Prosecution Insights
Last updated: July 17, 2026
Application No. 18/701,032

PLANT-BASED SMOKING PRODUCT FOR A HOOKAH, COMPRISING PURE NICOTINE

Non-Final OA §102§103§112
Filed
Apr 12, 2024
Priority
Oct 14, 2021 — FR 2110916 +1 more
Examiner
FELTON, MICHAEL J
Art Unit
Tech Center
Assignee
Sunnysmokers SAS
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
2y 5m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
288 granted / 488 resolved
-1.0% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
4y 8m
Avg Prosecution
32 currently pending
Career history
539
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
92.1%
+52.1% vs TC avg
§102
4.0%
-36.0% vs TC avg
§112
1.9%
-38.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 488 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 Claim 12 rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 12 recites the limitation "vegetable cereal fibers". There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 9-12, 13, and 16 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Mua et al. (US 2023/0051029 A1 (Priority to 17/876,604 filed 2021-07-30). Regarding claim 9-12, Mua et al. disclose a smoking material composed Aerosol forming materials such as glycerol (i.e. glycerin) and propylene glycol [0118], Fibrous support formed of plant fibers other than tobacco (i.e. wood fibers which are inherently cellulosic fibers [0083]) and “cereal grains (e.g. maize, oat, barley, rye, buckwheat, and the like)” [0091], and bran fibers [0091]. Nicotine with a purity greater than about 95% [0139]. Regarding claim 13, Mua et al. disclose the substrates contains 0-15% wood pulp, including 5-15% wood pulp [0094]. Mua et al. present a range that overlaps the claimed range and a preferred range that is wholly within the range claimed and therefore anticipate the claimed range. Regarding claim 16, Mua et al. disclose that the substrate (i.e. plant fibers) have water content of between 0 and 30% and preferably 3 to 21% water [0158]. Mua et al. present a range that overlaps the claimed range and a preferred range that is wholly within the range claimed and therefore anticipate the claimed range. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 14 and 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Mua et al. (US 2023/0051029 A1) as applied to claim 9 above, and further in view of Masri (US 20110048438 A1). Regarding claims 14 and 15, Mua et al. do not disclose that the fiber is cut to a particular size or surface area. However, Masri discloses a similar tobacco substitute that uses tea leaves as the plant material. Masri indicates that the prior art discloses drying green tea leaves and cutting to form particles 1-5 mm in width and 5-15 mm in length. It would have been obvious to one of ordinary skill in the art at the time of invention to use the cut tea leaves disclosed by Masri in the invention of Mua et al. in order to achieve the tea flavor disclosed by Masri. Cut leaves of 1-5 mm wide and 5-15 mm long have a surface area of approximately 10 mm2 and 150 mm, which overlaps the claimed range and makes the range obvious. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL J FELTON whose telephone number is (571)272-4805. The examiner can normally be reached Monday, Thursday-Friday 7:00-4:30, Wednesday 7:00-1:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael H Wilson can be reached at 571-270-3882. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Michael J Felton/Primary Examiner, Art Unit 1747
Read full office action

Prosecution Timeline

Apr 12, 2024
Application Filed
Jun 23, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12677870
SMOKELESS ARTICLE
4y 4m to grant Granted Jul 14, 2026
Patent 12653216
NOVEL FLAVORING AGENT, FLAVORING AGENT COMPOSITION AND ARTICLE COMPRISING SAME
3y 1m to grant Granted Jun 16, 2026
Patent 12642295
COOLING FILTER ROD AND APPLICATION THEREOF
5y 5m to grant Granted Jun 02, 2026
Patent 12642298
CLOSED HEAT-NOT-BURN CIGARETTE
2y 11m to grant Granted Jun 02, 2026
Patent 12622460
AEROSOL GENERATING DEVICE COMPRISING CARTRIDGE
3y 5m to grant Granted May 12, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
74%
With Interview (+14.8%)
4y 8m (~2y 5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 488 resolved cases by this examiner. Grant probability derived from career allowance rate.

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