron (US Pub 2006/0064300). Regarding claim 1, Crockett discloses an information processing method comprising: controlling circuitry to determine an output parameter forming metadata of an object of content on a basis of the content or one or a plurality of pieces of attribute information of the object (para 0045 – “An adaptive audio pre-processor may include source separation and content type detection functionality that automatically generates appropriate metadata through analysis of input audio. For example, positional metadata may be derived from a multi-channel recording through an analysis of the relative levels of correlated input between channel pairs. Detection of content type, such as ‘speech’ or ‘music’”; also see 0054 – “Such attributes may include content type (dialog, music, effect, Foley, background/ambience, etc.) as well as audio object information such as spatial attributes (3D position, object size, velocity, etc.) and useful rendering information (snap to speaker location, channel weights, gain, bass management information, etc.)”; ). Crockett does not disclose wherein the pieces of attribute information are at least one of a content category, an object category, or an object feature amount, and wherein the circuitry is further configured to control to display a display region comprising at least one user interface for adjustment and selection of mixing parameters and for displaying the pieces of attribute information and a mixing result based on the adjustment and selection of mixing parameters. Yamamoto discloses wherein the pieces of attribute information are at least one of a content category (col. 3, lines 51-67 – such as vocal, drums, bass, guitar etc), an object category (col. 7, lines 43-64 – 3d audio content such as jazz), or an object feature amount (col. 6, lines 22-col. 7, lines 38 – features amounts related to sound pressure and pitch). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett with the teachings of Yamamoto in order to “easily adjust to the metadata intended by the producer in a short time” (Yamamoto, col. 9, lines 36-45). Crockett in view of Yamamoto does not disclose wherein the circuitry is further configured to control to display a display region comprising at least one user interface for adjustment and selection of mixing parameters and for displaying the pieces of attribute information and a mixing result based on the adjustment and selection of mixing parameters. Holladay discloses wherein the circuitry is further configured to control to display a display region comprising at least one user interface for adjustment and selection of mixing parameters (fig. 1 and para 0023, para 0030-0032 – adjustment of mixing parameters volume and pan; also 0027 – discloses mixing of parameters) and for displaying the pieces of attribute information (fig 3 and para 0029) and a mixing result based on the adjustment and selection of mixing parameters (para 0025, 0033 and figs. 3, 4, 5 – displays resulting track volume 48 and track pan value 50, which change as the icon is repositioned and icon enlarges to indicate increasing volume). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto with the teachings of Holladay in order to “have a simple interface to control settings for one or more tracks that allows easy manipulation of such settings, even by those with no or little experience creating music” (Holladay, 0003). Regarding claim 2, Yamamoto discloses wherein the content is 3D audio content (col. 1, lines 49-67). Regarding claim 3, Crockett discloses wherein the output parameter is at least any of three-dimensional position information (para 0045 – “positional metadata may be derived from a multi-channel recording through an analysis of the relative levels of correlated input between channel pairs”; para 0033, 0042, 0054) and a gain of the object (para 0054 – gain; 0090, 0108). Regarding claim 4, Crockett discloses wherein the controlling the circuitry further comprises controlling the circuitry to calculate the attribute information on a basis of audio data of the object (para 0045 – “An adaptive audio pre-processor may include source separation and content type detection functionality that automatically generates appropriate metadata through analysis of input audio. For example, positional metadata may be derived from a multi-channel recording through an analysis of the relative levels of correlated input between channel pairs. Detection of content type, such as ‘speech’ or ‘music’, may be achieved, for example, by feature extraction and classification.”). Regarding claim 5, Yamamoto discloses wherein the content category indicates a type of the content (col. 3, lines 51-67 – such as vocal, drums, bass, guitar etc), the object category indicates the type of the object (col. 7, lines 43-64 – 3d audio content such as jazz), and the object feature amount indicates the feature of the object (col. 6, lines 22-col. 7, lines 38 – features amounts related to sound pressure and pitch). Regarding claim 6, Crockett discloses wherein the attribute information is indicated by a character or a numerical value that is understandable by a user (para 0054 – “Such attributes may include content type (dialog, music, effect, Foley, background/ambience, etc.) as well as audio object information such as spatial attributes (3D position, object size, velocity, etc.) and useful rendering information (snap to speaker location, channel weights, gain, bass management information, etc.)” – character such as dialog or music etc… and numerical value such as 3D position or gain ). Regarding claim 7, Crockett discloses wherein the content category is at least any of a genre, a tempo, a tonality, a feeling, a recording type (para 0052 – “broadcast (TV and set-top box), music, gaming, live sound, user generated content (“UGC”)”), and presence or absence of a video (para 0053 – “content formats including cinema, TV, live broadcast (and sound), UGC, games and music” – broadcast is with presence of video and music can be absence of a video). Regarding claim 8, Crockett discloses wherein the object category is at least any of an instrument type, a reverb type, a tone type, a priority (para 0081 – “Sources may be pre-assigned a priority during manufacturing based on their classification, for example, a telecommunications source may have a higher priority than an entertainment source”), and a role. Regarding claim 10, Crockett discloses wherein the controlling the circuitry further comprises controlling the circuitry to determine the output parameter for each of the