Prosecution Insights
Last updated: October 01, 2026
Application No. 18/700,417

NONAQUEOUS ELECTROLYTE SECONDARY BATTERY POSITIVE ELECTRODE AND NONAQUEOUS ELECTROLYTE SECONDARY BATTERY

Non-Final OA §102§103
Filed
Apr 11, 2024
Priority
Oct 22, 2021 — JP 2021-173274 +1 more
Examiner
CHUO, TONY SHENG HSIANG
Art Unit
Tech Center
Assignee
Panasonic Holdings Corporation
OA Round
1 (Non-Final)
46%
Grant Probability
Moderate
1-2
OA Rounds
1y 7m
Est. Remaining
53%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allowance Rate
324 granted / 708 resolved
-14.2% vs TC avg
Moderate +7% lift
Without
With
+7.2%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
42 currently pending
Career history
760
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
60.5%
+20.5% vs TC avg
§102
17.1%
-22.9% vs TC avg
§112
18.5%
-21.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 708 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted on 4/11/24 and 12/2/25 were filed on 4/11/24 and 12/2/25. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Drawings The drawings filed on 4/11/24 are accepted by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Takahashi et al (US 2022/0238865). Regarding claims 1-4, Takahashi et al discloses a secondary battery, comprising: a positive electrode; a negative electrode; and a non-aqueous electrolyte, wherein the positive electrode “10” comprising: a positive electrode substrate “11” (positive electrode core); and a positive electrode active material layer “12” (positive electrode mixture layer) formed on a surface of the positive electrode substrate, wherein the positive electrode active material layer contains, as a positive electrode active material, a first lithium-containing transition metal composite oxide particles “sc1” that are single particles (non-aggregated particles) having D50 (median diameter on a volumetric basis) of 3.2 um, and a second lithium-containing transition metal composite oxide particles “mc1” that are secondary particles having D50 (median diameter on a volumetric basis) of 12.8 um formed by aggregation of primary particles having an average particle diameter of 0.1 um to 0.2 um; and the positive electrode active material layer has a first layer “1” formed closer to the positive electrode substrate, and a second layer “2” formed on the first layer, wherein the first layer contains 100 mass% of the first lithium-containing transition metal composite oxide particles based on a total mass of the positive electrode active material contained in the first layer; and the second layer contains at least second lithium-containing transition metal composite oxide particles; wherein a mass ratio between the first lithium-containing transition metal composite oxide particles and the second lithium-containing transition metal composite oxide particles in the second layer is 50:50; wherein a thickness ratio of the second layer to the thickness of positive electrode active material layer is 0.75 corresponding to a proportion of the first layer in the positive electrode mixture layer that is 25 mass% ([0051]-[0053],[0061],[0065], [0081],[0144]-[0155], Table 1, and Fig. 3). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Ko et al (US 2020/0041023). Regarding claims 1-4, Ko et al discloses a secondary battery, comprising: a positive electrode; a negative electrode; and a non-aqueous electrolyte, wherein the positive electrode “20” comprising: a positive electrode collector “21” (positive electrode core); and a positive electrode mixture layer “22” formed on a surface of the positive electrode collector, wherein the positive electrode mixture layer contains, as a positive electrode active material, a second positive active material (first lithium-containing transition metal composite oxide particles) that are single particles (non-aggregated particles) having an average particle diameter (median diameter on a volumetric basis) of 2 um or more and less than 30 um, and first positive electrode active material (second lithium-containing transition metal composite oxide particles) that are secondary particles having an average particle size (median diameter on a volumetric basis) of 2 um or more and less than 30 um formed by aggregation of primary particles having an average particle diameter of 50 nm or more and 500 nm (0.5 um) or less; and the positive electrode mixture layer has a collector-side region “22b” (first layer) formed closer to the positive electrode collector, and a surface-side region “22a” (second layer) formed on the collector-side region, wherein the collector-side region/first positive electrode mixture layer (first layer) contain the first positive electrode active material (second lithium-containing transition metal composite oxide particles) and the second positive electrode active material (first lithium-containing transition metal composite oxide particles), and the surface-side region/second positive electrode mixture layer (second layer) contains the first positive electrode active material (second lithium-containing transition metal composite oxide particles) and the second positive electrode active material (first lithium-containing transition metal composite oxide particles); wherein a content of the first positive electrode active material (in the first layer and the second layer) is 30 mass% or less based on the total amount of the first positive electrode active material and the second positive electrode active material (in the first layer and the second layer); wherein the surface-side region (second layer) contains a content ratio of the first positive electrode active material (second lithium-containing transition metal composite oxide particles) that is preferably 60 mass% or more based on the total amount of the first positive electrode active material contained in the positive electrode mixture layer (first layer+second layer) and the content of the first positive electrode active material (second lithium-containing transition metal composite oxide particles) in the first layer that is 40 mass%; so, if the content of the first positive electrode active material (in the first layer and the second layer) is 30 mass% and the content of the second positive electrode active material (in the first layer and the second layer) is 70 mass%, the content of the second positive electrode active material (first lithium-containing transition metal composite oxide particles) would be 88 mass% in the first layer and 82 mass% in the second layer; and wherein a mass ratio between the second positive electrode active material (first lithium-containing transition metal composite oxide particles) and the first positive electrode active material (second lithium-containing transition metal composite oxide particles) in the second layer that is 40:60 ([0020],[0032],[0043]-[0049],[0054] and Fig. 3). However, Ko et al does not expressly teach a content of the first lithium-containing transition metal composite oxide particles having a median diameter on a volumetric basis of greater than or equal to 2 um and less than or equal to 10 um and a second lithium-containing transition metal composite oxide particles that are secondary particles having a median diameter on a volumetric basis of greater than or equal to 10 um and less than or equal to 30 um (claim 1); and a proportion of the first layer in the positive electrode mixture layer that is greater than or equal to 10 mass% and less than or equal to 50 mass% (claim 3). However, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the Ko positive electrode to include a content of the first lithium-containing transition metal composite oxide particles having a median diameter on a volumetric basis of greater than or equal to 2 um and less than or equal to 10 um; a second lithium-containing transition metal composite oxide particles that are secondary particles having a median diameter on a volumetric basis of greater than or equal to 10 um and less than or equal to 30 um; and a proportion of the first layer in the positive electrode mixture layer that is greater than or equal to 10 mass% and less than or equal to 50 mass% because it has been held that the discovery of an optimum value of a result effective variable in a known process is ordinarily within the skill of the art. In re Boesch, 205 USPQ 215 (CCPA 1980). Where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation. In re Aller, 220 F.2d 454. 456, 105 USPQ 233, 235 (CCPA 1955)). There is no evidence of criticality of the claimed median diameter of the first lithium-containing transition metal composite oxide particles, median diameter of the secondary particles of second lithium-containing transition metal composite oxide particles, and proportion of the first layer in the positive electrode mixture layer. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TONY S CHUO whose telephone number is (571)272-0717. The examiner can normally be reached Monday - Friday, 9:00am - 5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Leong can be reached at 571-270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /T.S.C/Examiner, Art Unit 1751 /JONATHAN G LEONG/Supervisory Patent Examiner, Art Unit 1751 8/9/2026
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Prosecution Timeline

Apr 11, 2024
Application Filed
Aug 12, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
46%
Grant Probability
53%
With Interview (+7.2%)
4y 1m (~1y 7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 708 resolved cases by this examiner. Grant probability derived from career allowance rate.

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