Office Action Predictor
Last updated: April 17, 2026
Application No. 18/700,034

Circulation Sump Device for an Electric Drive Unit of a Vehicle

Non-Final OA §102§103
Filed
Apr 10, 2024
Examiner
VO, ETHAN NGUYEN
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
bayerische motoren werke aktiengesellschaft
OA Round
1 (Non-Final)
69%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
93%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allow Rate
25 granted / 36 resolved
+1.4% vs TC avg
Strong +23% interview lift
Without
With
+23.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
33 currently pending
Career history
69
Total Applications
across all art units

Statute-Specific Performance

§103
62.2%
+22.2% vs TC avg
§102
26.5%
-13.5% vs TC avg
§112
11.3%
-28.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 36 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 15-18 and 21 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Eric (FR 3061374). As to claim 15, Eric discloses a circulation sump device for an electric drive unit of a motor vehicle (Fig. 2), which can be lubricated and/or temperature-controlled via a lubricant, comprising: a lubricant sump having a first axial region and a second axial region (Fig. 2), a lubricant reservoir which extends below the lubricant sump in the first axial region and is connected to the lubricant sump via a lubricant outflow opening (Fig. 2), and a lubricant sump-to-pump line which is specified to pump lubricant from the second axial region of the lubricant sump into the lubricant reservoir (Fig. 2). PNG media_image1.png 434 745 media_image1.png Greyscale As to claim 16, Eric discloses the circulation sump device according to claim 15, wherein: the first axial region contains a position of stator end windings on a first side of a stator core of the drive unit (Fig. 2), and the second axial region contains a position of stator end windings on a second side (Fig. 2). PNG media_image2.png 417 661 media_image2.png Greyscale As to claim 17, Eric discloses the circulation sump device according to claim 15, wherein: a reservoir pump is disposed in the lubricant sump-to-pump line (Fig. 2). PNG media_image2.png 417 661 media_image2.png Greyscale As to claim 18, Eric discloses the circulation sump device according to claim 15, wherein: the lubricant sump-to-pump line is disposed in the second axial region so as to proceed from a stator core-distal axial end of the lubricant sump (Fig. 2). PNG media_image2.png 417 661 media_image2.png Greyscale As to claim 21, Eric discloses the circulation sump device according to claim 15, wherein: the lubricant reservoir also extends in the second axial portion (Fig. 2). PNG media_image1.png 434 745 media_image1.png Greyscale Claims 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Eric and in view of Huber (US 20190097482). As to claim 19, Eric discloses the circulation sump device according to claim 15. Eric fails to disclose the lubricant outflow opening in the first axial region is disposed on a stator core- distal axial end of a machine housing and/or of the lubricant reservoir and/or of the lubricant sump. Huber, however, discloses the lubricant outflow opening in the first axial region is disposed on a stator core- distal axial end of a machine housing (Para 0031; Fig. 1). PNG media_image3.png 437 584 media_image3.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the device of Eric with the lubricant outflow opening in the first axial region is disposed on a stator core- distal axial end of a machine housing, as disclosed by Huber, to optimize the flow of lubricant in the device. As to claim 20, Eric discloses the circulation sump device according to claim 15. Eric fails to discloses a conveying outlet from the lubricant reservoir is disposed at or close to an axial position of the lubricant outflow opening. Huber, however, discloses a conveying outlet from the lubricant reservoir is disposed at or close to an axial position of the lubricant outflow opening (Fig. 1). PNG media_image3.png 437 584 media_image3.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the device of Eric with a conveying outlet from the lubricant reservoir is disposed at or close to an axial position of the lubricant outflow opening, as disclosed by Huber, to optimize the flow of lubricant in the device. Claim 22 is rejected under 35 U.S.C. 103 as being unpatentable over Eric and in view of Lui (CN 113803444). As to claim 22, Eric discloses the circulation sump device according to claim 15. Eric fails to disclose a baffle is disposed in the lubricant reservoir, wherein a pressurized oil inlet of the lubricant sump-to-pump line and the conveying outlet from the lubricant reservoir are disposed on the same side of the baffle. Liu, however, disclose a baffle is disposed in the lubricant reservoir (Fig. 1), wherein a pressurized oil inlet of the lubricant sump-to-pump line and the conveying outlet from the lubricant reservoir are disposed on the same side of the baffle (Fig. 1). PNG media_image4.png 534 469 media_image4.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the device of Eric with a baffle is disposed in the lubricant reservoir (Fig. 1), wherein a pressurized oil inlet of the lubricant sump-to-pump line and the conveying outlet from the lubricant reservoir are disposed on the same side of the baffle, as disclosed by Liu, to better control the flow of lubricant. Claim 23 is rejected under 35 U.S.C. 103 as being unpatentable over Eric, Liu and in view of Vladimir (CN 11520452). As to claim 23, the combination of Eric and Liu discloses the circulation sump device according to claim 22. Eric fails to disclose the baffle is specified to impede a flow of lubricant proceeding from the first axial region to the second axial region. Vladimir, however, discloses the baffle is specified to impede a flow of lubricant proceeding from the first axial region to the second axial region (Fig. 4; “The valve located in the baffle is configured to alternately prevent flow”). PNG media_image5.png 355 438 media_image5.