Prosecution Insights
Last updated: April 19, 2026
Application No. 18/699,190

A FINISHING PROCESS FOR COATING A SURFACE OF A SOLID COSMETIC PRODUCT WITH PIGMENTED PARTICULATE MATERIAL

Final Rejection §103§112
Filed
Apr 05, 2024
Examiner
TALBOT, BRIAN K
Art Unit
1712
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Gotha Cosmetics S R L
OA Round
2 (Final)
59%
Grant Probability
Moderate
3-4
OA Rounds
3y 4m
To Grant
90%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allow Rate
680 granted / 1151 resolved
-5.9% vs TC avg
Strong +31% interview lift
Without
With
+31.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
58 currently pending
Career history
1209
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
62.0%
+22.0% vs TC avg
§102
12.3%
-27.7% vs TC avg
§112
21.6%
-18.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1151 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The amendment filed 10/20/25 has been considered and entered. Claims 1-10 remain in the application for prosecution thereof. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Considering the amendment filed 10/20/25, the 35 USC 112 rejections have been withdrawn, however, the following rejections have been necessitated by the amendment. Claim Rejections - 35 USC § 112 Claim 1 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 1, the term “performation” appears to be a typographical error and should recite “perforation. Clarification is requested. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claims 1 and 7-10 are rejected under 35 U.S.C. 103 as being unpatentable over Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665). Kina (2018/0325783) teaches decorating powder composition for decorating the surface of a solid cosmetic material with a glossy powder. The method includes casing the decorated powder composition to adhere to a printing plate and then bringing the printing plate in contact with the surface of a solid cosmetic to transfer the decorated powder to the surface of the solid cosmetic to decorate it. (abstract) Kina (2018/0325783) fails to teach decorating the solid cosmetic using a mask for patterning the decoration and removing the excess powder by suctioning. Kobayashi et al. (5,698,374) teaches a similar patterning process whereby a patterned is formed on a substrate using a mask, sprinkling or spraying the particulate material on the surface of the substrate and removing excess particulate by suctioning (abstract, col. 4, lines 43-52 and col. 6, lines 30-45). Therefore, it would have been obvious for one skilled in the art before the effective filing date of the claimed invention to have modified Kina (2018/0325783) process to perform the coating by utilizing a mask and suctioning process as taught by Kobayashi et al. (5,698,374) with the expectation of producing a patterned decorated coating. Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) fail to teach suctioning excess particulate from the mask. Branch (8,365,744) teaches using a stencil for applying dry powders whereby the dry powder can be removed by vacuum (claimed suctioning) and Herchen et al. (2015/0110665) teaches removing excess powder from a mask by vacuum). Therefore, it would have been obvious for one skilled in the art to have modified Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) process to include suctioning excess particulates from the mask as evidenced by Branch (8,365,744) and Herchen et al. (2015/0110665) with the expectation of reusing the mask/stencil and therefore saving on production costs. Regarding claim 1, both Kina (2018/0325783) teaches a decorating powder composition which does not recite using a liquid carrier while Kobayashi et al. (5,698,374) teaches a particulate composition which may include a binder but it is not liquid. Also, the suctioning step would be inclusive of collecting the pigment not deposited on the exposed surface. In general, the transposition of process steps or the splitting of one step into two, where the processes are substantially identical or equivalent in terms of function, manner and result, was held to be not patentably distinguish the processes. Ex parte Rubin, 128 USPQ 440 (Bd. Pat. App. 1959). Further, it has been held that selection of any order of performing process steps is prima facie obvious in the absence of new or unexpected results, see MPEP 2144.04, section C, and also In re Burhans, 154 F.2d 690, 69 USPQ 330 (CCPA 1946), and In re Gibson, 39 F.2d 975, 5USPQ 230 (CCPA 1930). Regarding claims 7 and 8, Kobayashi et al. (5,698,374) teaches particulate sized from 1-100 microns (col. 5, lines 17-21). Regarding claim 9, Kina (2018/0325783) teaches the glossy powder to have pearly luster or pearl agents (claimed pearlescent) [0019] and [0034]. Regarding claim 10, Kina (2018/0325783) teaches a decorated surface of a cosmetic product is formed (abstract). Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) further in combination with Santillan et al. (10,954,036). Features detailed above concerning the teachings of Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) are incorporated here. Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) fail to teach forming the solid cosmetic product by pouring into a secondary package. Santillan et al. (10,954,036) teaches a support element for cosmetic whereby the cosmetic product is formed by pouring into a mold (claimed secondary packaging) (col. 1, lines 20-35). Therefore, it would have been obvious for one skilled in the art before the effective filing date of the claimed invention to have modified Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) process to form the solid cosmetic by pouring in a mold as taught Santillan et al. (10,954,036) with the expectation of producing the desired cosmetic product. Claims 5 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) further in combination with Beaudonnet et al. (2018/0154500). Features detailed above concerning the teachings of Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) are incorporated here. Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) fail to teach forming the solid cosmetic product by spraying at the claimed pressure of between 2-10 bars. Beaudonnet et al. (2018/0154500) teaches method of modifying the appearance of a surface such as cosmetic finishing using a spray gun at low pressures of less than 4 or 3 bar [0005]. Therefore, it would have been obvious for one skilled in the art before the effective filing date of the claimed invention to have modified Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) process to spray the coating at a pressure of less than 4 bar as evidence by Beaudonnet et al. (2018/0154500) with the expectation of coloring the surface thereof. Regarding claim 6, the Examiner noted that the spray bar pressure is less than that claimed, however, the Examiner takes the position that the spray pressure is a result effective variable and would be optimized by one skilled in the art depending upon the coating particles utilized and the substrate being coated and hence would be within the skill of one practicing in the art absent a showing to the contrary. Claims 3 and 4 are rejected under 35 U.S.C. 103 as being unpatentable over Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) further in combination with Kornmeyer (9,228,256). Features detailed above concerning the teachings of Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) are incorporated here. Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) fail to teach placing the cosmetic product to be coated on a pallet with a grid to support the cosmetic product for coating. Kornmeyer (9,228,256) teaches a substate support for holding substrates such as wafers during process including spray coating (abstract and claim 6). Therefore, it would have been obvious for one skilled in the art before the effective filing date of the claimed invention to have modified Kina (2018/0325783) in combination Kobayashi et al. (5,698,374) further in combination with Branch (8,365,744) and Herchen et al. (2015/0110665) process to utilize a grid support holder for spray coating the cosmetic product as taught Kornmeyer (9,228,256) with the expectation of producing the claimed coating thereon. Response to Amendment Applicant's arguments filed 10/20/25 have been fully considered but they are not persuasive. Applicant argued prior art fails to teach suctioning excess particulates from the mask. Branch (8,365,744) and Herchen et al. (2015/0110665) teaches this as detailed above. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRIAN K TALBOT whose telephone number is (571)272-1428. The examiner can normally be reached Monday -Friday 7-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MICHAEL CLEVELAND can be reached at 571-272-1418. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRIAN K TALBOT/Primary Examiner, Art Unit 1712
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Prosecution Timeline

Apr 05, 2024
Application Filed
May 19, 2025
Non-Final Rejection — §103, §112
Oct 20, 2025
Response Filed
Jan 30, 2026
Final Rejection — §103, §112
Apr 15, 2026
Examiner Interview Summary
Apr 15, 2026
Applicant Interview (Telephonic)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
59%
Grant Probability
90%
With Interview (+31.2%)
3y 4m
Median Time to Grant
Moderate
PTA Risk
Based on 1151 resolved cases by this examiner. Grant probability derived from career allow rate.

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