objects on a basis of a mathematical function having the object feature amount as an input (para 0004 – such as panning law). Regarding claim 11, Crockett discloses wherein the controlling the circuitry further comprises controlling the circuitry to determine the mathematical function on a basis of at least any one of the content category or the object category (para 0039, 0046). Regarding claim 13, Holladay discloses wherein the circuitry is configured to control the display the at least one user interface for adjusting or selecting an internal parameter to be used for determination of the output parameter based on the attribute information, and adjusts the internal parameter or selects the internal parameter in accordance with an operation on the at least one user interface by a user (para 0025, 0033 and figs. 3, 4, 5 – displays resulting track volume 48 and track pan value 50, which change as the icon is repositioned and icon enlarges to indicate increasing volume). Regarding claim 14, Crockett discloses wherein the internal parameter is a parameter of a mathematical function for determining the output parameter with an object feature amount indicating a feature of the object as the attribute information as an input, or a parameter for adjusting the output parameter of the object on the basis of a determination result of the output parameter on the basis of the mathematical function (para 0064). Regarding claim 15, Crockett discloses wherein the controlling the circuitry further comprises controlling the circuitry to optimize an internal parameter to be used for determination of the output parameter based on the attribute information on a basis of audio data of each of the objects of a plurality of pieces of the content designated by a user and the output parameter of each of the objects of the plurality of pieces of the content determined by the user (para 0054 - 0055). Regarding claim 17, Crockett discloses wherein the controlling the circuitry further comprises controlling the circuitry to cause the attribute information to be displayed on a display screen of a tool configured to produce or edit the content (para 0045, 0054, 0086). Regarding claim 18, Crockett discloses wherein the controlling the circuitry further comprises controlling the circuitry to cause the display screen to display a determination result of the output parameter (para 0054, 0090). Regarding claim 19, Crockett discloses wherein the controlling the circuitry further comprises controlling the circuitry to cause the display screen to display an object feature amount indicating a feature of the object as the attribute information (para 0054). Regarding claim 20, Crockett discloses wherein the display screen is provided with the at least one user interface for selecting the object feature amount to be displayed (para 0045). Regarding claim 30, see rejection of claim 1. Regarding claim 31, see rejection of claim 1. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Crockett et al. (US Pub 20180020310) ) in view of Yamamoto et al. (WO 2020066681 A1 - since the document is in Japanese, the office action will use the US Patent US 11,716,586 for the citations) and in further view of Holladay, Aaron (US Pub 2006/0064300) and in further view of LeBoeuf et al. (US Pub 2011/0075851). Regarding claim 9, Crockett discloses processing method of claim 5. Crockett in view of Yamamoto and Holladay does not disclose wherein the object feature amount is at least any of a rise, duration, a sound pitch, a note density, a reverb intensity, a sound pressure, a time occupancy rate, a tempo, and a Lead index. LeBoeuf discloses wherein the object feature amount is at least any of a rise, duration, a sound pitch, a note density, a reverb intensity, a sound pressure, a time occupancy rate, a tempo, and a Lead index (para 0009 – tempo, para 0021- pitch trakcing, para 0020 - amplitude-detection which can be sound pressure). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of LeBoeuf in order to use multi-stage analysis system that delivers high-level metadata features, sound object identifiers, stream labels or other symbolic metadata to the application (LeBoeuf, abstract). Claims 12, 16, and 21-29 are rejected under 35 U.S.C. 103 as being unpatentable over Crockett et al. (US Pub 2018/0020310) ) in view of Yamamoto et al. (WO 2020066681 A1 - since the document is in Japanese, the office action will use the US Patent US 11,716,586 for the citations) and in further view of Holladay, Aaron (US Pub 2006/0064300) and in further view of Terrell et al. (US Pub 9,304,988). Regarding claim 12, Crockett discloses processing method of claim 10. Crockett in view of Yamamoto and Holladay does not disclose wherein the controlling the circuitry further comprises controlling the circuitry to determine the output parameter of the object on a basis of determination results of the output parameter based on the mathematical function obtained for a plurality of the objects. Terrell discloses wherein the controlling the circuitry further comprises controlling the circuitry to determine the output parameter of the object on a basis of determination results of the output parameter based on the mathematical function obtained for a plurality of the objects (col. 8, line 60-col. 9, line 7). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of Terrell in order to enable intelligent, content-aware processing in audio. Regarding claim 16, Crockett discloses processing method of claim 5. Crockett in view of Yamamoto and Holladay does not disclose wherein a range of the output parameter is defined in advance for each of the object categories, and the controlling the circuitry further comprises controlling the circuitry to determine the output parameter of the object in the object category in such a manner that the output parameter has a value within the range. Terrell discloses wherein a range of the output parameter is defined in advance for each of the object categories, and the controlling the circuitry further comprises controlling the circuitry to determine the output parameter of the object in the object category in such a manner that the output parameter has a value within the range (col. 8, lines 50-67). