Prosecution Insights
Last updated: October 25, 2026
Application No. 18/701,074

EXFOLIATION AND DISPERSION OF CARBON NANOTHREADS

Non-Final OA §102
Filed
Apr 12, 2024
Priority
Nov 03, 2021 — provisional 63/263,471 +2 more
Examiner
FIGUEROA, JOHN J
Art Unit
Tech Center
Assignee
The Penn State Research Foundation
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
931 granted / 1118 resolved
+23.3% vs TC avg
Moderate +9% lift
Without
With
+8.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
26 currently pending
Career history
1141
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
42.5%
+2.5% vs TC avg
§102
34.2%
-5.8% vs TC avg
§112
9.9%
-30.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1118 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Applicant’s claim of priority as a 35 U.S.C. §371 national stage entry of PCT/US2022/79133 filed Nov. 2, 2022, which in turn claims priority to U.S. provisional application 63/263,471 filed Nov. 3, 2021, is hereby acknowledged. Election/Restriction Applicant’s election of Group I (claims 1, 2, 4, 5, 7, 9, 10, 12, 17 and 20-23) in the reply filed on September 18, 2025, to the restriction requirement dated July 18, 2025, is hereby acknowledged. Accordingly, claims 1, 2, 4, 5, 7, 9, 10, 12, 17 and 20-23 have been examined in the instant Office action, whereas claims 8, 15, 16, 25, 26 and 29 have been withdrawn from consideration as drawn to a nonelected invention but remain pending with the present application. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 5, 7, 9, 10, 12, 17 and 20-23 are rejected under 35 U.S.C. §102(a)(1) as anticipated by Zhamu (US 2011/0135925 A1 to Zhamu et al., published June 9, 2011). Zhamu discloses a method for preparing submicron-scaled graphitic fibrils (exfoliated nanothreads) having a diameter or thickness less than 1 micron, wherein the fibrils are free of continuous thermal carbon overcoat, hollow core, or catalyst, wherein the fibrils are obtained by splitting a micron-scaled carbon graphite fiber along its directional axis, wherein the diameter is preferably less than 500 nm, and wherein these graphitic fibrils exhibit exceptionally high electrical/thermal conductivity, elastic modulus and strength. These submicron graphitic fibrils can be used to form various products, such as rubber or tire products, fuel cells, coatings, paints, lubricants, radiation-shield components; and nanocomposite materials (abstract; [0013] to [0023]; [0031] to [0033]; Figures 1 and 2 of Zhamu and Jang). The carbon/graphite fiber can be intercalated with alkali (Li, Na, K, Rb, Cs), alkaline earth (Ca, Ba, Sr), or lanthanide metals (Eu, Yb, Sm, Tm) by different methods, wherein the carbon/graphite fiber can be intercalated electrochemically using a non-aqueous solvent, or by using naphthalene or benzophenone with a suitable non-aqueous solvent, such as tetrahydrofuran, which is a polar aprotic solvent ([0065]). Zhamu further discloses that the intercalating step can comprise, inter alia, chemical intercalating, electrochemical intercalating, or gaseous/liquid phase intercalating, wherein chemical intercalating may comprise exposing the carbon fiber or graphite fiber to an intercalating agent, such as sulfuric acid or a halogen liquid or vapor, alkali nitrate, alkali perchlorate, or an oxidizing agent, wherein the carboxylic acid may be an aromatic carboxylic acid, an aliphatic/cycloaliphatic carboxylic acid, or a polycarboxylic acids having 1-10 carbon atoms or alkyl esters thereof, and wherein the intercalant can comprise an alkali metal, such as Li, Na, K, Rb and or cesium ([0052] to [0056]). A sonication step is not required in Zhamu’s process of preparing submicron-scaled graphitic fibrils (present claim 2). Thus, the instant claims are anticipated by Zhamu. Allowable Subject Matter Claims 4 is objected to as dependent upon a rejected base claim but would be allowable if rewritten in independent form including all the limitations of the base claim and any intervening claims. Zhamu, the closest prior art, does not teach or suggest its process for forming submicron-scaled graphitic fibrils including a step of generating a dispersion having a dissolved/dispersed phase of exfoliated reduced nanothreads with positive counter-ions and further exposing the dispersion to air or oxygen to neutralize reduced carbon nano-threads, Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN J FIGUEROA whose telephone number is (571)272-8916. The examiner can normally be reached on 8:30 am -6:00 pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, JOSEPH DEL SOLE, can be reached on 571-272-1130. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOHN J FIGUEROA/Primary Examiner, Art Unit 1763 September 30, 2026
Read full office action

Prosecution Timeline

Apr 12, 2024
Application Filed
Jul 17, 2026
Applicant Interview (Telephonic)
Oct 05, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12766808
COMPOSITE ABSORBENT BODY AND POLYMERIC ABSORBER
3y 3m to grant Granted Oct 20, 2026
Patent 12759869
METHOD FOR INTEGRATING AMMONIA CRACKING IN A STEAM METHANE REFORMER
3y 6m to grant Granted Oct 13, 2026
Patent 12759873
PROCESS AND PLANT FOR PROVIDING SYNTHESIS GAS AND FOR PRODUCING METHANOL
3y 2m to grant Granted Oct 13, 2026
Patent 12759892
METHOD FOR PREPARING TIN OXIDE NANOPARTICLES DISPERSED IN ALCOHOL SOLVENT, AND USE THEREOF
2y 8m to grant Granted Oct 13, 2026
Patent 12758955
PARTICLE FILTER FOR EXHAUST GAS OF GASOLINE ENGINES
3y 1m to grant Granted Oct 13, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
92%
With Interview (+8.7%)
2y 10m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1118 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month