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the device of Eric with the baffle is specified to impede a flow of lubricant proceeding from the first axial region to the second axial region, as disclosed by Vladimir, in order to better control the flow of lubricant. Claims 24-25 are rejected under 35 U.S.C. 103 as being unpatentable over Eric and in view of Gebhard (US 20200284337). As to claim 24, Eric discloses the circulation sump device according to claim 15. Eric fails to disclose provided between the lubricant reservoir and the second axial region of the lubricant sump is a connecting line for balancing a lubricant filling level and/or venting the lubricant reservoir. Gebhard, however, discloses provided between the lubricant reservoir (62) and the second axial region of the lubricant sump (18) is a connecting line (36, 60) for balancing a lubricant filling level (Para 0023; Fig. 1 and 2). PNG media_image6.png 481 645 media_image6.png Greyscale PNG media_image7.png 351 345 media_image7.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the device of Eric with provided between the lubricant reservoir and the second axial region of the lubricant sump is a connecting line for balancing a lubricant filling level, as disclosed by Gebhard, to ensure the desired lubricant level is maintained. As to claim 25, Eric discloses the circulation sump device according to claim 15. Eric fails to disclose a conveying pump, which is disposed in a conveying line that proceeds from the conveying outlet, and the reservoir pump are designed with a common pump drive. Gebhard, however, discloses a conveying pump (20; Fig. 2), which is disposed in a conveying line that proceeds from the conveying outlet, and the reservoir pump are designed with a common pump drive. PNG media_image7.png 351 345 media_image7.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the device of Eric with a conveying pump, which is disposed in a conveying line that proceeds from the conveying outlet, and the reservoir pump are designed with a common pump drive, as disclosed by Gebhard, to allow for more lubricant to flow throughout the device. Claims 26-27, and 29 are rejected under 35 U.S.C. 103 as being unpatentable over Eric and in view of Alberni (AU 680092). As to claim 26, Eric discloses an electric drive unit for a motor vehicle (“when such a machine is mounted in a mobile assembly, for example in a motor vehicle”), comprising: an electric drive machine in a machine housing (3; Fig. 2), and a circulation sump device according to claim 15. PNG media_image8.png 283 404 media_image8.png Greyscale Eric fails to disclose an output transmission in a transmission housing. Alberni, however, discloses an output transmission (12; Fig. 2) in a transmission housing (18; Fig. 2). PNG media_image9.png 411 424 media_image9.png Greyscale Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the device of Eric with an output transmission in a transmission housing, as disclosed by Alberni, to protect the transmission from outer elements. As to claim 27, the combination of Eric and Alberni discloses the electric drive unit according to claim 26, wherein: the lubricant sump of the circulation sump device is formed in the machine housing on both sides of a stator core of the drive machine (Fig. 1 of Eric). PNG media_image1.png 434 745 media_image1.png Greyscale As to claim 29, the combination of Eric and Alberni discloses the electric drive unit according to claim 26, wherein: the lubricant reservoir is disposed below the machine housing and extends between the conveying outlet and the beginning of the lubricant sump-to-pump line in a transverse direction of the drive unit (Fig. 1). PNG media_image1.png 434 745 media_image1.png Greyscale Claim 28 is rejected under 35 U.S.C. 103 as being unpatentable over Eric, Alberni and in view of Klaus (DE 102014205881). As to claim 28, the combination of Eric and Alberni discloses the electric drive unit according to claim 26. Eric fails to disclose a transmission lubricant sump of the transmission housing can empty by way of an overflow into the lubricant sump of the circulation sump device in the machine housing. Klaus, however, discloses a transmission lubricant sump of the transmission housing can empty by way of an overflow into the lubricant sump of the circulation sump device in the machine housing (Para 0007). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide the device of Eric with a transmission lubricant sump of the transmission housing can empty by way of an overflow into the lubricant sump of the circulation sump device in the machine housing, as disclosed by Klaus, to recycle extra lubricant in the event there is overflow. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ETHAN N VO whose telephone number is (571)270-7593. The examiner can normally be reached Mon-Fri 8:30am - 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher M Koehler can be reached on 571 272 3560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ETHAN NGUYEN VO/ Examiner, Art Unit 2834 /CHRISTOPHER M KOEHLER/Supervisory Patent Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

Apr 10, 2024
Application Filed
Mar 20, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603538
ROTATING ELECTRIC MACHINE SYSTEM
2y 5m to grant Granted Apr 14, 2026
Patent 12592597
SELECTIVE PERMEABILITY ROTOR STRUCTURE FOR INTERIOR PERMANENT MAGNET MACHINE
2y 5m to grant Granted Mar 31, 2026
Patent 12587059
Electric Motor Coolant Frame and Header
2y 5m to grant Granted Mar 24, 2026
Patent 12580446
ELECTRIC MACHINE
2y 5m to grant Granted Mar 17, 2026
Patent 12580501
VIBRATION WAVE RADIATING DEVICE
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
69%
Grant Probability
93%
With Interview (+23.2%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 36 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in for Full Analysis

Enter your email to receive a magic link. No password needed.

Free tier: 3 strategy analyses per month