Prosecution Insights
Last updated: October 02, 2026
Application No. 18/698,855

AEROSOL PROVISION SYSTEM

Non-Final OA §102§103
Filed
Apr 05, 2024
Priority
Oct 22, 2021 — GB 2115195.6 +1 more
Examiner
YAARY, ERIC
Art Unit
Tech Center
Assignee
Nicoventures Trading Limited
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
77%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
646 granted / 875 resolved
+13.8% vs TC avg
Minimal +3% lift
Without
With
+3.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
37 currently pending
Career history
912
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
57.2%
+17.2% vs TC avg
§102
15.1%
-24.9% vs TC avg
§112
17.4%
-22.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 875 resolved cases

Office Action

§102 §103
DETAILED ACTION Election/Restrictions Applicant’s election without traverse of claims 1, 4-7, and 9-17 in the reply filed on 8/7/2026 is acknowledged. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 4, 6, and 9-16 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Potter (US 2014/0261486). Regarding claim 1, Potter teaches a mouthpiece 630 for an aerosol provision system 510 [Fig. 4A-4B; 0080], the mouthpiece comprising an aerosol outlet channel 610 for delivering an aerosol to a user of the mouthpiece [0081], wherein the mouthpiece comprises a portion whose appearance is configured to change in response to a predetermined event [0084]. Regarding claim 4, Potter teaches the housing 630, whose appearance is configured to change [0084], at least partially surrounds the aerosol outlet channel 610 [Fig. 4A-4B Regarding claim 6, Potter teaches the portion is configured to change colour in response to the predetermined event [0084]. Regarding claims 9-12, Potter teaches an electrically-powered indicia [0084]. Such an indicia is configured to change in response to a signal received from the aerosol provision system. The predetermined event is dependent on the determination and signal provided from the aerosol provision system, which is not a positively recited limitation. The mouthpiece of Potter is thereby interpreted as configured to operate as claimed. Regarding claim 13, Potter teaches in response to the predetermined event, the appearance of the portion is configured to change by way of the portion displaying at least one indicia [0084]. Regarding claim 14-15, Potter teaches the portion whose appearance is configured to change in response to a predetermined event comprises: the appearance of the portion being configured to change in response a first predetermined event; and the appearance of the portion being configured to change in response a second predetermined event which is different from the first predetermined event, wherein the appearance of the portion is configured to change to a first appearance in response to the first predetermined event; and wherein the appearance of the portion is configured to change to a second appearance in response to the second predetermined event [0084]. Regarding claim 16, the combination of cartridge body 505 and housing 630 [Fig 4A-4B] may be interpreted as the mouthpiece. In this case, portion 630, whose appearance is configured to change in response to a predetermined event [0084], is configured to be releasably attached to the mouthpiece [0083]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 5 is rejected under 35 U.S.C. 103 as being unpatentable over Potter as applied to claim 1 above, and further in view of Talon (US 2014/0345633). Potter does not teach the mouthpiece comprises an electrically-powered flashing light [0084] but does not teach a display, and the portion comprises a user interface from the display. Talon teaches an aerosol generating system wherein information is conveyed to a user via LED lights or a display user interface [0086]. As it is prima facie obvious to substitute art recognize equivalents for the same purpose, it would have been obvious to one of ordinary skill in the art to provide with the mouthpiece of Potter a display, and the portion comprises a user interface from the display, to achieve predictable results, e.g. conveying information to a user. Claim 7 is rejected under 35 U.S.C. 103 as being unpatentable over Potter as applied to claim 1 above, and further in view of Li (US 2016/0227841). Potter teaches the color of the filter material within the mouthpiece may change color [0084] but does not specify how this color change is viewed by a user. Li teaches an electronic cigarette comprising an observation window to allow a user to view the interior of the device [0027]. It would have been obvious to one of ordinary skill in the art to modify the mouthpiece of Potter to comprise a window that at least partly covers the portion for allowing the portion to be observed through the window, to order to allow a user to view a color change of the filter. Claim 17 is rejected under 35 U.S.C. 103 as being unpatentable over Potter as applied to claim 1 above, and further in view of Talon and Yun (US 2021/0050557). Potter does not teach the mouthpiece comprises an electrically-powered flashing light [0084] but does not teach a display, and the portion comprises a user interface from the display. Talon teaches an aerosol generating system wherein information is conveyed to a user via LED lights or a display user interface [0086]. As it is prima facie obvious to substitute art recognize equivalents for the same purpose, it would have been obvious to one of ordinary skill in the art to provide with the mouthpiece of Potter a display, and the portion comprises a user interface from the display, to achieve predictable results, e.g. conveying information to a user. Modified Potter does not teach a polarised portion at least partly covering the portion. Yun teaches a display device comprising a polarizing layer to increase visibility of images displayed by reducing reflections and glare due to external light [0097]. It would have been obvious to one of ordinary skill in the art to include in the mouthpiece of modified Potter a polarised portion at least partly covering the portion for the reasons above suggested by Yun. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC YAARY whose telephone number is (571)272-3273. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Philip Louie can be reached at (571)270-1241. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC YAARY/Examiner, Art Unit 1755
Read full office action

Prosecution Timeline

Apr 05, 2024
Application Filed
Aug 19, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
77%
With Interview (+3.3%)
2y 7m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 875 resolved cases by this examiner. Grant probability derived from career allowance rate.

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