Prosecution Insights
Last updated: October 02, 2026
Application No. 18/698,915

OPTICAL CONNECTOR

Non-Final OA §103
Filed
Apr 05, 2024
Priority
Oct 13, 2021 — JP 2021-167986 +1 more
Examiner
WONG, ERIC K
Art Unit
2874
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sumitomo Electric Industries Ltd.
OA Round
3 (Non-Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
788 granted / 940 resolved
+15.8% vs TC avg
Moderate +8% lift
Without
With
+7.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
37 currently pending
Career history
976
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
52.8%
+12.8% vs TC avg
§102
38.4%
-1.6% vs TC avg
§112
3.6%
-36.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 940 resolved cases

Office Action

§103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 9/1/2026 has been entered. Response to Arguments Applicant’s arguments, filed 8/12/2026, have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of US 2003/0215191 to Inagaki et al (which was cited in the first office action). It appears that the contact surfaces and the recess are opposite of what is claimed. Although Shimikawa discloses a protrusion where the recess should be, rearranging this recess towards the center appears to be a mere rearrangement of shapes or profiles. Inagaki on the other hand discloses a round profile with two contact points with a recess therebetween. Despite lacking two parallel points that define a square-type profile, it appears this feature also falls into a change in shape obviousness rationale. Therefore, an updated rejection follows below. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-2 and 4-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shimikawa (cited in prior action) in view of US 2003/0215191 to Inagaki et al. Shimikawa discloses in the abstract and figures, an optical connector comprising: a glass fiber (F) and a resin coating covering the glass (film F2), a front end portion (towards F1 in figure 8); a rear end portion (end towards 7 in figure 8) located on a side opposite to the front end portion (figure 8); and a ferrule assembly (2) having a ferrule fixed to a tip end portion (2a) and a holding portion (23; figure 9) to which a rear end portion of the ferrule is fixed and which is provided with a flange (3); a housing having an inner wall surface that defines an internal space in which at least the holding portion of the ferrule assembly is accommodated, a flat surface that constitutes a part of the inner wall surface and is provided at a position facing a part of an outer peripheral surface of the flange, and a positioning portion that limits movement of the holding portion in the internal space (figures 11-12 show how the holding portion secures the ferrule in the housing); and an elastic member (5) that biases the flange toward the positioning portion, wherein the reference surface includes a contact part (surface 23d in figure 11) provided apart from each other by a predetermined distance (the area bounded by spring 23k) and restricting a rotational direction of a flange as a result of the planar surface of the flange being brought into parallel contact with the planar surface of the inner wall surface with the planar surface of the flange contacting the contact part (when the flange is assembled with the provided spring cutout portion that resides within a channel that creates two contact points, the flange cannot rotate). As to claim 2, the reference surface has a recessed part (23k) between the two flat reference parts. As to claim 4, the claim recites a general “floating” terminology defined as the position changes as the ferrule is pushed through. Figure 8 shows some degree of movement and the spring allows for movement in the longitudinal direction. As to claim 5, the outer shape of the flange is quadrangular (figure 11). As to claim 6, an outer portion is curved (unlabeled corners are curved in figure 11). As to claim 7, a multicore fiber is disclosed (paragraph 87). As to claim 8, the “line” extending along the reference surface coincides with the flange (figure 11). However, as mentioned in the Response to Arguments above, Shimikawa is a square-type profile but the recess is not located between two contact points. Moving the shapes or recess portions would involve routine skill in the art. Inagaki discloses a round-type profile having a recess between two contact points (figure 4A). PNG media_image1.png 215 387 media_image1.png Greyscale It would have been obvious to one having ordinary skill in the art to swap the recess portion to be between two contact points as taught in Tiara in the square-type shape of Shimikawa as a design choice for a change in size, shape, rearrangement or reversal of parts. In re Japikse, 86 USPQ 70, In re Rose, 105 USPQ 237 (CCPA 1955), In re Einstein, 8 USPQ 167. Allowable Subject Matter Claim 3 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art fails to explicitly disclose the projection that protrudes as claimed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Eric K Wong whose telephone number is (571)272-2363. The examiner can normally be reached M-Tu, Th-F 8A-6P. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas Hollweg can be reached at 571-270-1739. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ERIC K. WONG Primary Examiner Art Unit 2874 /Eric Wong/Primary Examiner, Art Unit 2874
Read full office action

Prosecution Timeline

Show 3 earlier events
Jun 17, 2026
Final Rejection mailed — §103
Jul 09, 2026
Interview Requested
Jul 31, 2026
Examiner Interview Summary
Jul 31, 2026
Applicant Interview (Telephonic)
Aug 12, 2026
Response after Non-Final Action
Sep 01, 2026
Request for Continued Examination
Sep 02, 2026
Response after Non-Final Action
Sep 21, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12748261
WAVEGUIDE STRUCTURE WITH APERTURE ARRAY
3y 11m to grant Granted Sep 29, 2026
Patent 12748339
OPTICAL ELEMENT FOR GENERATION OF BROADBAND RADIATION
2y 11m to grant Granted Sep 29, 2026
Patent 12733792
MINIMALLY INVASIVE OPTICAL FORWARD VIEWING PROBE
2y 9m to grant Granted Sep 15, 2026
Patent 12730275
OPTICAL COMMUNICATION BUNDLE AND ASSOCIATED OPTICAL CABLE
2y 11m to grant Granted Sep 08, 2026
Patent 12724208
DUST CAP FOR FIBER OPTIC CONNECTORS
4y 1m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
91%
With Interview (+7.6%)
2y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 940 resolved cases by this examiner. Grant probability derived from career allowance rate.

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