Prosecution Insights
Last updated: October 02, 2026
Application No. 18/701,650

BALANCE FOR A HOROLOGICAL MOVEMENT

Final Rejection §103§112
Filed
Apr 16, 2024
Priority
Dec 15, 2021 — EU 21214801.9 +1 more
Examiner
COLLINS, JASON M
Art Unit
2831
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Nivarox-FAR S.A.
OA Round
2 (Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
3m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
391 granted / 523 resolved
+6.8% vs TC avg
Moderate +13% lift
Without
With
+13.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
22 currently pending
Career history
527
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
49.5%
+9.5% vs TC avg
§102
27.2%
-12.8% vs TC avg
§112
18.6%
-21.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 523 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The subject matter of this application admits of illustration by a drawing to facilitate understanding of the invention. Applicant is required to furnish a drawing under 37 CFR 1.81(c). No new matter may be introduced in the required drawing. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 2, 4, 5, 7 and 10-14 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. These claims recite the limitation “the austenitic alloy” but two previous alloys have been mentioned, 316L steel and 904L steel. There is insufficient antecedent basis for this limitation in the claims. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 4, 5, 7, and 9-13 are rejected under 35 U.S.C. 103 as being unpatentable over Karsten EP 3709099 in view of De Almeida Graca, US 2018/0046141 and Matthey NPL as evidenced by Silvant, US 2020/0050153. Regarding claim 1, Karsten discloses an assembly comprising a balance (figure 4) including a hub (2) connected to a felloe (1) by at least one arm, at least the felloe being made of a material (Phynox, [0114]) whose relative magnetic permeability is less than 1.01, whose density is greater than 6.5, and which is electrically insulating (Phynox inherently has these physical material properties). Karsten does not explicitly disclose the felloe is made of 316L steel or a staff arranged to receive said balance, the staff also being made of 904L steel. De Almeida Graca discloses a winding device of a timepiece movement made of a material consisting of a 316L steel [0027]. This austenitic alloy can also be 304L or 904L [0037]. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify Karsten to use an austenitic steel alloy taught in De Almeida Graca because he states: “the invention even makes it possible to reduce the friction torques over time, which enables the winding device to improve its performance while aging.” Further, it has been held to be within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416. In this case, De Almeida Graca and Silvant [0031] disclose the claimed alloy in use in similar applications and a known equivalent of Phynox. Therefore, it would have been an obvious choice to use the claimed materials instead. Regarding claim 2, Karsten and De Almeida Graca disclose the material has an electrical conductivity of preferably less than or equal to 2.5 MS/m, and more preferably less than 1.5 MS/m (316L steel is disclosed to have these physical material properties). Regarding claim 4, Karsten and De Almeida Graca disclose the material is made from an alloy which contains iron, chromium, nickel and/or cobalt as its main constituents (316L Steel). Regarding claim 5, Karsten and De Almeida Graca disclose the material has a face-centred cubic crystal structure (316L steel has a face-centered cubic crystal structure). Regarding claim 7, Karsten and De Almeida Graca disclose the austenitic alloy has a chromium content greater than 10%, and preferably greater than 15% (316L steel has above 15% chromium). Regarding claim 9, Karsten and De Almeida Graca disclose a movement comprising the assembly according to claim 1 (Fig 1). Regarding claim 10, Karsten and De Almeida Graca disclose the austenitic alloy has an electrical conductivity less than or equal to 1.5 MS/m (316L steel). Regarding claim 11, Karsten and De Almeida Graca disclose the austenitic alloy has a chromium content greater than 15%. Regarding claim 12, Karsten and De Almeida Graca disclose the balance is made of the austenitic alloy, and wherein the austenitic alloy of the staff and of the balance has a chromium content greater than 15%. Regarding claim 14, De Almeida Graca discloses the use of 316L steel but does not disclose the chemical composition. Matthey NPL discloses that 316L steel is virtually identical to the claimed composition. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to use the claimed composition of 316L steel since a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close, Titanium Metals Corp, of America v. Banner, 778 F.2d 775, 783, 227 USPQ 773, 779 (Fed. Cir. 1985). Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Karsten, De Almeida Graca and Matthey in view of Fussinger, US 2018/0024502. Karsten, De Almeida Graca and Matthey do not explicitly disclose a balance has a decorative layer by electroplating PVD or CVD, and wherein the staff is coated with a layer including nickel-phosphorus (NiP) or nickel- boron (NiB). Fussinger discloses a balance with a NiP layer (abstract, [0069] and see claim 17). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to coat the balance with a NiP layer for the purpose of hardening and because Fussinger states: “This selective hardening of pivots 3 of balance staff 1 makes it possible to combine advantages like low sensitivity to magnetic fields and mechanical properties allowing a very good shock resistance to be obtained, in the main stress areas”. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JASON COLLINS whose telephone number is (571)270-3994. The examiner can normally be reached 9:30 AM - 6:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Luebke can be reached at 571-272-2009. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JASON M COLLINS/ Examiner, Art Unit 2831 /EDWIN A. LEON/ Primary Examiner, Art Unit 2831
Read full office action

Prosecution Timeline

Apr 16, 2024
Application Filed
Mar 18, 2026
Non-Final Rejection mailed — §103, §112
Jun 15, 2026
Response Filed
Sep 04, 2026
Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12748383
METHOD FOR TREATING A BALANCE SPRING FOR A HOROLOGICAL MOVEMENT
2y 5m to grant Granted Sep 29, 2026
Patent 12736926
AUXILIARY PRECISION TIMEKEEPER FOR GPS RECEIVER
2y 6m to grant Granted Sep 15, 2026
Patent 12730411
FLEXIBLE GUIDE WITH ADJUSTABLE TRANSLATION TABLE FOR ROTARY RESONATOR MECHANISM, IN PARTICULAR OF A HOROLOGICAL MOVEMENT
4y 11m to grant Granted Sep 08, 2026
Patent 12704814
MOVEMENT TRANSMISSION SYSTEM
3y 8m to grant Granted Aug 11, 2026
Patent 12704817
WEARABLE ELECTRONIC DEVICE COMPRISING ELECTROPHORETIC ELEMENT
2y 3m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
88%
With Interview (+13.0%)
2y 9m (~3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 523 resolved cases by this examiner. Grant probability derived from career allowance rate.

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