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of Terrell in order to enable intelligent, content-aware processing in audio. Regarding claim 21, Crockett discloses processing method of claim 5. Crockett in view of Yamamoto and Holladay does not disclose wherein the display screen is provided with a user interface for adjusting an internal parameter to be used for determination of the output parameter based on the attribute information. Terrell discloses wherein the display screen is provided with a user interface for adjusting an internal parameter to be used for determination of the output parameter based on the attribute information (col. 18, lines 12-22, col. 9, lines 33-49). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of Terrell in order to enable intelligent, content-aware processing in audio. Regarding claim 22, Terrell discloses wherein the control unit determines the output parameter again on a basis of the adjusted internal parameter in accordance with an operation on the user interface for adjusting the internal parameter, and updates display of a determination result of the output parameter on the display screen (col. 9, lines 13-32). Regarding claim 23, Terrell discloses wherein the display screen is provided with a user interface for storing the adjusted internal parameter (col. 9, line 33-49). Regarding claim 24, Crockett discloses processing method of claim 17. Crockett in view of Yamamoto and Holladay does not disclose wherein the display screen is provided with a user interface for selecting an internal parameter to be used for determination of the output parameter based on the attribute information. Terrell discloses wherein the display screen is provided with a user interface for selecting an internal parameter to be used for determination of the output parameter based on the attribute information (col. 1, line 59-60, col. 8, lines 3-15). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of Terrell in order to enable intelligent, content-aware processing in audio. Regarding claim 25, Crockett discloses processing method of claim 17. Crockett in view of Yamamoto and Holladay does not disclose wherein the display screen is provided with a user interface for adding a new internal parameter to be used for determination of the output parameter based on the attribute information. Terrell discloses wherein the display screen is provided with a user interface for adding a new internal parameter to be used for determination of the output parameter based on the attribute information (col. 9, line 08-32, col. 8, lines 3-15). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of Terrell in order to enable intelligent, content-aware processing in audio. Regarding claim 26, Crockett discloses processing method of claim 17. Crockett in view of Yamamoto and Holladay does not disclose wherein the display screen is provided with a user interface for selecting an algorithm for determination of the output parameter based on the attribute information. Terrell discloses wherein the display screen is provided with a user interface for selecting an algorithm for determination of the output parameter based on the attribute information (col. 9, line 33-49). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of Terrell in order to enable intelligent, content-aware processing in audio. Regarding claim 27, Crockett discloses processing method of claim 17. Crockett in view of Yamamoto and Holladay does not disclose wherein the display screen is provided with a user interface for adding a new algorithm for determination of the output parameter based on the attribute information. Terrell discloses wherein the display screen is provided with a user interface for adding a new algorithm for determination of the output parameter based on the attribute information (col. 9, line 33-49 – “It can be appreciated that the use of five processors is purely illustrative and the principles described herein may be implemented using any Suitable audio effect or audio processor.”). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of Terrell in order to enable intelligent, content-aware processing in audio. Regarding claim 28, Crockett discloses processing method of claim 17. Crockett in view of Yamamoto and Holladay does not disclose wherein the display screen is provided with a user interface for designating whether to replace a specific output parameter among a plurality of the output parameters with an output parameter newly determined on a basis of the attribute information. Terrell discloses wherein the display screen is provided with a user interface for designating whether to replace a specific output parameter among a plurality of the output parameters with an output parameter newly determined on a basis of the attribute information (col. 8, line 34-49). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of Terrell in order to enable intelligent, content-aware processing in audio. Regarding claim 29, Crockett discloses processing method of claim 17. Crockett in view of Yamamoto and Holladay does not disclose wherein the display screen is provided with a user interface for presenting a recommended algorithm or a recommended internal parameter as the algorithm for determination of the output parameter based on the attribute information or the internal parameter used for the determination of the output parameter based on the attribute information. Terrell discloses wherein the display screen is provided with a user interface for presenting a recommended algorithm or a recommended internal parameter as the algorithm for determination of the output parameter based on the attribute information or the internal parameter used for the determination of the output parameter based on the attribute information (col. 2, line 9-26). Therefore, it would have been obvious to a person of ordinary skilled in the art before the effective filing date of the claimed invention to modify Crockett in view of Yamamoto and Holladay with the teachings of Terrell in order to enable intelligent, content-aware processing in audio. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NAFIZ E HOQUE whose telephone number is (571)270-1811. The examiner can normally be reached on M-F 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ahmad Matar can be reached on (571)272-7488. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NAFIZ E HOQUE/Primary Examiner, Art Unit 2652
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Prosecution Timeline

Apr 04, 2024
Application Filed
Mar 19, 2026
Non-Final Rejection mailed — §103
Jul 20, 2026
Response Filed
Oct 06, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
98%
With Interview (+22.8%)
3y 1m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 626 resolved cases by this examiner. Grant probability derived from career allowance rate.

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